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Uzbekistan

HISTORY
GEOGRAPHY
PEOPLE & SOCIETY
ECONOMY
GOVERNMENT
NATIONAL SECURITY
REFERENCE

Uzbekistan - History

Uzbekistan

Uzbekistan, the most populous and arguably the most powerful state in Central Asia, has a long and magnificent history. Located between two rivers--the Amu Darya to the north and the Syrdariya to the south--the region that is modern Uzbekistan has been one of the cradles of world civilization. Some of the world's oldest sedentary populations and several of its most ancient cities are located here. Beginning at the height of the Roman Empire, the region was a crossroads on the transcontinental trade routes between China and the West. Subject to constant invasion and to in-migration of nomads from the great grasslands to the north, Uzbekistan became a region of legendary conquests where various peoples with different traditions have consistently had to live together.

Early History

The first people known to have occupied Central Asia were Iranian nomads who arrived from the northern grasslands of what is now Uzbekistan sometime in the first millennium B.C. These nomads, who spoke Iranian dialects, settled in Central Asia and began to build an extensive irrigation system along the rivers of the region. At this time, cities such as Bukhoro (Bukhara) and Samarqand (Samarkand) began to appear as centers of government and culture. By the fifth century B.C., the Bactrian, Soghdian, and Tokharian states dominated the region. As China began to develop its silk trade with the West, Iranian cities took advantage of this commerce by becoming centers of trade. Using an extensive network of cities and settlements in the province of Mawarannahr (a name given the region after the Arab conquest) in Uzbekistan and farther east in what is today China's Xinjiang Uygur Auton-omous Region, the Soghdian intermediaries became the wealthiest of these Iranian merchants. Because of this trade on what became known as the Silk Route, Bukhoro and Samarqand eventually became extremely wealthy cities, and at times Mawarannahr was one of the most influential and powerful Persian provinces of antiquity.

The wealth of Mawarannahr was a constant magnet for invasions from the northern steppes and from China. Numerous intraregional wars were fought between Soghdian states and the other states in Mawarannahr, and the Persians and the Chinese were in perpetual conflict over the region. Alexander the Great conquered the region in 328 B.C., bringing it briefly under the control of his Macedonian Empire.

In the same centuries, however, the region also was an important center of intellectual life and religion. Until the first centuries after Christ, the dominant religion in the region was Zoroastrianism (see Glossary), but Buddhism, Manichaeism, and Christianity also attracted large numbers of followers.

Uzbekistan

Uzbekistan - The Early Islamic Period

Uzbekistan

The conquest of Central Asia by Islamic Arabs, which was completed in the eighth century A.D., brought to the region a new religion and culture that continue to be dominant. The Arabs first invaded Mawarannahr in the middle of the seventh century through sporadic raids during their conquest of Persia. Available sources on the Arab conquest suggest that the Soghdians and other Iranian peoples of Central Asia were unable to defend their land against the Arabs because of internal divisions and the lack of strong indigenous leadership. The Arabs, on the other hand, were led by a brilliant general, Qutaybah ibn Muslim, and they also were highly motivated by the desire to spread their new faith (the official beginning of which was in A.D. 622). Because of these factors, the population of Mawarannahr was easily conquered. The new religion brought by the Arabs spread gradually in the region. The native cultures, which in some respects already were being displaced by Persian influences before the Arabs arrived, were displaced farther in the ensuing centuries. Nevertheless, the destiny of Central Asia as an Islamic region was firmly established by the Arab victory over the Chinese armies in 750 in a battle at the Talas River.

Under Arab rule, Central Asia retained much of its Iranian character, remaining an important center of culture and trade for centuries after the Arab conquest. However, until the tenth century the language of government, literature, and commerce was Arabic. Mawarannahr continued to be an important political player in regional affairs, as it had been under various Persian dynasties. In fact, the Abbasid Caliphate, which ruled the Arab world for five centuries beginning in 750, was established thanks in great part to assistance from Central Asian supporters in their struggle against the then-ruling Umayyad Caliphate.

During the height of the Abbasid Caliphate in the eighth and the ninth centuries, Central Asia and Mawarannahr experienced a truly golden age. Bukhoro became one of the leading centers of learning, culture, and art in the Muslim world, its magnificence rivaling contemporaneous cultural centers such as Baghdad, Cairo, and Cordoba. Some of the greatest historians, scientists, and geographers in the history of Islamic culture were natives of the region.

As the Abbasid Caliphate began to weaken and local Islamic Iranian states emerged as the rulers of Iran and Central Asia, the Persian language began to regain its preeminent role in the region as the language of literature and government. The rulers of the eastern section of Iran and of Mawarannahr were Persians. Under the Samanids and the Buyids, the rich culture of Mawarannahr continued to flourish.

Uzbekistan

Uzbekistan - Mawarannahr

Uzbekistan

In the ninth century, the continued influx of nomads from the northern steppes brought a new group of people into Central Asia. These people were the Turks who lived in the great grasslands stretching from Mongolia to the Caspian Sea. Introduced mainly as slave soldiers to the Samanid Dynasty, these Turks served in the armies of all the states of the region, including the Abbasid army. In the late tenth century, as the Samanids began to lose control of Mawarannahr and northeastern Iran, some of these soldiers came to positions of power in the government of the region, and eventually they established their own states. With the emergence of a Turkic ruling group in the region, other Turkic tribes began to migrate to Mawarannahr.

The first of the Turkic states in the region was the Ghaznavid Empire, established in the last years of the tenth century. The Ghaznavid state, which ruled lands south of the Amu Darya, was able to conquer large areas of Iran, Afghanistan, and northern India during the reign of Sultan Mahmud. The dominance of Ghazna was curtailed, however, when large-scale Turkic migrations brought in two new groups of Turks who undermined the Ghaznavids. In the east, these Turks were led by the Qarakhanids, who conquered the Samanids. Then the Seljuk family led Turks into the western part of the region, conquering the Ghaznavid territory of Khorazm (also spelled Khorezm and Khwarazm).

Attracted by the wealth of Central Asia as were earlier groups, the Seljuks dominated a wide area from Asia Minor to the western sections of Mawarannahr, in Afghanistan, Iran, and Iraq in the eleventh century. The Seljuk Empire then split into states ruled by various local Turkic and Iranian rulers. The culture and intellectual life of the region continued unaffected by such political changes, however. Turkic tribes from the north continued to migrate into the region during this period.

In the late twelfth century, a Turkic leader of Khorazm, which is the region south of the Aral Sea, united Khorazm, Mawarannahr, and Iran under his rule. Under the rule of the Khorazm shah Kutbeddin Muhammad and his son, Muhammad II, Mawarannahr continued to be prosperous and rich. However, a new incursion of nomads from the north soon changed this situation. This time the invader was Chinggis (Genghis) Khan with his Mongol armies.

Uzbekistan

Uzbekistan - The Mongol Period

Uzbekistan

The Mongol invasion of Central Asia is one of the turning points in the history of the region. That event left imprints that were still discernible in the early twentieth century. The Mongols had such a lasting impact because they established the tradition that the legitimate ruler of any Central Asian state could only be a blood descendant of Chinggis Khan.

The Mongol conquest of Central Asia, which took place from 1219 to 1225, led to a wholesale change in the population of Mawarannahr. The conquest quickened the process of Turkification in the region because, although the armies of Chinggis Khan were led by Mongols, they were made up mostly of Turkic tribes that had been incorporated into the Mongol armies as the tribes were encountered in the Mongols' southward sweep. As these armies settled in Mawarannahr, they intermixed with the local populations, increasingly making the Iranians a minority. Another effect of the Mongol conquest was the large-scale damage the warriors inflicted on cities such as Bukhoro and on regions such as Khorazm. As the leading province of a wealthy state, Khorazm was treated especially severely. The irrigation networks in the region suffered extensive damage that was not repaired for several generations.

Uzbekistan

Uzbekistan - Timur

Uzbekistan

Following the death of Chinggis Khan in 1227, his empire was divided among his three sons. Despite the potential for serious fragmentation, Mongol law maintained orderly succession for several more generations, and control of most of Mawarannahr stayed in the hands of direct descendants of Chaghatai, the second son of Chinggis. Orderly succession, prosperity, and internal peace prevailed in the Chaghatai lands, and the Mongol Empire as a whole remained strong and united.

In the early fourteenth century, however, as the empire began to break up into its constituent parts, the Chaghatai territory also was disrupted as the princes of various tribal groups competed for influence. One tribal chieftain, Timur (Tamerlane), emerged from these struggles in the 1380s as the dominant force in Mawarannahr. Although he was not a descendant of Chinggis, Timur became the de facto ruler of Mawarannahr and proceeded to conquer all of western Central Asia, Iran, Asia Minor, and the southern steppe region north of the Aral Sea. He also invaded Russia before dying during an invasion of China in 1405.

Timur initiated the last flowering of Mawarannahr by gathering in his capital, Samarqand, numerous artisans and scholars from the lands he had conquered. By supporting such people, Timur imbued his empire with a very rich culture. During Timur's reign and the reigns of his immediate descendants, a wide range of religious and palatial construction projects were undertaken in Samarqand and other population centers. Timur also patronized scientists and artists; his grandson Ulugh Beg was one of the world's first great astronomers. It was during the Timurid dynasty that Turkish, in the form of the Chaghatai dialect, became a literary language in its own right in Mawarannahr--although the Timurids also patronized writing in Persian. Until then only Persian had been used in the region. The greatest Chaghataid writer, Ali Shir Nava'i, was active in the city of Herat, now in northwestern Afghanistan, in the second half of the fifteenth century.

The Timurid state quickly broke into two halves after the death of Timur. The chronic internal fighting of the Timurids attracted the attention of the Uzbek nomadic tribes living to the north of the Aral Sea. In 1501 the Uzbeks began a wholesale invasion of Mawarannahr.

Uzbekistan

Uzbekistan - The Uzbek Period

Uzbekistan

By 1510 the Uzbeks had completed their conquest of Central Asia, including the territory of the present-day Uzbekistan. Of the states they established, the most powerful, the Khanate of Bukhoro, centered on the city of Bukhoro. The khanate controlled Mawarannahr, especially the region of Tashkent, the Fergana Valley in the east, and northern Afghanistan. A second Uzbek state was established in the oasis of Khorazm at the mouth of the Amu Darya. The Khanate of Bukhoro was initially led by the energetic Shaybanid Dynasty. The Shaybanids competed against Iran, which was led by the Safavid Dynasty, for the rich far-eastern territory of present-day Iran. The struggle with Iran also had a religious aspect because the Uzbeks were Sunni (see Glossary) Muslims, and Iran was Shia (see Glossary).

Near the end of the sixteenth century, the Uzbek states of Bukhoro and Khorazm began to weaken because of their endless wars against each other and the Persians and because of strong competition for the throne among the khans in power and their heirs. At the beginning of the seventeenth century, the Shaybanid Dynasty was replaced by the Janid Dynasty.

Another factor contributing to the weakness of the Uzbek khanates in this period was the general decline of trade moving through the region. This change had begun in the previous century when ocean trade routes were established from Europe to India and China, circumventing the Silk Route. As European-dominated ocean transport expanded and some trading centers were destroyed, cities such as Bukhoro, Merv, and Samarqand in the Khanate of Bukhoro and Khiva and Urganch (Urgench) in Khorazm began to steadily decline.

The Uzbeks' struggle with Iran also led to the cultural isolation of Central Asia from the rest of the Islamic world. In addition to these problems, the struggle with the nomads from the northern steppe continued. In the seventeenth and eighteenth centuries, Kazak nomads and Mongols continually raided the Uzbek khanates, causing widespread damage and disruption. In the beginning of the eighteenth century, the Khanate of Bukhoro lost the fertile Fergana region, and a new Uzbek khanate was formed in Quqon.

Uzbekistan

Uzbekistan - Arrival of the Russians

Uzbekistan

The following period was one of weakness and disruption, with continuous invasions from Iran and from the north. In this period, a new group, the Russians, began to appear on the Central Asian scene. As Russian merchants began to expand into the grasslands of present-day Kazakstan, they built strong trade relations with their counterparts in Tashkent and, to some extent, in Khiva. For the Russians, this trade was not rich enough to replace the former transcontinental trade, but it made the Russians aware of the potential of Central Asia. Russian attention also was drawn by the sale of increasingly large numbers of Russian slaves to the Central Asians by Kazak and Turkmen tribes. Russians kidnapped by nomads in the border regions and Russian sailors shipwrecked on the shores of the Caspian Sea usually ended up in the slave markets of Bukhoro or Khiva. Beginning in the eighteenth century, this situation evoked increasing Russian hostility toward the Central Asian khanates.

Meanwhile, in the late eighteenth and early nineteenth centuries new dynasties led the khanates to a period of recovery. Those dynasties were the Qongrats in Khiva, the Manghits in Bukhoro, and the Mins in Quqon. These new dynasties established centralized states with standing armies and new irrigation works. But their rise coincided with the ascendance of Russian power in the Kazak steppes and the establishment of a British position in Afghanistan. By the early nineteenth century, the region was caught between these two powerful European competitors, each of which tried to add Central Asia to its empire in what came to be known as the Great Game. The Central Asians, who did not realize the dangerous position they were in, continued to waste their strength in wars among themselves and in pointless campaigns of conquest.

Uzbekistan

Uzbekistan - The Russian Conquest

Uzbekistan

In the nineteenth century, Russian interest in the area increased greatly, sparked by nominal concern over British designs on Central Asia; by anger over the situation of Russian citizens held as slaves; and by the desire to control the trade in the region and to establish a secure source of cotton for Russia. When the United States Civil War prevented cotton delivery from Russia's primary supplier, the southern United States, Central Asian cotton assumed much greater importance for Russia.

As soon as the Russian conquest of the Caucasus was completed in the late 1850s, therefore, the Russian Ministry of War began to send military forces against the Central Asian khanates. Three major population centers of the khanates--Tashkent, Bukhoro, and Samarqand--were captured in 1865, 1867, and 1868, respectively. In 1868 the Khanate of Bukhoro signed a treaty with Russia making Bukhoro a Russian protectorate. Khiva became a Russian protectorate in 1873, and the Quqon Khanate finally was incorporated into the Russian Empire, also as a protectorate, in 1876.

By 1876 the entire territory comprising present-day Uzbekistan either had fallen under direct Russian rule or had become a protectorate of Russia. The treaties establishing the protectorates over Bukhoro and Khiva gave Russia control of the foreign relations of these states and gave Russian merchants important concessions in foreign trade; the khanates retained control of their own internal affairs. Tashkent and Quqon fell directly under a Russian governor general.

During the first few decades of Russian rule, the daily life of the Central Asians did not change greatly. The Russians substantially increased cotton production, but otherwise they interfered little with the indigenous people. Some Russian settlements were built next to the established cities of Tashkent and Samarqand, but the Russians did not mix with the indigenous populations. The era of Russian rule did produce important social and economic changes for some Uzbeks as a new middle class developed and some peasants were affected by the increased emphasis on cotton cultivation.

