COUNTRY STUDIES

India - GOVERNMENT

India - Government and Politics

INDIAN POLITICS ENTERED a new era at the beginning of the 1990s. The period of political domination by the Congress (I) branch of the Indian National Congress (see Glossary) came to an end with the party's defeat in the 1989 general elections, and India began a period of intense multiparty political competition. Even though the Congress (I) regained power as a minority government in 1991, its grasp on power was precarious. The Nehruvian socialist ideology that the party had used to fashion India's political agenda had lost much of its popular appeal. The Congress (I) political leadership had lost the mantle of moral integrity inherited from the Indian National Congress's role in the independence movement, and it was widely viewed as corrupt. Support among key social bases of the Congress (I) political coalition was seriously eroding. The main alternative to the Congress (I), the Bharatiya Janata Party (BJP--Indian People's Party), embarked on a campaign to reorganize the Indian electorate in an effort to create a Hindu nationalist majority coalition. Simultaneously, such parties as the Janata Dal (People's Party), the Samajwadi Party (Socialist Party), and the Bahujan Samaj Party (BSP--Party of Society's Majority) attempted to ascend to power on the crest of an alliance of interests uniting Dalits (see Glossary), Backward Classes (see Glossary), Scheduled Tribes (see Glossary), and religious minorities.

The structure of India's federal--or union--system not only creates a strong central government but also has facilitated the concentration of power in the central government in general and in particular in the Office of the Prime Minister. This centralization of power has been a source of considerable controversy and political tension. It is likely to further exacerbate political conflict because of the increasing pluralism of the country's party system and the growing diversity of interest-group representation.

Once viewed as a source of solutions for the country's economic and social problems, the Indian polity is increasingly seen by political observers as the problem. When populist political appeals stir the passions of the masses, government institutions appear less capable than ever before of accommodating conflicts in a society mobilized along competing ethnic and religious lines. In addition, law and order have become increasingly tenuous because of the growing inability of the police to curb criminal activities and quell communal disturbances. Indeed, many observers bemoan the "criminalization" of Indian politics at a time when politicians routinely hire "muscle power" to improve their electoral prospects, and criminals themselves successfully run for public office. These circumstances have led some observers to conclude that India has entered into a growing crisis of governability.

Few analysts would deny the gravity of India's problems, but some contend they have occurred amidst the maturation of civil society and the emergence of new, more democratic political practices. Backward Classes, the Dalits, and tribal peoples increasingly have refused to rest content with the patronage and populism characteristic of the "Congress system." Mobilization of these groups has provided a viable base for the political opposition and unraveled the fabric of the Congress. Since the late 1970s, there has been a proliferation of nongovernmental organizations. These groups made new demands on the political system that required a substantial redistribution of political power, economic resources, and social status.

Whether or not developments in Indian politics exacerbate the continuing problems or give birth to greater democracy broadly hinges on efforts to resolve three key issues. How will India's political system, now more than ever based on egalitarian democratic values, accommodate the changes taking place in its hierarchical social system? How will the state balance the need to recognize the interests of the country's remarkably heterogeneous society with the imperatives of national unity? And, in the face of the declining legitimacy of the Indian state and the continuing development of civil society, can the Indian state regenerate its legitimacy, and if it is to do so, how should it redefine the boundaries between state and society? India has confronted these issues throughout much of its history. These issues, with their intrinsic tensions, will continue to serve as sources of change in the continuing evolution of the Indian polity.

<>The Constitution
<>Politics
<>The Congress
<>Opposition Parties
<>Bharatiya Janata Party and the Rise of Hindu Nationalism
<>Communist Parties
<>Regional Parties
<>Caste-Based Parties
<>Punjab and Jammu and Kashmir
<>Hindu-Muslim Tensions
<>Corruption
<>The Media
<>The Rise of Civil Society

India - The Constitution

The constitution of India draws extensively from Western legal traditions in its outline of the principles of liberal democracy. It is distinguished from many Western constitutions, however, in its elaboration of principles reflecting the aspirations to end the inequities of traditional social relations and enhance the social welfare of the population. According to constitutional scholar Granville Austin, probably no other nation's constitution "has provided so much impetus toward changing and rebuilding society for the common good." Since its enactment, the constitution has fostered a steady concentration of power in the central government--especially the Office of the Prime Minister. This centralization has occurred in the face of the increasing assertiveness of an array of ethnic and caste groups across Indian society. Increasingly, the government has responded to the resulting tensions by resorting to the formidable array of authoritarian powers provided by the constitution. Together with the public's perception of pervasive corruption among India's politicians, the state's centralization of authority and increasing resort to coercive power have eroded its legitimacy. However, a new assertiveness shown by the Supreme Court and the Election Commission suggests that the remaining checks and balances among the country's political institutions continue to support the resilience of Indian democracy.