In the last decade of the nineteenth century, conditions began to change as new Russian railroads brought greater numbers of Russians into the area. In the 1890s, several revolts, which were put down easily, led to increased Russian vigilance in the region. The Russians increasingly intruded in the internal affairs of the khanates. The only avenue for Uzbek resistance to Russian rule became the Pan-Turkish movement, also known as Jadidism, which had arisen in the 1860s among intellectuals who sought to preserve indigenous Islamic Central Asian culture from Russian encroachment. By 1900 Jadidism had developed into the region's first major movement of political resistance. Until the Bolshevik Revolution (see Glossary) of 1917, the modern, secular ideas of Jadidism faced resistance from both the Russians and the Uzbek khans, who had differing reasons to fear the movement.

Prior to the events of 1917, Russian rule had brought some industrial development in sectors directly connected with cotton. Although railroads and cotton-ginning machinery advanced, the Central Asian textile industry was slow to develop because the cotton crop was shipped to Russia for processing. As the tsarist government expanded the cultivation of cotton dramatically, it changed the balance between cotton and food production, creating some problems in food supply--although in the prerevolutionary period Central Asia remained largely self-sufficient in food. This situation was to change during the Soviet period when the Moscow government began a ruthless drive for national self-sufficiency in cotton. This policy converted almost the entire agricultural economy of Uzbekistan to cotton production, bringing a series of consequences whose negative impact still is felt today in Uzbekistan and other republics.

Uzbekistan

Uzbekistan - Entering the Twentieth Century

Uzbekistan

By the turn of the twentieth century, the Russian Empire was in complete control of Central Asia. The territory of Uzbekistan was divided into three political groupings: the khanates of Bukhoro and Khiva and the Guberniya (Governorate General) of Turkestan, the last of which was under direct control of the Ministry of War of Russia (see fig. 3). The final decade of the twentieth century finds the three regions united under the independent and sovereign Republic of Uzbekistan. The intervening decades were a period of revolution, oppression, massive disruptions, and colonial rule.

After 1900 the khanates continued to enjoy a certain degree of autonomy in their internal affairs. However, they ultimately were subservient to the Russian governor general in Tashkent, who ruled the region in the name of Tsar Nicholas II. The Russian Empire exercised direct control over large tracts of territory in Central Asia, allowing the khanates to rule a large portion of their ancient lands for themselves. In this period, large numbers of Russians, attracted by the climate and the available land, immigrated into Central Asia. After 1900, increased contact with Russian civilization began to have an impact on the lives of Central Asians in the larger population centers where the Russians settled.

Uzbekistan

Uzbekistan - The Jadidists and Basmachis

Uzbekistan

Russian influence was especially strong among certain young intellectuals who were the sons of the rich merchant classes. Educated in the local Muslim schools, in Russian universities, or in Istanbul, these men, who came to be known as the Jadidists, tried to learn from Russia and from modernizing movements in Istanbul and among the Tatars, and to use this knowledge to regain their country's independence. The Jadidists believed that their society, and even their religion, must be reformed and modernized for this goal to be achieved. In 1905 the unexpected victory of a new Asiatic power in the Russo-Japanese War and the eruption of revolution in Russia raised the hopes of reform factions that Russian rule could be overturned, and a modernization program initiated, in Central Asia. The democratic reforms that Russia promised in the wake of the revolution gradually faded, however, as the tsarist government restored authoritarian rule in the decade that followed 1905. Renewed tsarist repression and the reactionary politics of the rulers of Bukhoro and Khiva forced the reformers underground or into exile. Nevertheless, some of the future leaders of Soviet Uzbekistan, including Abdur Rauf Fitrat and others, gained valuable revolutionary experience and were able to expand their ideological influence in this period.

In the summer of 1916, a number of settlements in eastern Uzbekistan were the sites of violent demonstrations against a new Russian decree canceling the Central Asians' immunity to conscription for duty in World War I. Reprisals of increasing violence ensued, and the struggle spread from Uzbekistan into Kyrgyz and Kazak territory. There, Russian confiscation of grazing land already had created animosity not present in the Uzbek population, which was concerned mainly with preserving its rights.

The next opportunity for the Jadidists presented itself in 1917 with the outbreak of the February and October revolutions in Russia. In February the revolutionary events in Russia's capital, Petrograd (St. Petersburg), were quickly repeated in Tashkent, where the tsarist administration of the governor general was overthrown. In its place, a dual system was established, combining a provisional government with direct Soviet power and completely excluding the native Muslim population from power. Indigenous leaders, including some of the Jadidists, attempted to set up an autonomous government in the city of Quqon in the Fergana Valley, but this attempt was quickly crushed. Following the suppression of autonomy in Quqon, Jadidists and other loosely connected factions began what was called the Basmachi revolt against Soviet rule, which by 1922 had survived the civil war and was asserting greater power over most of Central Asia. For more than a decade, Basmachi guerrilla fighters (that name was a derogatory Slavic term that the fighters did not apply to themselves) fiercely resisted the establishment of Soviet rule in parts of Central Asia.

However, the majority of Jadidists, including leaders such as Fitrat and Faizulla Khojayev, cast their lot with the communists. In 1920 Khojayev, who became first secretary of the Communist Party of Uzbekistan, assisted communist forces in the capture of Bukhoro and Khiva. After the amir of Bukhoro had joined the Basmachi movement, Khojayev became president of the newly established Soviet Bukhoran People's Republic. A People's Republic of Khorazm also was set up in what had been Khiva.

The Basmachi revolt eventually was crushed as the civil war in Russia ended and the communists drew away large portions of the Central Asian population with promises of local political autonomy and the potential economic autonomy of Soviet leader Vladimir I. Lenin's New Economic Policy (NEP--see Glossary). Under these circumstances, large numbers of Central Asians joined the communist party, many gaining high positions in the government of the Uzbek Soviet Socialist Republic (Uzbek SSR), the administrative unit established in 1924 to include present-day Uzbekistan and Tajikistan. The indigenous leaders cooperated closely with the communist government in enforcing policies designed to alter the traditional society of the region: the emancipation of women, the redistribution of land, and mass literacy campaigns.

Uzbekistan

Uzbekistan - The Stalinist Period

Uzbekistan

In 1929 the Tajik and Uzbek Soviet socialist republics were separated. As Uzbek communist party chief, Khojayev enforced the policies of the Soviet government during the collectivization of agriculture in the late 1920s and early 1930s and, at the same time, tried to increase the participation of Uzbeks in the government and the party. Soviet leader Joseph V. Stalin suspected the motives of all reformist national leaders in the non-Russian republics of the Soviet Union. By the late 1930s, Khojayev and the entire group that came into high positions in the Uzbek Republic had been arrested and executed during the Stalinist purges.

Following the purge of the nationalists, the government and party ranks in Uzbekistan were filled with people loyal to the Moscow government. Economic policy emphasized the supply of cotton to the rest of the Soviet Union, to the exclusion of diversified agriculture. During World War II, many industrial plants from European Russia were evacuated to Uzbekistan and other parts of Central Asia. With the factories came a new wave of Russian and other European workers. Because native Uzbeks were mostly occupied in the country's agricultural regions, the urban concentration of immigrants increasingly Russified Tashkent and other large cities. During the war years, in addition to the Russians who moved to Uzbekistan, other nationalities such as Crimean Tatars, Chechens, and Koreans were exiled to the republic because Moscow saw them as subversive elements in European Russia.

Uzbekistan

Uzbekistan - Rashidov

Uzbekistan

Following the death of Stalin in 1953, the relative relaxation of totalitarian control initiated by First Secretary Nikita S. Khrushchev (in office 1953-64) brought the rehabilitation of some of the Uzbek nationalists who had been purged. More Uzbeks began to join the Communist Party of Uzbekistan and to assume positions in the government. However, those Uzbeks who participated in the regime did so on Russian terms. Russian was the language of state, and Russification was the prerequisite for obtaining a position in the government or the party. Those who did not or could not abandon their Uzbek lifestyles and identities were excluded from leading roles in official Uzbek society. Because of these conditions, Uzbekistan gained a reputation as one of the most politically conservative republics in the Soviet Union.

As Uzbeks were beginning to gain leading positions in society, they also were establishing or reviving unofficial networks based on regional and clan loyalties. These networks provided their members support and often profitable connections between them and the state and the party. An extreme example of this phenomenon occurred under the leadership of Sharaf Rashidov, who was first secretary of the Communist Party of Uzbekistan from 1959 to 1982. During his tenure, Rashidov brought numerous relatives and associates from his native region into government and party leadership positions. The individuals who thus became "connected" treated their positions as personal fiefdoms to enrich themselves.

In this way, Rashidov was able to initiate efforts to make Uzbekistan less subservient to Moscow. As became apparent after his death, Rashidov's strategy had been to remain a loyal ally of Leonid I. Brezhnev, leader of the Soviet Union from 1964 to 1982, by bribing high officials of the central government. With this advantage, the Uzbek government was allowed to merely feign compliance with Moscow's demands for increasingly higher cotton quotas.

Uzbekistan

Uzbekistan - The 1980s

Uzbekistan

During the decade following the death of Rashidov, Moscow attempted to regain the central control over Uzbekistan that had weakened in the previous decade. In 1986 it was announced that almost the entire party and government leadership of the republic had conspired in falsifying cotton production figures. Eventually, Rashidov himself was also implicated (posthumously) together with Yuriy Churbanov, Brezhnev's son-in-law. A massive purge of the Uzbek leadership was carried out, and corruption trials were conducted by prosecutors brought in from Moscow. In the Soviet Union, Uzbekistan became synonymous with corruption. The Uzbeks themselves felt that the central government had singled them out unfairly; in the 1980s, this resentment led to a strengthening of Uzbek nationalism. Moscow's policies in Uzbekistan, such as the strong emphasis on cotton and attempts to uproot Islamic tradition, then came under increasing criticism in Tashkent.

In 1989 ethnic animosities came to a head in the Fergana Valley, where local Meskhetian Turks were assaulted by Uzbeks, and in the Kyrgyz city of Osh, where Uzbek and Kyrgyz youth clashed. Moscow's response to this violence was a reduction of the purges and the appointment of Islam Karimov as first secretary of the Communist Party of Uzbekistan. The appointment of Karimov, who was not a member of the local party elite, signified that Moscow wanted to lessen tensions by appointing an outsider who had not been involved in the purges.

Resentment among Uzbeks continued to smolder, however, in the liberalized atmosphere of Soviet leader Mikhail S. Gorbachev's policies of perestroika (see Glossary) and glasnost (see Glossary). With the emergence of new opportunities to express dissent, Uzbeks expressed their grievances over the cotton scandal, the purges, and other long-unspoken resentments. These included the environmental situation in the republic, recently exposed as a catastrophe as a result of the long emphasis on heavy industry and a relentless pursuit of cotton (see Environmental Problems, this ch.). Other grievances included discrimination and persecution experienced by Uzbek recruits in the Soviet army and the lack of investment in industrial development in the republic to provide jobs for the ever-increasing population.

By the late 1980s, some dissenting intellectuals had formed political organizations to express their grievances. The most important of these, Birlik (Unity), initially advocated the diversification of agriculture, a program to salvage the desiccated Aral Sea, and the declaration of the Uzbek language as the state language of the republic. Those issues were chosen partly because they were real concerns and partly because they were a safe way of expressing broader disaffection with the Uzbek government. In their public debate with Birlik, the government and party never lost the upper hand. As became especially clear after the accession of Karimov as party chief, most Uzbeks, especially those outside the cities, still supported the communist party and the government. Birlik's intellectual leaders never were able to make their appeal to a broad segment of the population (see Opposition Parties, this ch.).

Uzbekistan

Uzbekistan - Independence

Uzbekistan

The attempted coup against the Gorbachev government by disaffected hard-liners in Moscow, which occurred in August 1991, was a catalyst for independence movements throughout the Soviet Union. Despite Uzbekistan's initial hesitancy to oppose the coup, the Supreme Soviet of Uzbekistan declared the republic independent on August 31, 1991. In December 1991, an independence referendum was passed with 98.2 percent of the popular vote. The same month, a parliament was elected and Karimov was chosen the new nation's first president.

Although Uzbekistan had not sought independence, when events brought them to that point, Karimov and his government moved quickly to adapt themselves to the new realities. They realized that under the Commonwealth of Independent States (CIS--see Glossary), the loose federation proposed to replace the Soviet Union, no central government would provide the subsidies to which Uzbek governments had become accustomed for the previous seventy years. Old economic ties would have to be reexamined and new markets and economic mechanisms established. Although Uzbekistan as defined by the Soviets had never had independent foreign relations, diplomatic relations would have to be established with foreign countries quickly. Investment and foreign credits would have to be attracted, a formidable challenge in light of Western restrictions on financial aid to nations restricting expression of political dissent. For example, the suppression of internal dissent in 1992 and 1993 had an unexpectedly chilling effect on foreign investment. Uzbekistan's image in the West alternated in the ensuing years between an attractive, stable experimental zone for investment and a post-Soviet dictatorship whose human rights record made financial aid inadvisable. Such alternation exerted strong influence on the political and economic fortunes of the new republic in its first five years (see International Financial Relations, this ch.).

Uzbekistan

Uzbekistan - Geography

Uzbekistan

With an area of 447,000 square kilometers (approximately the size of France), Uzbekistan stretches 1,425 kilometers from west to east and 930 kilometers from north to south. Bordering Turkmenistan to the southwest, Kazakstan to the north, and Tajikistan and Kyrgyzstan to the south and east, Uzbekistan is not only one of the larger Central Asian states but also the only Central Asian state to border all of the other four. Uzbekistan also shares a short border with Afghanistan to the south (see fig. 1).

Topography and Drainage

The physical environment of Uzbekistan is diverse, ranging from the flat, desert topography that comprises almost 80 percent of the country's territory to mountain peaks in the east reaching about 4,500 meters above sea level. The southeastern portion of Uzbekistan is characterized by the foothills of the Tian Shan mountains, which rise higher in neighboring Kyrgyzstan and Tajikistan and form a natural border between Central Asia and China. The vast Qizilqum (Turkic for "red sand"--Russian spelling Kyzyl Kum) Desert, shared with southern Kazakstan, dominates the northern lowland portion of Uzbekistan (see fig. 2). The most fertile part of Uzbekistan, the Fergana Valley, is an area of about 21,440 square kilometers directly east of the Qizilqum and surrounded by mountain ranges to the north, south, and east. The western end of the valley is defined by the course of the Syrdariya, which runs across the northeastern sector of Uzbekistan from southern Kazakstan into the Qizilqum. Although the Fergana Valley receives just 100 to 300 millimeters of rainfall per year, only small patches of desert remain in the center and along ridges on the periphery of the valley.

Water resources, which are unevenly distributed, are in short supply in most of Uzbekistan. The vast plains that occupy two-thirds of Uzbekistan's territory have little water, and there are few lakes. The two largest rivers feeding Uzbekistan are the Amu Darya and the Syrdariya, which originate in the mountains of Tajikistan and Kyrgyzstan, respectively. These rivers form the two main river basins of Central Asia; they are used primarily for irrigation, and several artificial canals have been built to expand the supply of arable land in the Fergana Valley and elsewhere.

Another important feature of Uzbekistan's physical environment is the significant seismic activity that dominates much of the country. Indeed, much of Uzbekistan's capital city, Tashkent, was destroyed in a major earthquake in 1966, and other earthquakes have caused significant damage before and since the Tashkent disaster. The mountain areas are especially prone to earthquakes.

<"16.htm">Climate
<"17.htm">Environment

Uzbekistan

Uzbekistan - Climate

Uzbekistan

Uzbekistan's climate is classified as continental, with hot summers and cool winters. Summer temperatures often surpass 40�C; winter temperatures average about -23�C, but may fall as low as -40�C. Most of the country also is quite arid, with average annual rainfall amounting to between 100 and 200 millimeters and occurring mostly in winter and spring. Between July and September, little precipitation falls, essentially stopping the growth of vegetation during that period.

Uzbekistan

Uzbekistan - Environment

Uzbekistan

Despite Uzbekistan's rich and varied natural environment, decades of environmental neglect in the Soviet Union have combined with skewed economic policies in the Soviet south to make Uzbekistan one of the gravest of the CIS's many environmental crises. The heavy use of agrochemicals, diversion of huge amounts of irrigation water from the two rivers that feed the region, and the chronic lack of water treatment plants are among the factors that have caused health and environmental problems on an enormous scale.

Environmental devastation in Uzbekistan is best exemplified by the catastrophe of the Aral Sea. Because of diversion of the Amu Darya and Syrdariya for cotton cultivation and other purposes, what once was the world's fourth largest inland sea has shrunk in the past thirty years to only about one-third of its 1960 volume and less than half its 1960 geographical size. The desiccation and salinization of the lake have caused extensive storms of salt and dust from the sea's dried bottom, wreaking havoc on the region's agriculture and ecosystems and on the population's health. Desertification has led to the large-scale loss of plant and animal life, loss of arable land, changed climatic conditions, depleted yields on the cultivated land that remains, and destruction of historical and cultural monuments. Every year, many tons of salts reportedly are carried as far as 800 kilometers away. Regional experts assert that salt and dust storms from the Aral Sea have raised the level of particulate matter in the earth's atmosphere by more than 5 percent, seriously affecting global climate change.

The Aral Sea disaster is only the most visible indicator of environmental decay, however. The Soviet approach to environmental management brought decades of poor water management and lack of water or sewage treatment facilities; inordinately heavy use of pesticides, herbicides, defoliants, and fertilizers in the fields; and construction of industrial enterprises without regard to human or environmental impact. Those policies present enormous environmental challenges throughout Uzbekistan.

Water Pollution

Large-scale use of chemicals for cotton cultivation, inefficient irrigation systems, and poor drainage systems are examples of the conditions that led to a high filtration of salinized and contaminated water back into the soil. Post-Soviet policies have become even more dangerous; in the early 1990s, the average application of chemical fertilizers and insecticides throughout the Central Asian republics was twenty to twenty-five kilograms per hectare, compared with the former average of three kilograms per hectare for the entire Soviet Union. As a result, the supply of fresh water has received further contaminants. Industrial pollutants also have damaged Uzbekistan's water. In the Amu Darya, concentrations of phenol and oil products have been measured at far above acceptable health standards. In 1989 the minister of health of the Turkmen SSR described the Amu Darya as a sewage ditch for industrial and agricultural waste substances. Experts who monitored the river in 1995 reported even further deterioration.

In the early 1990s, about 60 percent of pollution control funding went to water-related projects, but only about half of cities and about one-quarter of villages have sewers. Communal water systems do not meet health standards; much of the population lacks drinking water systems and must drink water straight from contaminated irrigation ditches, canals, or the Amu Darya itself.

According to one report, virtually all the large underground fresh-water supplies in Uzbekistan are polluted by industrial and chemical wastes. An official in Uzbekistan's Ministry of Environment estimated that about half of the country's population lives in regions where the water is severely polluted. The government estimated in 1995 that only 230 of the country's 8,000 industrial enterprises were following pollution control standards.

Air Pollution

Poor water management and heavy use of agricultural chemicals also have polluted the air. Salt and dust storms and the spraying of pesticides and defoliants for the cotton crop have led to severe degradation of air quality in rural areas.

In urban areas, factories and auto emissions are a growing threat to air quality. Fewer than half of factory smokestacks in Uzbekistan are equipped with filtration devices, and none has the capacity to filter gaseous emissions. In addition, a high percentage of existing filters are defective or out of operation. Air pollution data for Tashkent, Farghona, and Olmaliq show all three cities exceeding recommended levels of nitrous dioxide and particulates. High levels of heavy metals such as lead, nickel, zinc, copper, mercury, and manganese have been found in Uzbekistan's atmosphere, mainly from the burning of fossil fuels, waste materials, and ferrous and nonferrous metallurgy. Especially high concentrations of heavy metals have been reported in Toshkent Province and in the southern part of Uzbekistan near the Olmaliq Metallurgy Combine. In the mid-1990s, Uzbekistan's industrial production, about 60 percent of the total for the Central Asian nations excluding Kazakstan, also yielded about 60 percent of the total volume of Central Asia's emissions of harmful substances into the atmosphere. Because automobiles are relatively scarce, automotive exhaust is a problem only in Tashkent and Farghona.

Government Environmental Policy

The government of Uzbekistan has acknowledged the extent of the country's environmental problems, and it has made an oral commitment to address them. But the governmental structures to deal with these problems remain confused and ill defined. Old agencies and organizations have been expanded to address these questions, and new ones have been created, resulting in a bureaucratic web of agencies with no generally understood commitment to attack environmental problems directly. Various nongovernmental and grassroots environmental organizations also have begun to form, some closely tied to the current government and others assuming an opposition stance. For example, environmental issues were prominent points in the original platform of Birlik, the first major opposition movement to emerge in Uzbekistan (see The 1980s, this ch.). By the mid-1990s, such issues had become a key concern of all opposition groups and a cause of growing concern among the population as a whole.

In the first half of the 1990s, many plans were proposed to limit or discourage economic practices that damage the environment. Despite discussion of programs to require payments for resources (especially water) and to collect fines from heavy polluters, however, little has been accomplished. The obstacles are a lack of law enforcement in these areas, inconsistent government economic and environmental planning, corruption, and the overwhelming concentration of power in the hands of a president who shows little tolerance of grassroots activity (see Postindependence Changes, this ch.).

International donors and Western assistance agencies have devised programs to transfer technology and know-how to address these problems (see International Financial Relations, this ch.). But the country's environmental problems are predominantly the result of abuse and mismanagement of natural resources promoted by political and economic priorities. Until the political will emerges to regard environmental and health problems as a threat not only to the government in power but also to the very survival of Uzbekistan, the increasingly grave environmental threat will not be addressed effectively.

Uzbekistan

Uzbekistan - Population

Uzbekistan

The population of Uzbekistan, estimated in 1994 at about 23 million, is the largest of the Central Asian republics, comprising more than 40 percent of their total population. Growing at a rapid rate, the population is split by ethnic and regional differences. The Russian component of the population shrank steadily in the years after independence.

Size and Distribution

Relative to the former Soviet Union as a whole, Uzbekistan is still largely rural: roughly 60 percent of Uzbekistan's population lives in rural areas. The capital city is Tashkent, whose 1990 population was estimated at about 2.1 million people. Other major cities are Samarqand (population 366,000), Namangan (308,000), Andijon (293,000), Bukhoro (224,000), Farghona (200,000), and Quqon (182,000).

The population of Uzbekistan is exceedingly young. In the early 1990s, about half the population was under nineteen years of age. Experts expected this demographic trend to continue for some time because Uzbekistan's population growth rate has been quite high for the past century: on the eve of the collapse of the Soviet Union, only Tajikistan had a higher growth rate among the Soviet republics. Between 1897 and 1991, the population of the region that is now Uzbekistan more than quintupled, while the population of the entire territory of the former Soviet Union had not quite doubled. In 1991 the natural rate of population increase (the birth rate minus the death rate) in Uzbekistan was 28.3 per 1,000--more than four times that of the Soviet Union as a whole, and an increase from ten years earlier (see table 2, Appendix).

These characteristics are especially pronounced in the Autonomous Republic of Karakalpakstan (the Uzbek form for which is Qoroqalpoghiston Respublikasi), Uzbekistan's westernmost region. In 1936, as part of Stalin's nationality policy, the Karakalpaks (a Turkic Muslim group whose name literally means "black hat") were given their own territory in western Uzbekistan, which was declared an autonomous Soviet socialist republic to define its ethnic differences while maintaining it within the republic of Uzbekistan. In 1992 Karakalpakstan received republic status within independent Uzbekistan. Since that time, the central government in Tashkent has maintained pressure and tight economic ties that have kept the republic from exerting full independence.

Today, the population of Karakalpakstan is about 1.3 million people who live on a territory of roughly 168,000 square kilometers. Located in the fertile lower reaches of the Amu Darya where the river empties into the Aral Sea, Karakalpakstan has a long history of irrigation agriculture. Currently, however, the shrinking of the Aral Sea has made Karakalpakstan one of the poorest and most environmentally devastated parts of Uzbekistan, if not the entire former Soviet Union.

Because the population of that region is much younger than the national average (according to the 1989 census, nearly three-quarters of the population was younger than twenty-nine years), the rate of population growth is quite high. In 1991 the rate of natural growth in Karakalpakstan was reportedly more than thirty births per 1,000 and slightly higher in the republic's rural areas. Karakalpakstan is also more rural than Uzbekistan as a whole, with some of its administrative regions (rayony ; sing., rayon ) having only villages and no urban centers--an unusual situation in a former Soviet republic.

The growth of Uzbekistan's population was in some part due to in-migration from other parts of the former Soviet Union. Several waves of Russian and Slavic in-migrants arrived at various times in response to the industrialization of Uzbekistan in the early part of the Soviet period, following the evacuations of European Russia during World War II, and in the late 1960s to help reconstruct Tashkent after the 1966 earthquake. At various other times, non-Uzbeks arrived simply to take advantage of opportunities they perceived in Central Asia. Recently, however, Uzbekistan has begun to witness a net emigration of its European population. This is especially true of Russians, who have faced increased discrimination and uncertainty since 1991 and seek a more secure environment in Russia. Because most of Uzbekistan's population growth has been attributable to high rates of natural increase, the emigration of Europeans is expected to have little impact on the overall size and demographic structure of Uzbekistan's population. Demographers project that the population, currently growing at about 2.5 percent per year, will increase by 500,000 to 600,000 annually between the mid-1990s and the year 2010. Thus, by the year 2005 at least 30 million people will live in Uzbekistan.

High growth rates are expected to give rise to increasingly sharp population pressures that will exceed those experienced by most other former Soviet republics. Indeed, five of the eight most densely populated provinces of the former Soviet Union--Andijon, Farghona, Tashkent, Namangan, and Khorazm--are located in Uzbekistan, and populations continue to grow rapidly in all five. In 1993 the average population density of Uzbekistan was about 48.5 inhabitants per square kilometer, compared with a ratio of fewer than six inhabitants per square kilometer in neighboring Kazakstan. The distribution of arable land in 1989 was estimated at only 0.15 hectares per person. In the early 1990s, Uzbekistan's population growth had an increasingly negative impact on the environment, on the economy, and on the potential for increased ethnic tension.

<"19.htm">Ethnic Composition



Updated population figures for Uzbekistan.

Uzbekistan

Uzbekistan - Ethnic Composition

Uzbekistan

Population pressures have exacerbated ethnic tensions. In 1995 about 71 percent of Uzbekistan's population was Uzbek. The chief minority groups were Russians (slightly more than 8 percent), Tajiks (officially almost 5 percent, but believed to be much higher), Kazaks (about 4 percent), Tatars (about 2.5 percent), and Karakalpaks (slightly more than 2 percent). In the mid-1990s, Uzbekistan was becoming increasingly homogeneous, as the outflow of Russians and other minorities continues to increase and as Uzbeks return from other parts of the former Soviet Union. According to unofficial data, between 1985 and 1991 the number of nonindigenous individuals in Uzbekistan declined from 2.4 to 1.6 million.

The increase in the indigenous population and the emigration of Europeans have increased the self-confidence and often the self-assertiveness of indigenous Uzbeks, as well as the sense of vulnerability among the Russians in Uzbekistan. The Russian population, as former "colonizers," was reluctant to learn the local language or to adapt to local control in the post-Soviet era. In early 1992, public opinion surveys suggested that most Russians in Uzbekistan felt more insecure and fearful than they had before Uzbek independence.

The irony of this ethnic situation is that many of these Central Asian ethnic groups in Uzbekistan were artificially created and delineated by Soviet fiat in the first place. Before the Bolshevik Revolution, there was little sense of an Uzbek nationhood as such; instead, life was organized around the tribe or clan (see Entering the Twentieth Century, this ch.). Until the twentieth century, the population of what is today Uzbekistan was ruled by the various khans who had conquered the region in the sixteenth century.

But Soviet rule, and the creation of the Uzbek Soviet Socialist Republic in October 1924, ultimately created and solidified a new kind of Uzbek identity. At the same time, the Soviet policy of cutting across existing ethnic and linguistic lines in the region to create Uzbekistan and the other new republics also sowed tension and strife among the Central Asian groups that inhabited the region. In particular, the territory of Uzbekistan was drawn to include the two main Tajik cultural centers, Bukhoro and Samarqand, as well as parts of the Fergana Valley to which other ethnic groups could lay claim. This readjustment of ethnic politics caused animosity and territorial claims among Uzbeks, Tajiks, Kyrgyz, and others through much of the Soviet era, but conflicts grew especially sharp after the collapse of central Soviet rule.

The stresses of the Soviet period were present among Uzbekistan's ethnic groups in economic, political, and social spheres. An outbreak of violence in the Fergana Valley between Uzbeks and Meskhetian Turks in June 1989 claimed about 100 lives. That conflict was followed by similar outbreaks of violence in other parts of the Fergana Valley and elsewhere. The civil conflict in neighboring Tajikistan, which also involves ethnic hostilities, has been perceived in Uzbekistan (and presented by the Uzbekistani government) as an external threat that could provoke further ethnic conflict within Uzbekistan. Thousands of Uzbeks living in Tajikistan have fled the civil war there and migrated back to Uzbekistan, for example, just as tens of thousands of Russians and other Slavs have left Uzbekistan for northern Kazakstan or Russia. Crimean Tatars, deported to Uzbekistan at the end of World War II, are migrating out of Uzbekistan to return to the Crimea.