Adopted after some two and one-half years of deliberation by the Constituent Assembly that also acted as India's first legislature, the constitution was put into effect on January 26, 1950. Bhimrao Ramji (B.R.) Ambedkar, a Dalit who earned a law degree from Columbia University, chaired the drafting committee of the constitution and shepherded it through Constituent Assembly debates. Supporters of independent India's founding father, Mohandas Karamchand (Mahatma) Gandhi, backed measures that would form a decentralized polity with strong local administration--known as panchayat (pl., panchayats --see Glossary)--in a system known as panchayati raj , that is rule by panchayats . However, the support of more modernist leaders, such as Jawaharlal Nehru, ultimately led to a parliamentary government and a federal system with a strong central government (see Nehru's Legacy, ch. 1). Following a British parliamentary pattern, the constitution embodies the Fundamental Rights, which are similar to the United States Bill of Rights, and a Supreme Court similar to that of the United States. It creates a "sovereign democratic republic" called India, or Bharat (after the legendary king of the Mahabharata ), which "shall be a Union of States." India is a federal system in which residual powers of legislation remain with the central government, similar to that in Canada. The constitution provides detailed lists dividing up powers between central and state governments as in Australia, and it elaborates a set of Directive Principles of State Policy as does the Irish constitution.

The 395 articles and ten appendixes, known as schedules, in the constitution make it one of the longest and most detailed in the world. Schedules can be added to the constitution by amendment. The ten schedules in force cover the designations of the states and union territories; the emoluments for high-level officials; forms of oaths; allocation of the number of seats in the Rajya Sabha (Council of States--the upper house of Parliament) per state or territory; provisions for the administration and control of Scheduled Areas (see Glossary) and Scheduled Tribes (see Glossary); provisions for the administration of tribal areas in Assam; the union (meaning central government), state, and concurrent (dual) lists of responsibilities; the official languages; land and tenure reforms; and the association of Sikkim with India.

The Indian constitution is also one of the most frequently amended constitutions in the world. The first amendment came only a year after the adoption of the constitution and instituted numerous minor changes. Many more amendments followed, and through June 1995 the constitution had been amended seventy-seven times, a rate of almost two amendments per year since 1950. Most of the constitution can be amended after a quorum of more than half of the members of each house in Parliament passes an amendment with a two-thirds majority vote. Articles pertaining to the distribution of legislative authority between the central and state governments must also be approved by 50 percent of the state legislatures.

Fundamental Rights

The Fundamental Rights embodied in the constitution are guaranteed to all citizens. These civil liberties take precedence over any other law of the land. They include individual rights common to most liberal democracies, such as equality before the law, freedom of speech and expression, freedom of association and peaceful assembly, freedom of religion, and the right to constitutional remedies for the protection of civil rights such as habeas corpus. In addition, the Fundamental Rights are aimed at overturning the inequities of past social practices. They abolish "untouchability"; prohibit discrimination on the grounds of religion, race, caste, sex, or place of birth; and forbid traffic in human beings and forced labor. They go beyond conventional civil liberties in protecting cultural and educational rights of minorities by ensuring that minorities may preserve their distinctive languages and establish and administer their own education institutions. Originally, the right to property was also included in the Fundamental Rights; however, the Forty-fourth Amendment, passed in 1978, revised the status of property rights by stating that "No person shall be deprived of his property save by authority of law." Freedom of speech and expression, generally interpreted to include freedom of the press, can be limited "in the interests of the sovereignty and integrity of India, the security of the State, friendly relations with foreign States, public order, decency or morality, or in relation to contempt of court, defamation or incitement to an offence" (see The Media, this ch.).

Directive Principles of State Policy

An important feature of the constitution is the Directive Principles of State Policy. Although the Directive Principles are asserted to be "fundamental in the governance of the country," they are not legally enforceable. Instead, they are guidelines for creating a social order characterized by social, economic, and political justice, liberty, equality, and fraternity as enunciated in the constitution's preamble.