Two ethnic schisms may play an important role in the future of Uzbekistan. The first is the potential interaction of the remaining Russians with the Uzbek majority. Historically, this relationship has been based on fear, colonial dominance, and a vast difference in values and norms between the two populations. The second schism is among the Central Asians themselves. The results of a 1993 public opinion survey suggest that even at a personal level, the various Central Asian and Muslim communities often display as much wariness and animosity toward each other as they do toward the Russians in their midst. When asked, for example, whom they would not like to have as a son- or daughter-in-law, the proportion of Uzbek respondents naming Kyrgyz and Kazaks as undesirable was about the same as the proportion that named Russians. (About 10 percent of the Uzbeks said they would like to have a Russian son- or daughter-in-law.) And the same patterns were evident when respondents were asked about preferred nationalities among their neighbors and colleagues at work. Reports described an official Uzbekistani government policy of discrimination against the Tajik minority.

More about the <"18.htm">Population of Uzbekistan.

Uzbekistan

Uzbekistan - Other Social Affiliations

Uzbekistan

Other social factors also define the identities and loyalties of individuals in Uzbekistan and influence their behavior. Often regional and clan identities play an important role that supersedes specifically ethnic identification. In the struggle for political control or access to economic resources, for example, regional alliances often prevail over ethnic identities. A United States expert has identified five regions--the Tashkent region, the Fergana Valley, Samarqand and Bukhoro, the northwest territories, and the southern region--that have played the role of a power base for individuals who rose to the position of first secretary of the Communist Party of Uzbekistan. Often clan-based, these regional allegiances remain important in both the politics and the social structure of post-Soviet Uzbekistan.

Uzbekistan

Uzbekistan - Language and Literature

Uzbekistan

As with ethnic patterns and boundaries of post-Soviet Uzbekistan, the dominant native language, Uzbek, is in many ways a creation of the Soviet state. Indeed, until the beginning of the Soviet period, the languages spoken among the native population presented a colorful and diverse mosaic. Under Soviet rule, officially at least, this mosaic was replaced by Uzbek, which almost overnight became the official language of the Turkic population of the republic. But Russian, which at the same time was declared the "international language" of Uzbekistan, was favored above even Uzbek in official usage. Many Russian words made their way into Uzbek because Russian was the language of higher education, government, and economic activity throughout the Soviet era. In the 1980s, Uzbeks began a strong effort to eliminate the recent Russian borrowings from the language. The Latin alphabet was introduced to begin a gradual process of replacing the Cyrillic alphabet. But in the mid-1990s Russian still was widely used in official and economic circles.

<"22.htm">Linguistic Background
<"23.htm">Influences in the Soviet Period
<"24.htm">Language in the 1990s
<"25.htm">Literature

Uzbekistan

Uzbekistan - Linguistic Background

Uzbekistan

Uzbek is a Turkic language of the Qarluq family, closely related to Uyghur and Kazak. Although numerous local dialects and variations of the language are in use, the Tashkent dialect is the basis of the official written language. The dialects spoken in the northern and western parts of Uzbekistan have strong Turkmen elements because historically many Turkmen lived in close proximity to the Uzbeks in those regions. The dialects in the Fergana Valley near Kyrgyzstan show some Kyrgyz influence. Especially in the written dialect, Uzbek also has a strong Persian vocabulary element that stems from the historical influence of Iranian culture throughout the region (see Early History, this ch.).

Uzbek has a relatively short history as a language distinct from other Turkic dialects. Until the establishment of the Soviet republic's boundaries in the 1920s, Uzbek was not considered a language belonging to a distinct nationality. It was simply a Turkic dialect spoken by a certain segment of the Turkic population of Central Asia, a segment that also included the ruling tribal dynasties of the various states. The regional dialects spoken in Uzbekistan today reflect the fact that the Turkic population of Southern Central Asia has always been a mixture of various Turkic tribal groups (see Ethnic Groups, ch. 1; Social Structure, ch. 2; Population, ch. 5). When the present-day borders among the republics were established in 1929, all native peoples living in Uzbekistan (including Tajiks) were registered as Uzbeks regardless of their previous ethnic identity.

Until 1924 the written Turkic language of the region had been Chaghatai, a language that had a long and brilliant history as a vehicle of literature and culture after its development in the Timurid state of Herat in the late fifteenth century. Chaghatai also was the common written language of the entire region of Central Asia from the Persian border to Eastern Turkestan, which was located in today's China. The language was written in the Arabic script and had strong Persian elements in its grammar and vocabulary. Experts identify the Herat writer Ali Shir Nava'i as having played the foremost role in making Chaghatai a dominant literary language.

In modern Uzbekistan, Chaghatai is called Old Uzbek; its origin in Herat, which was an enemy state of the Uzbeks, is ignored or unknown. Use of the language was continued by the Uzbek khanates that conquered the Timurid states. Some early Uzbek rulers, such as Mukhammad Shaybani Khan, used Chaghatai to produce excellent poetry and prose. The seventeenth-century Khivan ruler Abulgazi Bahadur Khan wrote important historical works in Chaghatai. However, all of those writers also produced considerable literature in Persian. Chaghatai continued in use well into the twentieth century as the literary language of Central Asia. Early twentieth-century writers such as Fitrat wrote in Chaghatai.

In the late nineteenth century and early twentieth century, Chaghatai was influenced by the efforts of reformers of the Jadidist movement, who wanted to Turkify and unite all of the written languages used in the Turkic world into one written language (see The Russian Conquest, this ch.). These efforts were begun by the Crimean Tatar Ismail Gaspirali (Gasprinskiy in Russian), who advocated this cause in his newspaper Terjuman (Translator). Gaspirali called on all the Turkic peoples (including the Ottoman Turks, the Crimean and Kazan Tatars, and the Central Asians) to rid their languages of Arabic, Persian, and other foreign elements and to standardize their orthography and lexicon. Because of this effort, by the early 1920s the Turkic languages of Central Asia had lost some of the Persian influence.

Uzbekistan

Uzbekistan - Influences in the Soviet Period

Uzbekistan

Unfortunately for the reformers and their efforts to reform the language, following the national delimitation the Soviet government began a deliberate policy of separating the Turkic languages from each other. Each nationality was given a separate literary language. Often new languages had to be invented where no such languages had existed before. This was the case for Uzbek, which was declared to be a continuation of Chaghatai and a descendant of all of the ancient Turkic languages spoken in the region. In the initial stage of reform, in 1928-30, the Arabic alphabet was abandoned in favor of the Latin alphabet. Then in 1940, Cyrillic was made the official alphabet with the rationale that sharing the Arabic alphabet with Turkey might lead to common literature and hence a resumption of the Turkish threat to Russian control in the region.

Because of this artificial reform process, the ancient literature of the region became inaccessible to all but specialists. Instead, the use of Russian and Russian borrowings into Uzbek was strongly encouraged, and the study of Russian became compulsory in all schools. The emphasis on the study of Russian varied at various times in the Soviet period. At the height of Stalinism (1930s and 1940s), and in the Brezhnev period (1964-82), the study of Russian was strongly encouraged. Increasingly, Russian became the language of higher education and advancement in society, especially after Stalin orchestrated the Great Purge of 1937-38, which uprooted much indigenous culture in the non-Slavic Soviet republics. The language of the military was Russian as well. Those Uzbeks who did not study in higher education establishments and had no desire to work for the state did not make a great effort to study Russian. As a result, such people found their social mobility stifled, and males who served in the armed forces suffered discrimination and persecution because they could not communicate with their superiors. This communication problem was one of the reasons for disproportionate numbers of Uzbeks and other Central Asians in the noncombat construction battalions of the Soviet army.

Uzbekistan

Uzbekistan - Language in the 1990s

Uzbekistan

The official linguistic policy of the Karimov government has been that Uzbek is the language of the state, and Russian is the second language. Residents of Uzbekistan are required to study Uzbek to be eligible for citizenship. Following similar decisions in Azerbaijan and Turkmenistan, in September 1993 Uzbekistan announced plans to switch its alphabet from Cyrillic, which by that time had been in use for more than fifty years, to a script based on a modified Latin alphabet similar to that used in Turkey. According to plans, the transition will be complete by the year 2000. The primary reason for the short deadline is the urgent need to communicate with the outside world using a more universally understood alphabet. The move also has the political significance of signaling Uzbekistan's desire to break away from its past reliance on Russia and to limit the influence of Muslim states such as Saudi Arabia and Iran, which use the Arabic alphabet. A major project is under way to eradicate Russian words from the language and replace these words with "pure" Turkic words that have been borrowed from what is believed to be the ancient Turkic language of Inner Asia. At the same time, Uzbekistan's linguistic policies also are moving toward the West. In the early 1990s, the study of English has become increasingly common, and many policy makers express the hope that English will replace Russian as the language of international communication in Uzbekistan.

Uzbekistan

Uzbekistan - Literature

Uzbekistan

Uzbekistan's literature suffered great damage during the Stalinist purges of the 1930s; during that period, nearly every talented writer in the republic was purged and executed as an enemy of the people. Prior to the purges, Uzbekistan had a generation of writers who produced a rich and diverse literature, with some using Western genres to deal with important issues of the time. With the death of that generation, Uzbek literature entered a period of decline in which the surviving writers were forced to mouth the party line and write according to the formulas of socialist realism. Uzbek writers were able to break out of this straitjacket only in the early 1980s. In the period of perestroika and glasnost , a group of Uzbek writers led the way in establishing the Birlik movement, which countered some of the disastrous policies of the Soviet government in Uzbekistan. Beginning in the 1980s, the works of these writers criticized the central government and other establishment groups for the ills of society.

A critical issue for these writers was the preservation and purification of the Uzbek language. To reach that goal, they minimized the use of Russian lexicon in their works, and they advocated the declaration of Uzbek as the state language of Uzbekistan. These efforts were rewarded in 1992, when the new national constitution declared the Uzbek language to be the state language of the newly independent state. At the same time, however, some of these writers found themselves at odds with the Karimov regime because of their open criticism of post-Soviet policies.

Uzbekistan

Uzbekistan - Religion

Uzbekistan

Islam is by far the dominant religious faith in Uzbekistan. In the early 1990s, many of the Russians remaining in the republic (about 8 percent of the population) were Orthodox Christians. An estimated 93,000 Jews also were present. Despite its predominance, Islam is far from monolithic, however. Many versions of the faith have been practiced in Uzbekistan. The conflict of Islamic tradition with various agendas of reform or secularization throughout the twentieth century has left the outside world with a confused notion of Islamic practices in Central Asia. In Uzbekistan the end of Soviet power did not bring an upsurge of a fundamentalist version of Islam, as many had predicted, but rather a gradual reacquaintance with the precepts of the faith.

<"27.htm">Islam in the Soviet Era
<"28.htm">Islamic Fundamentalism
<"29.htm">Mainstream Islam in the 1990s

Uzbekistan

Uzbekistan - Islam in the Soviet Era

Uzbekistan

Soviet authorities did not prohibit the practice of Islam as much as they sought to coopt and utilize religion to placate a population that often was unaware of the tenets of its faith. After its introduction in the seventh century, Islam in many ways formed the basis of life in Uzbekistan. The Soviet government encouraged continuation of the role played by Islam in secular society. During the Soviet era, Uzbekistan had sixty-five registered mosques and as many as 3,000 active mullahs and other Muslim clerics. For almost forty years, the Muslim Board of Central Asia, the official, Soviet-approved governing agency of the Muslim faith in the region, was based in Tashkent. The grand mufti who headed the board met with hundreds of foreign delegations each year in his official capacity, and the board published a journal on Islamic issues, Muslims of the Soviet East .

However, the Muslims working or participating in any of these organizations were carefully screened for political reliability. Furthermore, as the Uzbekistani government ostensibly was promoting Islam with the one hand, it was working hard to eradicate it with the other. The government sponsored official antireligious campaigns and severe crackdowns on any hint of an Islamic movement or network outside of the control of the state.

Moscow's efforts to eradicate and coopt Islam not only sharpened differences between Muslims and others. They also greatly distorted the understanding of Islam among Uzbekistan's population and created competing Islamic ideologies among the Central Asians themselves.

Uzbekistan

Uzbekistan - Islamic Fundamentalism

Uzbekistan

In light of the role that Islam has played throughout Uzbekistan's history, many observers expected that Islamic fundamentalism would gain a strong hold after independence brought the end of the Soviet Union's official atheism. The expectation was that an Islamic country long denied freedom of religious practice would undergo a very rapid increase in the expression of its dominant faith. President Karimov has justified authoritarian controls over the populations of his and other Central Asian countries by the threat of upheavals and instability caused by growing Islamic political movements, and other Central Asian leaders also have cited this danger.

In the early 1990s, however, Uzbekistan did not witness a surge of Islamic fundamentalism as much as a search to recapture a history and culture with which few Uzbeks were familiar. To be sure, Uzbekistan is witnessing a vast increase in religious teaching and interest in Islam. Since 1991, hundreds of mosques and religious schools have been built or restored and reopened. And some of the Islamic groups and parties that have emerged might give leaders pause.

Uzbekistan

Uzbekistan - Mainstream Islam in the 1990s

Uzbekistan

For the most part, however, in the first years of independence Uzbekistan is seeing a resurgence of a more secular Islam, and even that movement is in its very early stages. According to a public opinion survey conducted in 1994, interest in Islam is growing rapidly, but personal understanding of Islam by Uzbeks remains limited or distorted. For example, about half of ethnic Uzbek respondents professed belief in Islam when asked to identify their religious faith. Among that number, however, knowledge or practice of the main precepts of Islam was weak. Despite a reported spread of Islam among Uzbekistan's younger population, the survey suggested that Islamic belief is still weakest among the younger generations. Few respondents showed interest in a form of Islam that would participate actively in political issues. Thus, the first years of post-Soviet religious freedom seem to have fostered a form of Islam related to the Uzbek population more in traditional and cultural terms than in religious ones, weakening Karimov's claims that a growing widespread fundamentalism poses a threat to Uzbekistan's survival. Available information suggests that Islam itself would probably not be the root cause of a conflict as much as it would be a vehicle for expressing other grievances that are far more immediate causes of dissension and despair. Experts do not minimize the importance of Islam, however. The practice of the Islamic faith is growing in Uzbekistan, and the politicization of Islam could become a real threat in the future.

Uzbekistan

Uzbekistan - Education

Uzbekistan

In developing a national education system to replace the centralized education prescriptions of Moscow, Uzbekistan has encountered severe budgeting shortfalls. The education law of 1992 began the process of theoretical reform, but the physical base has deteriorated, and curriculum revision has been slow.

Education System

Education is supervised by two national agencies, the Ministry of People's Education (for primary, secondary, and vocational education) and the Ministry of Higher Education (for postsecondary education). In 1993 Uzbekistan had 9,834 preschool centers, most of which were run by state enterprises for the children of their employees. An estimated 35 percent of children ages one to six attend such schools, but few rural areas have access to preschools. In the early 1990s, enterprises began closing schools or transferring them to direct administration of the Ministry of People's Education. A modest government construction program adds about 50,000 new places annually--a rate that falls far short of demand. Although experts rate most of Uzbekistan's preschools as being in poor condition, the government regards them as contributing vitally to the nutrition and education of children, especially when both parents work, a situation that became increasingly frequent in the 1990s.

In 1993 enrollment in regular and vocational schools, which covered grades one through eleven (ages six through sixteen), was 4.9 million of the estimated 5.7 million children in that age-group. Because of funding shortages, in 1993 the period of compulsory education was shortened from eleven to nine years. The infrastructure problem of schools is most serious at the primary and secondary levels; the government categorizes 50 percent of school buildings as unsuitable, and repair budgets are inadequate. Construction of new schools has been delayed because the boards of capital construction of the two education ministries do not have direct control over contractor pricing or construction practices at local levels. School nutritional levels often are below state standards; an estimated 50 percent of students do not receive a hot meal. In 1992 about 5,300 of Uzbekistan's 8,500 schools had double shifts; because most of these schools were rural, this situation affected only 25 percent of students, however.

In 1993 an estimated 220,000 students were in vocational training programs, with about 100,000 students graduating annually from 440 schools. Working in close cooperation with local employers, the schools choose from 260 trades to offer instruction conforming with industrial needs. In the post-Soviet era, vocational curricula were modified to accommodate an upsurge in light industry. Experts agree that, as the national economy diversifies and expands, the vocational program must expand its coverage of key industries and streamline its organization, which suffered disorientation in its transition from the rigid Soviet system.

In 1992 some 321,700 students were enrolled in institutions of higher learning; of those, about 43 percent were in evening or correspondence courses. The enrollment represented about 19 percent of the seventeen to twenty age-group, a decrease from the more than 23 percent reported in 1990. In 1992 enrollment declined because an entrance examination was used for the first time, Russian emigration continued, and the economy's demand for college graduates fell. Experts predicted that the government would restrict admittance levels until its policies succeed in expanding the economy. Fifty-three institutions of higher learning, many with productive research programs, were active in 1993. Higher education is hindered, however, by a shortage of laboratories, libraries, computers and data banks, and publishing facilities to disseminate research findings.

The state higher education system includes three universities, located at Nukus, Samarqand, and Tashkent. Tashkent State University, which has 19,300 students and 1,480 teachers, is the largest university in Central Asia; it has sixteen full departments, including three devoted to philology and one to Asian studies. Some twenty research institutes offer courses in specialized areas of medicine, veterinary science, and industry and technology. Another thirty institutes of higher learning offer postsecondary studies in medicine, agriculture, teaching, engineering, industrial technology, music, theater, economics, law, pharmacy, and political science; seventeen of the latter category are located in Tashkent.

<"31.htm">Curriculum
<"32.htm">Instruction

Uzbekistan

Uzbekistan - Education - Curriculum

Uzbekistan

In the early 1990s, the greatest controversy in curriculum policy was which language should be used for teaching in state schools. In 1992 Uzbek and the other Central Asian languages were made the official languages of instruction, meaning that Uzbek schools might use any of five Central Asian languages or Russian as their primary language. Uzbek and Russian language courses are taught in all schools. After independence, a new emphasis was placed on courses in Uzbek history and culture and on increasing the short supply of textbooks in Uzbek in many fields. For a time, the Karimov regime closed Samarqand University, which taught in Tajik, as part of a broader crackdown on the country's Tajik minority.

The expansion of curricula, including the addition of courses in French, Arabic, and English, has placed new stress on a limited supply of teachers and materials. In the mid-1990s, a major curriculum reform was underway to support the post-Soviet economic and social transformation. Among the changes identified by Western experts are a more commercial approach to the mathematics curriculum, more emphasis in economics courses on the relationship of capital to labor, more emphasis in social science courses on individual responsibility for the environment, and the addition of entirely new subjects such as business management. Because such changes involve new materials and a new pedagogical approach by staff, the reform period is estimated at ten to fifteen years.

Uzbekistan

Uzbekistan - Education - Instruction

Uzbekistan

In the early 1990s, the thirty-six technical schools and six teacher colleges produced about 20,000 new teachers annually for the primary and secondary levels, and another 20,000 for higher education. In 1993 the ratio of staff to students was 1 to 12 in preschool institutions, 1 to 11.5 in primary and secondary schools, 1 to 12 in vocational schools, and 1 to 6.8 in institutions of higher education. The range of these ratios indicates that Uzbekistan prepares too many teachers for the needs of the existing student population, but experts do not consider the existing staff adequately trained to deal with upcoming curriculum changes and with the need to teach in Uzbek.

Experts have noted that the teacher training program must be reduced to concentrate government funds on a few high-quality research and training centers. Such a shift would free resources for material support, salaries, and administrative and supervisory personnel, all in short supply in the mid-1990s. Currently, teachers for preschool and grades one through four are trained at technical schools; those for grades five through eleven must train at the university level. The technical school program is five years beginning after grade nine, and the university program is four years beginning after grade eleven. Both programs combine pedagogical and general courses.

In the early 1990s, the government made significant improvements in teacher salaries and benefits. Many top teachers were lost to other sectors, however, because salaries still were not competitive with those elsewhere in the economy. In higher education, salaries were competitive with those in other occupations in Uzbekistan but not with those on the international teaching market.

Uzbekistan

Uzbekistan - Health

Uzbekistan

As Uzbekistan struggled to revise its Soviet-era health care system, the physical condition of its population was exacerbated by severe environmental conditions that were inherited from the Soviet period and were not addressed effectively in the first years of independence. Key health indicators showed a correlation between the high level of air and water pollution and health problems (see table 5, Appendix).

Health Care System

In the mid-1990s, Uzbekistan continued a health care system in which all hospitals and clinics were state owned and all medical personnel were government employees. Although health care ostensibly was free of change, this rarely was the case in practice. In the early 1990s, some private medical practices have supplemented state facilities to a small extent. In 1993 Uzbekistan undertook a program of privatization that began with the introduction of health insurance and continued with the gradual privatization of health care facilities, which is optimistically projected at about three years. Under the new program, the government would require private health facility owners to maintain the same standards as state facilities and to offer minimum free health care for the indigent. In the first few years of the program, however, only pharmacies and small clinics were privatized. Plans for 1995 called for privatizing twenty-four dental clinics and twelve prenatal clinics. In 1995 no plan provided for government divestiture of medium-sized health care facilities.

The government disburses its funds through the national Ministry of Health, through the health agencies of local and province governments, and through specialized facilities serving ministries and state enterprises. Treatment in the last two categories is generally better than in general state facilities because staff salaries and work conditions are better. As in the Soviet system, special facilities exist for top political, cultural, and scientific dignitaries. In 1994 some US$79 million, or 11.1 percent of the annual budget, was allocated for health care. Of that amount, about 60 percent went to state hospitals, 30 percent to outpatient clinics, and less than 6 percent to medical research.

Despite marked growth throughout the Soviet era, the public health care system in Uzbekistan is not equipped to deal with the special problems of a population long exposed to high levels of pollutants or with other health problems. Although the numbers of hospitals and doctors grew dramatically under Soviet rule--from almost no doctors in 1917 to 35.5 doctors per 10,000 population and to 1,388 hospitals and clinics per 10,000 population in 1991--the increasing incidence of serious disease raises questions about the effectiveness of care by these doctors and their facilities.

In 1993 a total of 16.8 million patients were treated, of whom 4.8 million were treated in hospitals and about 275,000 in outpatient clinics--meaning that the vast majority of patients received treatment only at home. Experts predicted that this trend would continue until the level of care in government facilities improved substantially.

Among the serious problems plaguing health care delivery are the extremely short supply of vaccines and medicines in hospitals; the generally poor quality of medical training; and corruption in the medical profession, which exacerbates the negative impact of changes in the system for the average patient and diverts treatment to favored private patients. According to a 1995 private study, the state system provided less than 20 percent of needed medicine and less than 40 percent of needed medical care, and budget constraints limited salaries for medical professionals. In 1990 the percentage of children receiving vaccines for diphtheria, pertussis, measles, and polio averaged between 80 and 90 percent. That statistic fell sharply in the first years of independence; for example, in 1993 fewer than half the needed doses of measles vaccine were administered.

The Ministry of Health has recognized that Uzbekistan has a serious narcotics addiction problem; illicit drug use reportedly stabilized between 1994 and 1996. The seven substance abuse rehabilitation clinics treat both alcoholism and narcotics abuse. The Ministry of Health has identified the following as its priorities, should expansion of services become possible: improvement of maternal and infant health care, prevention of the spread of infectious disease, and improvement of environmental conditions leading to health problems. In 1995 Uzbekistan was receiving aid from the United States Agency for International Development (AID), the United Nations Children's Fund (UNICEF), and the World Health Organization (WHO) for improving infant and maternal health care and for storage and distribution of vaccines.

<"34.htm">Health Conditions

Uzbekistan

Uzbekistan - Health Conditions

Uzbekistan

According to experts, the most immediate impact of the environmental situation in Uzbekistan is on the health condition of the population (see Environmental Problems, this ch.). Although it is difficult to establish a direct cause and effect between environmental problems and their apparent consequences, the cumulative impact of these environmental problems in Uzbekistan appears to have been devastating. Frequently cited in Uzbekistan's press are increasing occurrences of typhoid, paratyphoid, and hepatitis from contaminated drinking water; rising rates of intestinal disease and cancers; and increased frequency of anemia, dystrophy, cholera, dysentery, and a host of other illnesses. One Russian specialist includes among the ailments "lag in physical development," especially among children. According to this observer, sixty-nine of every 100 adults in the Aral Sea region are deemed to be "incurably ill." In 1990 life expectancy for males in all of Uzbekistan was sixty-four years, and for females, seventy years. The average life span in some villages near the Aral Sea in Karakalpakstan, however, is estimated at thirty-eight years.

In the early 1990s, only an estimated 30 percent of women in Uzbekistan practiced contraception of any kind. The most frequently used method was the intrauterine device, distribution of which began in a government program introduced in 1991. In 1991 the average fertility rate was 4.1 children per woman, but about 200,000 of the women in the childbearing age range have ten or more children.

Infant mortality increased by as much as 49 percent between 1970 and 1986 to an average of 46.2 deaths per 1,000 live births. In 1990 the average rate of mortality before age one for the entire country was sixty-five deaths per 1,000 live births. In the mid-1990s, official data estimated the level of infant mortality in parts of Karakalpakstan at 110 per 1,000 live births; unofficial estimates put the level at twice that figure. In 1992 the national maternal mortality rate was 65.3 per 100,000 live births, with considerably higher rates in some regions.

According to the WHO, Uzbekistan reported one case of acquired immune deficiency syndrome (AIDS) in 1992, one in 1993, and none in 1994. No treatment centers or AIDS research projects are known to exist in Uzbekistan.

Uzbekistan

Uzbekistan - The Economy

Uzbekistan

Chief among the causes of dissension and despair in Uzbekistan is the country's economic situation. According to United Nations (UN) figures, in 1994 Uzbekistan was one of the poorest of the developed countries in the world, with the average monthly wage less than US$50. But vast natural resources suggest the potential for Uzbekistan to become one of the most prosperous countries in Central Asia, provided the necessary reforms can be made to unleash that potential. At the end of the Soviet era, Uzbekistan was rated as one of the least industrialized Soviet republics. Government reform, with the theoretical goal of achieving a market economy, moved cautiously and unevenly in the directions of industrialization and market reform in the early 1990s. By the mid-1990s, signs indicated a more serious reform effort.

<"36.htm">Gold
<"37.htm">Energy
<"38.htm">Agriculture
<"39.htm">Industry
<"40.htm">Labor Force
<"41.htm">Postcommunist Economic Reform
<"42.htm">Structural and Legal Reform
<"43.htm">Banking and Finance

Uzbekistan

Uzbekistan - Gold

Uzbekistan

One of Uzbekistan's most abundant and strategic resources is gold. Before 1992, Uzbekistan accounted for about one-third of Soviet gold production, at a time when the Soviet Union ranked third in world gold production. The Muruntau Gold Mine, about 400 kilometers northwest of Tashkent in the Qizilqum Desert, is estimated to be the largest gold mine in the world, and other gold reserves are located in the Chadaq area of the Fergana Valley, on the southern slopes of the Qurama Mountains. In 1992, a reported 80 tons of gold were mined in Uzbekistan, making it the eighth largest producer of gold in the world. Fluorospar, the most important source of fluorine, is mined at Tuytepa between Olmaliq and Tashkent. In the region of Olmaliq, southeast of Tashkent, are deposits of copper, zinc, lead, tungsten, and molybdenum that are used in the well-developed metallurgical processing industries centered in northeastern Uzbekistan. Uranium is mined and processed on the slopes of the Chatkal and Qurama ranges that surround the Fergana Valley.

Uzbekistan

Uzbekistan - Energy

Uzbekistan

Uzbekistan is also rich in energy resources, although it was a net importer of fuels and primary energy throughout the Soviet period. The republic was the third largest producer of natural gas in the former Soviet Union behind Russia and Turkmenistan, producing more than 10 percent of the union's natural gas in the 1980s. In 1992 Uzbekistan produced 42.8 billion cubic meters of natural gas; although this output was used mostly within the republic in the Soviet period, pipelines to Tajikistan, Kazakstan, and Russia exported increasing amounts of natural gas to those countries in the early 1990s. Gas reserves are estimated at more than 1 trillion cubic meters. Deposits are concentrated mainly in Qashqadaryo Province in the southeast and near Bukhoro in the south-central region. Bukhoro gas is used to fuel local thermoelectric power plants. The biggest gas deposit, Boyangora-Gadzhak, was discovered in southeastern Surkhondaryo Province in the 1970s.

Uzbekistan also has small coal reserves, located mainly near Angren, east of Tashkent. In 1990 the total coal yield was 6 million tons. Oil production has likewise been small; Uzbekistan has relied on Russia and Kazakstan for most of its supply. Oil production was 3.3 million tons in 1992. But the discovery in 1994 of the Mingbulak oil field in the far northeastern province of Namangan may ultimately dwarf Uzbekistan's other energy resources. Experts have speculated that Mingbulak may prove to be one of the world's most productive oil fields. Located in the central basin of the Fergana Valley, the deposits could produce hundreds of millions of dollars worth of oil in the late 1990s. Qoqdumalaq in western Uzbekistan also has rich oil and natural gas deposits, reportedly containing hundreds of millions of tons of oil.

The coal deposits on the Angren River east of Tashkent and the natural gas deposits near Bukhoro are prime fuels for Uzbekistan's thermoelectric power plants. The well-developed hydroelectric power generating system utilizes the Syrdariya, Naryn, and Chirchiq rivers, all of which arise to the east in the mountains of Kyrgyzstan. Agreements with Kyrgyzstan and Tajikistan, through which the Syrdariya also flows, ensure a continued water flow for Uzbek power plants.

Uzbekistan

Uzbekistan - Agriculture

Uzbekistan

Uzbekistan has the advantages of a warm climate, a long growing season, and plentiful sources of water for irrigation. In the Soviet period, those conditions offered high and reliable yields of crops with specialized requirements. Soviet agricultural policy applied Uzbekistan's favorable conditions mainly to cotton cultivation. As Uzbekistan became a net exporter of cotton and a narrow range of other agricultural products, however, it required large-scale imports of grain and other foods that were not grown in sufficient quantities in domestic fields.

Organization of Agriculture

In the last decades of Soviet rule, the private agricultural sector produced about 25 percent of total farm output almost exclusively on the small private plots of collective and state farmers and nonagricultural households (the maximum private landholding was one-half hectare). In the early 1990s, Uzbekistan's agriculture still was dominated by collective and state farms, of which 2,108 were in operation in 1991. Because of this domination, average farm size was more than 24,000 hectares, and the average number of workers per farm was more than 1,100 in 1990. More than 99 percent of the value of agricultural production comes from irrigated land (see table 21, Appendix).

Economic Structure of Agriculture

Uzbekistan's economy depends heavily on agricultural production. As late as 1992, roughly 40 percent of its net material product (NMP--see Glossary) was in agriculture, although only about 10 percent of the country's land area was cultivated. Cotton accounts for 40 percent of the gross value of agricultural production. But with such a small percentage of land available for farming, the single-minded development of irrigated agriculture, without regard to consumption of water or other natural resources, has had adverse effects such as heavy salinization, erosion, and waterlogging of agricultural soils, which inevitably have limited the land's productivity. According to the Ministry of Land Reclamation and Water Resources, for example, after expansion of agricultural land under irrigation at a rate of more than 2 percent per year between 1965 and 1986, conditions attributed to poor water management had caused more than 3.4 million hectares to be taken out of production in the Aral Sea Basin alone. According to other reports, about 44 percent of the irrigated land in Uzbekistan today is strongly salinated. The regions of Uzbekistan most seriously affected by salinization are the provinces of Syrdariya, Bukhoro, Khorazm, and Jizzakh and the Karakalpakstan Republic (see fig. 13). Throughout the 1980s, agricultural investments rose steadily, but net losses rose at an even faster rate.

Cotton

Uzbekistan's main agricultural resource has long been its "white gold," the vast amounts of cotton growing on its territory. Uzbekistan always was the chief cotton-growing region of the Soviet Union, accounting for 61 percent of total Soviet production; in the mid-1990s it ranks as the fourth largest producer of cotton in the world and the world's third largest cotton exporter. In 1991 Uzbekistan's cotton yield was more than 4.6 million tons, of which more than 80 percent was classified in the top two quality grades. In 1987 roughly 40 percent of the workforce and more than half of all irrigated land in Uzbekistan--more than 2 million hectares--were devoted to cotton.

Other Crops

In light of increasing water shortages in Central Asia and the end of the Soviet distribution system that guaranteed food imports, government leaders have proposed reducing cotton cultivation in favor of grain and other food plants to feed an increasingly impoverished population. In fact, between 1987 and 1991 land planted to cotton decreased by 16 percent, mainly in favor of grains and fruits and vegetables. But Uzbekistan's short-term needs for hard currency make dramatic declines in cotton cultivation unrealistic. Likewise, Uzbekistan's entire existing agricultural infrastructure--irrigation systems, configuration of fields, allocation and type of farm machinery, and other characteristics--is geared toward cotton production; shifting to other crops would require a massive overhaul of the agricultural system and a risk that policy makers have not wished to take in the early years of independence. Under these circumstances, continued commitment to cotton is seen as a good base for longer-term development and diversification.

In 1991 Uzbekistan's main agricultural products, aside from cotton, were grains (primarily wheat, oats, corn, barley, and rice), fodder crops, and fruits and vegetables (primarily potatoes, tomatoes, grapes, and apples). That year 41 percent of cultivated land was devoted to cotton, 32 percent to grains, 11 percent to fruits, 4 percent to vegetables, and 12 percent to other crops. In the early 1990s, Uzbekistan produced the largest volume of fruits and vegetables among the nations of the former Soviet Union. Because Uzbekistan's yield per hectare of noncotton crops is consistently below that for other countries with similar growing conditions, experts believe that productivity can be improved significantly.

Uzbekistan

Uzbekistan - Industry

Uzbekistan

Uzbekistan's industrial sector accounted for 33 percent of its NMP in 1991. Despite some efforts to diversify its industrial base, industry remains dominated by raw materials extraction and processing, most of which is connected with cotton production and minerals (see table 22, Appendix). As illustrated especially by the domestic oil industry, in the Soviet era industrial production generally lagged behind consumption, making Uzbekistan a net importer of many industrial products. Under the difficult economic conditions caused by the collapse of the Soviet Union's system of allocations and interdependence of republics, this situation has worsened. In 1993 total manufacturing had decreased by 1 percent from its 1990 level, and mining output had decreased by more than 8 percent (see table 6, Appendix).

Heavy Industry

The Tashkent region, in the northeastern "peninsula" adjacent to the Fergana Valley, accounts for about one-third of the industrial output of Uzbekistan, with agricultural machinery the most important product. The city is the nucleus of an industrial region that was established near mineral and hydroelectric resources stretching across northeastern Uzbekistan from the Syrdariya in the west to the easternmost point of the nation. Electricity for the industries of the region comes from small hydroelectric stations along the Chirchiq River and from a gas-fired local power station.

Uzbekistan's most productive heavy industries have been extraction of natural gas and oil; oil refining; mining and mineral processing; machine building, especially equipment for cotton cultivation and the textile industry; coal mining; and the ferrous metallurgy, chemical, and electrical power industries. The chemical manufacturing industry focuses primarily on the production of fertilizer.

Two oil refineries in Uzbekistan, located at Farghona and Amtiari, have a combined capacity of 173,000 barrels per day. Other centers of the processing industries include Angren (for coal), Bekobod (steel), Olmaliq (copper, zinc, and molybdenum), Zarafshon (gold), and Yangiobod (uranium). The Uzbek fertilizer industry was established at Chirchiq, northeast of Tashkent, near Samarqand, and at several sites in the Fergana Basin. Uzbekistan is the largest producer of machinery for all phases of cotton cultivation and processing, as well as for irrigation, in the former Soviet Union. The machine building industry is centered at Tashkent, Chirchiq, Samarqand, and Andijon in the east, and at Nukus in Karakalpakstan.

Light Industry

The predominant light industries are primary processing of cotton, wool, and silk into fabric for export, and food processing. In 1989 light industry accounted for 27.1 percent of industrial production; that category was completely dominated by two sectors, textiles (18.2 percent) and agricultural food processing (8.9 percent). The nature of the Uzbek textile industry in the mid-1990s reflects the Soviet allotment to Uzbekistan of primary textile processing rather than production of finished products. Food processing has diversified to some degree; the industry specializes in production of dried apricots, raisins, and peaches. Other products are cottonseed oil for cooking, wine, and tobacco.

Uzbekistan

Uzbekistan - Labor Force

Uzbekistan

The swelling of the working-age population has led to high rates of unemployment and underemployment (see Population, this ch.). At the same time, despite relatively high average levels of education in the population, the shortage of skilled personnel in Uzbekistan is also a major constraint to future development (see Education, this ch.). Russians and other nonindigenous workers traditionally were concentrated in the heavy industrial sectors, including mining and heavy manufacturing. With the independence of Uzbekistan and the outbreak of violence in several parts of Central Asia, many of these skilled personnel left the country in the early 1990s. In 1990 as many as 90 percent of personnel in Uzbekistan's electric power stations were Russians. Because Russian emigration caused a shortage of skilled technicians, by 1994 half of the power generating units of the Syrdariya Hydroelectric Power Station had been shut down, and the newly constructed Novoangrenskiy Thermoelectric Power Station could not go on line because there was nobody to operate it. In the mid-1990s, training programs were preparing skilled indigenous cadres in these and other industrial sectors, but the shortfall has had a strong impact.

Uzbekistan

Uzbekistan - Postcommunist Economic Reform

Uzbekistan

With the collapse of the Soviet Union, Uzbekistan faced serious economic challenges: the breakdown of central planning from Moscow and the end of a reliable, if limited, system of interrepublican trade and payments mechanisms; production inefficiencies; the prevalence of monopolies; declining productivity; and loss of the significant subsidies and payments that had come from Moscow. All these changes signaled that fundamental reform would be necessary if the economy of Uzbekistan were to continue to be viable.

Traditionally a raw materials supplier for the rest of the Soviet Union, Uzbekistan saw its economy hard hit by the breakdown of the highly integrated Soviet economy. Factories in Uzbekistan could not get the raw materials they needed to diversify the national economy, and the end of subsidies from Moscow was exacerbated by concurrent declines in world prices for Uzbekistan's two major export commodities, gold and cotton.

Uzbekistan

Uzbekistan - Structural and Legal Reform of the Economy

Uzbekistan

From the time of independence, Uzbekistan's political leaders have made verbal commitments to developing a market-based economy, but they have proceeded cautiously in that direction. The first few years were characterized mainly by false starts that left little fundamental change. The initial stages of reform, instituted in 1992, were partial price liberalization, unification of foreign-exchange markets, new taxes, removal of import tariffs, and privatization of small shops and residential housing. Laws passed in 1992 provided for property and land ownership, banking, and privatization. Modernization of the tax system began in 1992; the first steps were a value-added tax (VAT--see Glossary) and a profits tax designed to replace income from the tax structure of the Soviet period.

In its first effort at price liberalization in 1992 and 1993, the government maintained some control on all prices and full control on the prices of basic consumer goods and energy. A wide range of legislation set new conditions for property and land ownership, banking, and privatization--fundamental conditions for establishing a market economy--but in general these provisions were limited, and they often were not enforced. International financial institutions initially were encouraged to believe that structural adjustments would be made in the national economy to accommodate international investment, but later such promises were rescinded. In 1994 the government maintained control of levels of production, investment, and trade, just as Moscow had done in the Soviet era. Several agencies, most notably the State Committee for Forecasting and Statistics, the State Association for Contracts and Trade, the Ministry of Foreign Economic Relations, and the Ministry of Finance, inherited responsibility for planning, finance, procurement, and distribution from the Soviet central state system. Economic policy making remains based on a national economic plan that sets production and consumption targets. State-owned enterprises remain in virtually all sectors of the economy. In 1994 no laws had established standards for bankruptcy, collateral, or contracts. But by 1995 Uzbekistan had made some significant movement toward reform, which experts interpreted as a possible harbinger of wider-ranging changes in the second half of the decade.

Privatization

Privatization of the large state industrial and agricultural enterprises, which dominated the economy in the Soviet era, proceeded very slowly in the early 1990s. The initial stage of privatization, which began in September 1992, targeted the housing, retail trade and services, and light industry sectors to promote the supply of consumer goods.

Beginning with the 1991 Law on Privatization, a number of laws and decrees have provided the policy framework for further privatization. A state privatization agency, established in 1992, set a goal of moving 10 to 15 percent of state economic assets into private hands by the end of 1993. Movement in that direction was slow in 1992, however, with only about 350 small shops being privatized. In the same period, housing was privatized at a somewhat faster pace by outright transfers or low-cost sales of state housing properties. By 1994 about 20,000 firms in small industry, trade, and services had been transferred from state ownership to the ownership of managers and employees of the firms. Nearly all such transfers were through the issuance of joint-stock shares or by direct sale.

Agricultural privatization, which began in 1990, has moved faster. Since the state began distributing free parcels of land that could be inherited but not sold, the number of peasant farms has risen dramatically (cotton-growing lands were excluded from this process). Between January 1991 and April 1993, the number of private farms rose from 1,358 to 5,800, promising a significant new contribution from private farms to Uzbekistan's overall agricultural output (see Agriculture, this ch.). Another government program, initiated in 1993, transfers unprofitable state farms to cooperative ownership. A law permitting the transfer of privately owned land was planned for 1995.

In the mid-1990s, the role of the state was gradually reduced in the productive sectors, except for energy, public utilities, and gold. The government's privatization program for 1994-95 emphasized the sale of large and medium-sized state-owned construction, manufacturing, and transportation enterprises. A set of guidelines for large-scale privatization, which went into effect in March 1994, contained several contradictory provisions that required clarification, and privatization also was slowed by the need to change the monopoly structure of state-owned enterprises before sale.

In mid-1995, the government reported that 69 percent of enterprises (46,900 of 67,700) had been privatized. Most firms in that category are relatively small, however, and all heavy industry remained in state ownership at that stage. Although the government has promised accelerated privatization of larger firms, experts did not expect the slow pace to improve in the late 1990s.

Currency Reform

According to some experts, a turning point came in late 1993 after Uzbekistan and Kazakstan were expelled from the ruble zone (see Glossary), in which Uzbekistan had remained with vague plans to adopt an independent national currency at some time in the future. Following the example of Kyrgyzstan, which already had created its own currency the previous May, in November 1993 Uzbekistan issued an interim som coupon. The permanent currency unit, the som, went into effect in the summer of 1994 (for value of the som--see Glossary). The introduction of the som was followed by an improving domestic economic situation, including some progress toward economic stabilization and structural reform. Beginning in late 1994, the national economy achieved substantial price liberalization, a reduction in subsidies, elimination of state orders on most commodities, and some freeing of state controls in the agricultural sector. In 1994 the som was one of the weaker new currencies in Central Asia; it lost two-thirds of its value in the second half of 1994. By the end of the year, however, inflation had leveled off, and the free-market exchange rate of the som stabilized by January 1995. In July 1995, the government announced plans to make the som fully convertible by the end of the year. At the beginning of 1996, the som's value was thirty-six to US$1.

Uzbekistan

Uzbekistan - Banking and Finance

Uzbekistan

Uzbekistan began a movement toward a two-tier banking system under the old Soviet regime. The new structure, which was ratified by the Banking Law of 1991, has a government-owned Central Bank wielding control over a range of joint-stock sectoral banks specializing in agricultural or industrial enterprise, the Savings Bank (Sberbank), and some twenty commercial banks. The Central Bank is charged with establishing national monetary policy, issuing currency, and operating the national payment system. In performing these operations, the Central Bank manipulates as much as 70 percent of deposits in the more than 1,800 branches of the Savings Bank (all of which are state owned) for its own reserve requirements. A National Bank for Foreign Economic Affairs, established in 1991 as a joint-stock commercial bank, conducts international financial exchanges on behalf of the government. The national bank holds Uzbekistan's foreign currency reserves; in 1993 it was converted from its initial status to a state bank.

In the mid-1990s, the banking structure in Uzbekistan was limited to only a handful of primarily state-owned banks, and, compared with Western banking systems, the commercial banking system was still in its infancy. But the establishment in the spring of 1995 of Uzbekistan's first Western-style banking operation--a joint venture between Mees Pierson of the Netherlands and other international and Uzbekistani partners--suggests that this sector, too, may have prospects for change. The Uzbekistan International Bank that would result from the new joint venture is intended primarily to finance trade and industrial projects. The bank is to be based in Tashkent, with 50 percent of ownership shares in Western hands. If successful, this and other similar ventures may reward policy makers' cautious approach to reform by establishing an infrastructure from which economic growth can begin.

Uzbekistan

Uzbekistan - Government

Uzbekistan

The movement toward economic reform in Uzbekistan has not been matched by movement toward democratic reform. The government of Uzbekistan has instead tightened its grip since independence, cracking down increasingly on opposition groups, curbing basic human rights, and making little attempt to develop democratic political norms and practices. Although the names have changed, the institutions of government remain similar to those that existed before the breakup of the Soviet Union. The government has justified its restraint of personal liberty and freedom of speech by emphasizing the need for stability and a gradual approach to change during the transitional period, citing the conflict and chaos in the other former republics (most convincingly, neighboring Tajikistan). This approach has found credence among a large share of Uzbekistan's population, although such a position may not be sustainable in the long run.

Postindependence Changes

Despite the trappings of institutional change, the first years of independence saw more resistance than acceptance of the institutional changes required for democratic reform to take hold. Whatever initial movement toward democracy existed in Uzbekistan in the early days of independence seems to have been overcome by the inertia of the remaining Soviet-style strong centralized leadership.

In the Soviet era, Uzbekistan organized its government and its local communist party in conformity with the structure prescribed for all the republics. The Communist Party of the Soviet Union (CPSU) occupied the central position in ruling the country. The party provided both the guidance and the personnel for the government structure. The system was strictly bureaucratic: every level of government and every governmental body found its mirror image in the party. The tool used by the CPSU to control the bureaucracy was the system of nomenklatura , a list of sensitive jobs in the government and other important organizations that could be filled only with party approval. The nomenklatura defined the Soviet elite, and the people on the list invariably were members of the CPSU.

Following the failure of the coup against the Gorbachev government in Moscow in August 1991, Uzbekistan's Supreme Soviet declared the independence of the republic, henceforth to be known as the Republic of Uzbekistan. At the same time, the Communist Party of Uzbekistan voted to cut its ties with the CPSU; three months later, it changed its name to the People's Democratic Party of Uzbekistan (PDPU), but the party leadership, under President Islam Karimov, remained in place. Independence brought a series of institutional changes, but the substance of governance in Uzbekistan changed much less dramatically.

On December 21, 1991, together with the leaders of ten other Soviet republics, Karimov agreed to dissolve the Soviet Union and form the Commonwealth of Independent States (CIS--see Glossary), of which Uzbekistan became a charter member according to the Alma-Ata Declaration. Shortly thereafter, Karimov was elected president of independent Uzbekistan in the new country's first contested election. Karimov drew 86 percent of the vote against opposition candidate Mohammed Salikh, whose showing experts praised in view of charges that the election had been rigged. The major opposition party, Birlik, had been refused registration as an official party in time for the election.

In 1992 the PDPU retained the dominant position in the executive and legislative branches of government that the Communist Party of Uzbekistan had enjoyed. All true opposition groups were repressed and physically discouraged. Birlik, the original opposition party formed by intellectuals in 1989, was banned for allegedly subversive activities, establishing the Karimov regime's dominant rationalization for increased authoritarianism: Islamic fundamentalism threatened to overthrow the secular state and establish an Islamic regime similar to that in Iran. The constitution ratified in December 1992 reaffirmed that Uzbekistan is a secular state. Although the constitution prescribed a new form of legislature, the PDPU-dominated Supreme Soviet remained in office for nearly two years until the first parliamentary election, which took place in December 1994 and January 1995.

In 1993 Karimov's concern about the spread of Islamic fundamentalism spurred Uzbekistan's participation in the multinational CIS peacekeeping force sent to quell the civil war in nearby Tajikistan--a force that remained in place three years later because of continuing hostilities. Meanwhile, in 1993 and 1994 continued repression by the Karimov regime brought strong criticism from international human rights organizations. In March 1995, Karimov took another step in the same direction by securing a 99 percent majority in a referendum on extending his term as president from the prescribed next election in 1997 to 2000. In early 1995, Karimov announced a new policy of toleration for opposition parties and coalitions, apparently in response to the need to improve Uzbekistan's international commercial position. A few new parties were registered in 1995, although the degree of their opposition to the government was doubtful, and some imprisonments of opposition political figures continued.

The parliamentary election, the first held under the new constitution's guarantee of universal suffrage to all citizens eighteen years of age or older, excluded all parties except the PDPU and the progovernment Progress of the Fatherland Party, despite earlier promises that all parties would be free to participate. The new, 250-seat parliament, called the Oly Majlis or Supreme Soviet, included only sixty-nine candidates running for the PDPU, but an estimated 120 more deputies were PDPU members technically nominated to represent local councils rather than the PDPU. The result was that Karimov's solid majority continued after the new parliament went into office.

<"45.htm">The Constitution
<"46.htm">Local Government
<"47.htm">Political Parties
<"48.htm">The Media
<"49.htm">Human Rights

Uzbekistan

Uzbekistan - The Constitution

Uzbekistan

From the beginning of his presidency, Karimov remained committed in words to instituting democratic reforms. A new constitution was adopted by the legislature in December 1992. Officially it creates a separation of powers among a strong presidency, the Oly Majlis, and a judiciary. In practice, however, these changes have been largely cosmetic. Uzbekistan remains among the most authoritarian states in Central Asia. Although the language of the new constitution includes many democratic features, it can be superseded by executive decrees and legislation, and often constitutional law simply is ignored.

The president, who is directly elected to a five-year term that can be repeated once, is the head of state and is granted supreme executive power by the constitution. As commander in chief of the armed forces, the president also may declare a state of emergency or of war. The president is empowered to appoint the prime minister and full cabinet of ministers and the judges of the three national courts, subject to the approval of the Oly Majlis, and to appoint all members of lower courts. The president also has the power to dissolve the parliament, in effect negating the Oly Majlis's veto power over presidential nominations in a power struggle situation.

Deputies to the unicameral Oly Majlis, the highest legislative body, are elected to five-year terms. The body may be dismissed by the president with the concurrence of the Constitutional Court; because that court is subject to presidential appointment, the dismissal clause weights the balance of power heavily toward the executive branch. The Oly Majlis enacts legislation, which may be initiated by the president, within the parliament, by the high courts, by the procurator general (highest law enforcement official in the country), or by the government of the Autonomous Province of Karakalpakstan. Besides legislation, international treaties, presidential decrees, and states of emergency also must be ratified by the Oly Majlis.

The national judiciary includes the Supreme Court, the Constitutional Court, and the High Economic Court. Lower court systems exist at the regional, district, and town levels. Judges at all levels are appointed by the president and approved by the Oly Majlis. Nominally independent of the other branches of government, the courts remain under complete control of the executive branch. As in the system of the Soviet era, the procurator general and his regional and local equivalents are both the state's chief prosecuting officials and the chief investigators of criminal cases, a configuration that limits the pretrial rights of defendants.

Uzbekistan

Uzbekistan - Local Government

Uzbekistan

The country is divided into twelve provinces (wiloyatlar ; sing., wiloyat ), one autonomous republic (the Karakalpakstan Republic), 156 regions, and 123 cities. In Uzbekistan's system of strong central government, local government has little independence. The chief executive of each province and of Tashkent is the hakim , who is appointed by the president. Although these appointments must be confirmed by local legislative bodies that are elected by popular vote, the power of the president is dominant. The Autonomous Republic of Karakalpakstan also officially elects its own legislature; the chairman of the legislature serves as the republic's head of state and as a deputy chairman of the national parliament. But in the autonomous republic, too, government officials are generally powerless against Tashkent. Indeed, Karakalpak officials often are not included even in meetings of heads of state to discuss the fate of the Aral Sea, which is located within Karakalpakstan.

Uzbekistan

Uzbekistan - Political Parties

Uzbekistan

Through the early 1990s, the government's stated goal of creating a multiparty democracy in Uzbekistan went unrealized. When independence was gained, the Communist Party of Uzbekistan was officially banned, but its successor, the PDPU, assumed the personnel, structure, and political domination of its predecessor. Since forcing out a small number of deputies from opposition parties, PDP members have complete control of the Supreme Soviet, and most members of other government bodies also are PDP members. The only other legal party in Uzbekistan, the Progress of the Fatherland Party, was created by a key adviser to President Karimov, ostensibly to give the country a semblance of a multiparty system; but it differs little in substance from the PDP.

Of the several legitimate opposition parties that emerged in Uzbekistan before the collapse of the Soviet Union, none has been able to meet the official registration requirements that the government created to maintain control and exclude them from the public arena. The first opposition party, Birlik, was created in 1989, primarily by intellectuals and writers under the leadership of the writer Abdurakhim Pulatov (see The 1980s, this ch.). The movement attempted to draw attention to problems ranging from environmental and social concerns to economic challenges, and to participate in their solution. The main weakness of Birlik was that it never was able to present a united front to the government. Soon after the party's establishment, a group of Birlik leaders left to set up a political party, Erk (Freedom), under the leadership of Mohammed Salikh. The Uzbek government was able to exploit the disunity of the opposition and eventually to undermine their position. Following the establishment of independent Uzbekistan, the Karimov regime was able to suppress both Birlik and Erk. Both parties were banned officially; Erk was reinstated in 1994.

Other parties include the Movement for Democratic Reforms, the Islamic Rebirth Party (banned by the government in 1992), the Humaneness and Charity group, and the Uzbekistan Movement. A former prime minister (1990-91) and vice president (1991) of Uzbekistan, Shukrullo Mirsaidov, created a new party, Adolat (Justice) in December 1994. Like Birlik and Erk, the new party calls for liberal economic reforms, political pluralism, and a secular society, but experts describe its opposition to the government as quite moderate. Nevertheless, Adolat has not been able to operate freely.

In 1995 opposition parties continued to be divided among themselves, further diluting their potential effectiveness, and many of the leaders have been either imprisoned or exiled. In mid-1995, Mohammed Salikh was in Germany; Abdurakhim Pulatov was in exile in Turkey; and his brother Abdumannob Pulatov, also active in the opposition and a victim of brutal government oppression, took refuge in the United States.

Uzbekistan

Uzbekistan - The Media

Uzbekistan

Despite the fact that the constitution explicitly bans censorship, press censorship is routine. In 1992 twelve daily newspapers, with a total circulation of 452,000, were published. In 1993 the government required all periodicals to register, and the applications of all independent titles were denied. In early 1996, no independent press had emerged, and all forms of information dissemination were monitored closely. The largest daily newspapers were Khalk Suzi (People's World), the organ of the Oly Majlis; Narodnoye Slovo , a Russian-language government daily; Pravda Vostoka , an organ of the Oly Majlis and the cabinet, in Russian; and Uzbekiston Adabiyoti va San'ati (Uzbekistan Literature and Art), the organ of the Union of Writers of Uzbekistan. The only news agency was the government-controlled Uzbekistan Telegraph Agency (UzTAG).

Uzbekistan

Uzbekistan - Human Rights

Uzbekistan

Despite extensive constitutional protections, the Karimov government has actively suppressed the rights of political movements, continues to ban unsanctioned public meetings and demonstrations, and continues to arrest opposition figures on fabricated charges. The atmosphere of repression reduces constructive opposition and freedom of expression, and continues to distort the political process, even when institutional changes have been made. In the mid-1990s, legislation established significant rights for independent trade unions, separate from the government, and enhanced individual rights; but enforcement is uneven, and the role of the state security services remains central (see Internal Security, this ch.).

Amnesty International, the Human Rights Watch, and the United States Department of State consistently have identified the human rights record of Uzbekistan as among the worst in the former Soviet Union. With the exception of sporadic liberalization, all opposition movements and independent media are essentially banned in Uzbekistan. The early 1990s were characterized by arrests and beatings of opposition figures on fabricated charges. For example, one prominent Uzbek, Ibrahim Bureyev, was arrested in 1994 after announcing plans to form a new opposition party. After reportedly being freed just before the March referendum, Bureyev shortly thereafter was arrested again on a charge of possessing illegal firearms and drugs. In April 1995, fewer than two weeks after the referendum extending President Karimov's term, six dissidents were sentenced to prison for distributing the party newspaper of Erk and inciting the overthrow of Karimov. Members of opposition groups have been harassed by Uzbekistan's secret police as far away as Moscow.

Uzbekistan

Uzbekistan - Foreign Relations

Uzbekistan

Uzbekistan's location, bordering the volatile Middle East, as well as its rich natural resources and commercial potential, thrust it into the international arena almost immediately upon gaining independence. During the early 1990s, wariness of renewed Russian control led Uzbekistan increasingly to seek ties with other countries. Indeed, little over a year after independence, Uzbekistan had been recognized by 120 countries and had opened or planned to open thirty-nine foreign embassies. Experts believed that in this situation Uzbekistan would turn first to neighboring countries such as Iran and Turkey. Although the cultural kinship and proximity of those countries has encouraged closer relations, Uzbekistan also has shown eagerness to work with a range of partners to create a complex web of interrelationships that includes its immediate Central Asian neighbors, Russia and other nations of the CIS, and the immediate Middle Eastern world, with the goal of becoming an integral part of the international community on its own terms.

Relations with ...
<"51.htm">Central Asian States
<"52.htm">Russia and the CIS
<"53.htm">The Middle East and Pakistan
<"54.htm">China
<"55.htm">Western Europe and Japan
<"56.htm">The United States

Uzbekistan

Uzbekistan - Central Asian States

Uzbekistan

Chief among Uzbekistan's foreign policy challenges is establishing relations with the other Central Asian states, which at the beginning of the 1990s still were simply neighboring administrative units in the same country. The ties that emerged between Uzbekistan and the other Central Asian states in the first years of independence are a combination of competition and cooperation.

Because they have similar economic structures defined by a focus on raw material extraction and cotton and by the need to divide scarce resources such as water among them, the inherent competition among them contains the potential for enormous strife. This condition was emphasized, for example, in May 1993, when Uzbekistan halted the flow of natural gas to Kyrgyzstan in response to that country's introduction of a new currency.

The potential for strife is exacerbated by the perception of the other Central Asian states that Uzbekistan seeks to play a dominant role in the region. As the only Central Asian state bordering on all the others, Uzbekistan is well placed geographically to become the dominant power in the region. And Uzbekistan has done little to contradict the notion that it has historically based claims on the other Central Asian states: as the historical center of the Quqon and Bukhoro khanates, for example, Uzbekistan believes that it can claim parts of Kyrgyzstan, Turkmenistan, and Kazakstan. Uzbekistan's large and relatively homogeneous population provides it a distinct advantage in exerting control over other republics. Uzbeks also constitute a significant percentage of the populations of the other Central Asian states. For example, roughly one-fourth of Tajikistan's population is Uzbek, and large numbers of Uzbeks populate southern Kyrgyzstan and southern Kazakstan. And Uzbekistan's active role in aiding the communist government of Imomali Rahmonov to defeat its opposition in the long-standing civil war in Tajikistan has demonstrated that it is well prepared to use its own armed forces--which are the best armed in Central Asia--to promote its own strategic interests (see The Armed Forces, this ch.). The government of Uzbekistan already has declared its right to intervene to protect Uzbeks living outside its borders.

At the same time, however, economic and political exigencies have also required close cooperation between Uzbekistan and the other Central Asian states. The near collapse of their respective economies and the need to reduce their economic dependence on Russia have also encouraged ties among the Central Asian republics, including Uzbekistan. Isolated from Moscow in some ways and manipulated by Moscow in others, Uzbekistan has found it especially advantageous to enhance relations with Kazakstan and Kyrgyzstan. In January 1994, following their formal departure from the ruble zone in November 1993, Kazakstan and Uzbekistan agreed to create their own economic zone to allow for free circulation of goods, services, and capital within the two republics and to coordinate policies on credit and finance, budgets, taxes, customs duties, and currency until the year 2000. Although many other former republics had made similar statements of intent, this marked the first firm economic agreement between two former republics within the CIS.

Since its signing, this agreement has expanded its coverage for the two charter nations and by the addition of a third signatory, Kyrgyzstan. In April 1994, the agreement was extended among all three former republics to abolish all customs controls; and in July 1994, the leaders of the three states met in Almaty to agree to a program of greater economic integration in what they have identified as their "Unified Economic Space." This agreement produced the first steps toward a modicum of institutional change, such as the creation of a Central Asian Bank and an interstate council to formalize bilateral ties. It also marked a commitment for further expansion of direct ties.

Renewed cooperation between Uzbekistan and the other Central Asian states also has been evidenced in areas such as joint efforts to address the Aral Sea problem. For some time even before the breakup of the Soviet Union, conferences and declarations by leaders in Central Asia had called for more cooperation among the five Central Asian republics to resolve the problem of the Aral Sea and regional use of water resources. In December 1992, with World Bank (see Glossary) support, President Karimov took the lead in proposing the creation of a strong, unified interstate organization to resolve the problems of the Aral Sea. The heads of state of all of the Central Asian republics have met several times to coordinate activities, and all members pledged roughly 1 percent of their respective GDPs toward an Aral Sea fund. Although compliance has varied, this type of constructive and unified approach to a mutual problem remained theoretical in the early 1990s.

Uzbekistan

Uzbekistan - Russia and the CIS

Uzbekistan

Equally unclear is the long-term direction of Uzbekistan's relations with Russia. Having had independence thrust upon them by events in Moscow in 1991, the new Central Asian states, Uzbekistan among them, pressed to become "founding members" of the CIS on December 21, 1991. It was clear that none of the countries in that group could soon disentangle the complex of economic and military links that connected them with the Slavic members of the new CIS, and especially with Russia. In Uzbekistan's case, this limitation was characterized mainly by the significant Russian population in Uzbekistan (at that time, nearly 2 million people in a population of 22 million), by certain common interests in the region, and by the close entanglement of the Uzbek economy with the Russian, with the former more dependent on the latter.

Since achieving independence, Uzbekistan's foreign policy toward Russia has fluctuated widely between cooperation and public condemnation of Russia for exacerbating Uzbekistan's internal problems. Serious irritants in the relationship have been Russia's demand that Uzbekistan deposit a large portion of its gold reserves in the Russian Central Bank in order to remain in the ruble zone (which became a primary rationale for Uzbekistan's introduction of its own national currency in 1993) and Russia's strong pressure to provide Russians in Uzbekistan with dual citizenship. In 1994 and 1995, a trend within Russia toward reasserting more control over the regions that Russian foreign policy makers characterize as the "near abroad," boosted by the seeming dominance of conservative forces in this area in Moscow, has only compounded Uzbekistan's wariness of relations with Russia.

In its period of post-Soviet transformation, Uzbekistan also has found it advantageous to preserve existing links with Russia and the other former Soviet republics. For that pragmatic reason, since the beginning of 1994 Uzbekistan has made particular efforts to improve relations with the other CIS countries. Between 1993 and early 1996, regional cooperation was most visible in Tajikistan, where Uzbekistani troops fought alongside Russian troops, largely because of the two countries' shared emphasis on Islamic fundamentalism as an ostensible threat to Central Asia and to Russia's southern border. And 1994 and 1995 saw increased efforts to widen economic ties with Russia and the other CIS states. Economic and trade treaties have been signed with Russia, Ukraine, Moldova, Azerbaijan, Kyrgyzstan, and Kazakstan, and collective security and/or military agreements have been signed with Russia, Armenia, and other Central Asian states. Largely because of its important role in Uzbekistan's national security, Russia has retained the role of preferred partner in nonmilitary treaties as well).

Uzbekistan

Uzbekistan - The Middle East and Pakistan

Uzbekistan

Because of Uzbekistan's long historical and cultural ties to the Persian, Turkish, and Arab worlds, its immediate neighbors to the south--Iran, Pakistan, and Turkey--were the natural direction for expanded foreign relations. Although cultural relations with formerly dominant Iran and Turkey ended with the Soviet Revolution in 1917, Uzbekistan's relations with its southern neighbors increased dramatically after independence. Iran and Turkey have been especially active in pursuing economic projects and social, cultural, and diplomatic initiatives in Uzbekistan. Turkey was the first country to recognize Uzbekistan and among the first to open an embassy in Tashkent. The Turks made early commitments for expansion of trade and cooperation, including the promise to fund 2,000 scholarships for Uzbek students to study in Turkey. Uzbekistan also has been the recipient of most of the US$700 million in credits that Turkey has given the new Central Asian states.

Although initially apprehensive about the spread of an Iranian-style Islamic fundamentalist movement in Central Asia, Uzbekistan also has found mutual economic interests with Iran, and the two have pursued overland links and other joint ventures. Relations with Pakistan have followed suit, with particular commercial interest in hydroelectric power, gas pipelines, and other projects. And a meeting of the heads of state of Pakistan, Iran, and Turkey in Turkmenistan in early 1995 underscored the continuing interest of those countries in the Central Asian region as a whole.

One forum that has emerged as a potentially important structure for cooperation among these countries has been the Economic Cooperation Organization (ECO--see Glossary), a loose regional economic organization to foster trade and cooperation among its members in the Middle East and South Asia. Although during its almost two decades of existence ECO has achieved little concrete economic cooperation, in November 1992 the inclusion of the five new Central Asian states, Afghanistan, and Azerbaijan brought significant efforts to reinvigorate the organization. At a meeting in Quetta, Pakistan, in February 1993, an ambitious plan was announced to create a new regional economic bloc among ECO's members by the year 2000. The plan calls for expanding ties in all economic sectors, in training, and in tourism; setting up an effective transportation infrastructure; and ultimately abolishing restrictions limiting the free flow of people and commodities. Energy trade also is to be expanded through the laying of oil and gas pipelines and power transmission lines throughout the region. Given ECO's past performance, however, in 1996 the potential for fulfillment of such plans was quite unclear.

Trade and cooperation agreements have also been signed with Saudi Arabia, Jordan, and other Middle Eastern states. The pragmatic rather than religious background of such endeavors is underscored by Uzbekistan's rapidly expanding ties with Israel, a nation that shares none of the history and culture of Uzbekistan. Following a visit of Israeli Foreign Minister Shimon Peres to Uzbekistan in July 1994, Israel and Uzbekistan signed agreements expanding commercial relations, protecting foreign investments and the development of business ties, aviation links, and tourism. In the early 1990s, Israel's long participation in Uzbekistani irrigation projects has been supplemented by aid projects in health care, industry, and the two countries' common battle against radical Islamic groups.

Uzbekistan

Uzbekistan - China

Uzbekistan

China also has sought to develop relations with Central Asia. This was highlighted in May 1994, by the visit of the Chinese premier, Li Peng, to Tashkent. Since 1991 China has become the second largest trading partner in Central Asia after Russia. During Li Peng's visit, Uzbekistan and China signed four agreements designed to increase trade, including the granting of a Chinese loan to Uzbekistan, the establishment of air freight transport between the two countries, and the Chinese purchase of Uzbekistani cotton and metals. The two countries also agreed to settle all territorial disputes through negotiation, and they found common territory in their desire to reform their economies without relinquishing strict political control. At the same time, however, policy makers in Uzbekistan also view China as one of Uzbekistan's chief potential threats, requiring the same kind of balanced approach as that adopted toward Russia. Indeed, despite the large volume of trade between China and Central Asia, China is lowest on the list of desired trading partners and international donors among Uzbekistan's population. In a 1993 survey, only about 3 percent of respondents believed that China is a desirable source of foreign financial assistance.

Uzbekistan

Uzbekistan - Western Europe and Japan

Uzbekistan

In the first four years of independence, the West occupied an increasing place in Uzbekistan's foreign policy. As relations with its immediate neighbors have been expanding, pragmatic geopolitical and economic considerations have come to dominate ethnic and religious identities as motivations for policy decisions. This approach has increased the interest of the Uzbekistani government in expanding ties with the West and with Japan.

In the early 1990s, Uzbekistan became a member of the United Nations, the World Bank, the International Monetary Fund (IMF--see Glossary), the Organization for Security and Cooperation in Europe (OSCE, formerly the Conference on Security and Cooperation in Europe, CSCE--see Glossary), the North Atlantic Cooperation Council, and a number of other international organizations. In that context, Uzbekistan is the beneficiary of several aid projects of varying magnitudes. The World Bank has designed missions and projects totaling hundreds of millions of dollars for such programs as the Cotton Sub-Sector Development Program to improve farm productivity, income, and international cotton marketing conditions and a program to address the problems of the Aral Sea. In April 1995, the World Bank allocated US$160 million in credit to Uzbekistan. In February 1995, the IMF approved a loan to support the Uzbekistani government's macroeconomic stabilization and systemic reform program. The first installment of the loan, roughly US$75 million, will be funded over a ten-year period; the second installment is to follow six months later, provided the government's macroeconomic stabilization program is being implemented. The European Bank for Reconstruction and Development (EBRD) likewise approved several million dollars for projects in Uzbekistan. These signs of greater involvement by the international community in Uzbekistan are largely stimulated by the political stability that the government has been able to maintain and in disregard of the human rights record, but many investors still are cautious.

Uzbekistan

Uzbekistan - The United States

Uzbekistan

The United States recognized Uzbekistan as an independent state in December 1991; diplomatic relations were established in February 1992, following a visit by Secretary of State James Baker to the republic, and the United States opened an embassy in Tashkent the following month. During 1992, a variety of United States aid programs were launched. Operation Provide Hope delivered an estimated US$6 million of food and medical supplies for emergency relief of civilians affected by the Tajik civil war; the Peace Corps sent its first group of about fifty volunteers to Uzbekistan; an agreement with the Overseas Private Investment Corporation (OPIC) began encouraging United States private investment in Uzbekistan by providing direct loans and loan guarantees and helping to match projects with potential investors; and humanitarian and technical assistance began to move to a wide range of recipients. In 1993 the United States granted Uzbekistan most-favored-nation trade status, which went into force in January 1994. In March 1994, a bilateral assistance agreement and an open lands agreement were signed. In 1995 a variety of investment and other treaties were under discussion, and several United States non-governmental organizations were initiating joint projects throughout Uzbekistan.

In the first two years of Uzbekistan's independence, the United States provided roughly US$17 million in humanitarian assistance andUS$13 million in technical assistance. For a time, continued human rights violations in Uzbekistan led to significant restrictions in the bilateral relationship, and Uzbekistan received significantly less United States assistance than many of the other former Soviet republics. Because Uzbekistan was slow to adopt fundamental economic reforms, nonhumanitarian United States assistance was largely restricted to programs that support the building of democratic institutions and market reform. By the end of 1995, however, United States-Uzbekistan relations were improving, and significantly more bilateral economic activity was expected in 1996.

Uzbekistan

Uzbekistan - Bibliography

Uzbekistan

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Akbarzadeh, Shahram. "Nation Building in Uzbekistan," Central Asian Survey [Abingdon, United Kingdom], 15, March 1996, 23-32.

Alikhanov, B. B., and S. S. Tursunov, Ekonomicheskiye problemy okhrany okruzhayushchey sredy v usloviyakh Uzbekistana (Economic Problems of Environmental Protection in the Conditions of Uzbekistan). Tashkent: State Committee on Hydrology, 1990.

Allworth, Edward, ed. Central Asia: 120 Years of Russian Rule. Durham: Duke University Press, 1989.

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Banuazizi, Ali, and Myron Weiner, eds. The New Geopolitics of Central Asia and Its Borderlands. Bloomington: Indiana University Press, 1994.

Bartol'd, Vasilii Vladimirovich. Turkestan Down to the Mongol Invasion. London: Luzac, 1968.

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Carlisle, Donald S. "Power and Politics in Soviet Uzbekistan: From Stalin to Gorbachev." Pages 93-130 in William Fierman, Soviet Central Asia: The Failed Transformation. Boulder, Colorado: Westview Press, 1991.

Colton, Timothy J., and Robert C. Tucker, eds. Patterns in Post-Soviet Leadership. Boulder, Colorado: Westview Press, 1995.

Critchlow, James. Nationalism in Uzbekistan. Boulder, Colorado: Westview Press, 1991.

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Fane, Daria. "Ethnicity and Regionalism in Uzbekistan: Maintaining Stability Through Authoritarian Control." Pages 271-302 in Leokadia Drobizheva, et al., eds. Ethnic Conflict in the Post- Soviet World: Case Studies and Analysis. Armonk, New York: M.E. Sharpe, 1996.

Ferdinand, Peter, ed. The New States of Central Asia and Their Neighbors. New York: Council on Foreign Relations Press, 1994.

Feshbach, Murray, and Alfred Friendly, Jr. Ecocide in the USSR: Health and Nature under Siege. New York: Basic Books, 1992.

Fierman, William. "Independence and the Declining Priority of Language Law Implementation in Uzbekistan." Pages 205-30 in Yaacov Ro'i, ed., Muslim Eurasia: Conflicting Legacies. London: Frank Cass, 1995.

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(Various issues of the following periodicals also were used in the preparation of this chapter: Central Asian Monitor ; Christian Science Monitor ; Foreign Broadcast Information Service, Daily Report: Central Eurasia ; Jamestown Foundation, Monitor and Prism; New York Times ; Transition ; and Washington Post .)

Uzbekistan





CITATION: Federal Research Division of the Library of Congress. The Country Studies Series. Published 1988-1999.

Please note: This text comes from the Country Studies Program, formerly the Army Area Handbook Program. The Country Studies Series presents a description and analysis of the historical setting and the social, economic, political, and national security systems and institutions of countries throughout the world.


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