In some cases, the Directive Principles articulate goals that, however admirable, remain vague platitudes, such as the injunctions that the state "shall direct its policy towards securing . . . that the ownership and control of the material resources of the community are so distributed to subserve the common good" and "endeavor to promote international peace and security." In other areas, the Directive Principles provide more specific policy objectives. They exhort the state to secure work at a living wage for all citizens; take steps to encourage worker participation in industrial management; provide for just and humane conditions of work, including maternity leave; and promote the educational and economic interests of Scheduled Castes, Scheduled Tribes, and other disadvantaged sectors of society. The Directive Principles also charge the state with the responsibility for providing free and compulsory education for children up to age fourteen (see Administration and Funding, ch. 2).

The Directive Principles also urge the nation to develop a uniform civil code and offer free legal aid to all citizens. They urge measures to maintain the separation of the judiciary from the executive and direct the government to organize village panchayats to function as units of self-government. This latter objective was advanced by the Seventy-third Amendment and the Seventy-fourth Amendment in December 1992. The Directive Principles also order that India should endeavor to protect and improve the environment and protect monuments and places of historical interest.

The Forty-second Amendment, which came into force in January 1977, attempted to raise the status of the Directive Principles by stating that no law implementing any of the Directive Principles could be declared unconstitutional on the grounds that it violated any of the Fundamental Rights. The amendment simultaneously stated that laws prohibiting "antinational activities" or the formation of "antinational associations" could not be invalidated because they infringed on any of the Fundamental Rights. It added a new section to the constitution on "Fundamental Duties" that enjoined citizens "to promote harmony and the spirit of common brotherhood among all the people of India, transcending religious, linguistic and regional or sectional diversities." However, the amendment reflected a new emphasis in governing circles on order and discipline to counteract what some leaders had come to perceive as the excessively freewheeling style of Indian democracy. After the March 1977 general election ended the control of the Congress (Congress (R) from 1969) over the executive and legislature for the first time since independence in 1947, the new Janata-dominated Parliament passed the Forty-third Amendment (1977) and Forty-fourth Amendment (1978). These amendments revoked the Forty-second Amendment's provision that Directive Principles take precedence over Fundamental Rights and also curbed Parliament's power to legislate against "antinational activities" (see The Legislature, this ch.).

Group Rights

In addition to stressing the right of individuals as citizens, Part XVI of the constitution endeavors to promote social justice by elaborating a series of affirmative-action measures for disadvantaged groups. These "Special Provisions Relating to Certain Classes" include the reservation of seats in the Lok Sabha (House of the People) and in state legislative bodies for members of Scheduled Castes and Scheduled Tribes. The number of seats set aside for them is proportional to their share of the national and respective state populations. Part XVI also reserves some government appointments for these disadvantaged groups insofar as they do not interfere with administrative efficiency. The section stipulates that a special officer for Scheduled Castes and Scheduled Tribes be appointed by the president to "investigate all matters relating to the safeguards provided" for them, as well as periodic commissions to investigate the conditions of the Backward Classes. The president, in consultation with state governors, designates those groups that meet the criteria of Scheduled Castes and Scheduled Tribes. Similar protections exist for the small Anglo-Indian community.

The framers of the constitution provided that the special provisions would cease twenty years after the promulgation of the constitution, anticipating that the progress of the disadvantaged groups during that time would have removed significant disparities between them and other groups in society. However, in 1969 the Twenty-third Amendment extended the affirmative-action measures until 1980. The Forty-fifth Amendment of 1980 extended them again until 1990, and in 1989 the Sixty-second Amendment extended the provisions until 2000. The Seventy-seventh Amendment of 1995 further strengthened the states' authority to reserve government-service positions for Scheduled Caste and Scheduled Tribe members.

Emergency Provisions and Authoritarian Powers

Part XVIII of the constitution permits the state to suspend various civil liberties and the application of certain federal principles during presidentially proclaimed states of emergency. The constitution provides for three categories of emergencies: a threat by "war or external aggression" or by "internal disturbances"; a "failure of constitutional machinery" in the country or in a state; and a threat to the financial security or credit of the nation or a part of it. Under the first two categories, the Fundamental Rights, with the exception of protection of life and personal liberty, may be suspended, and federal principles may be rendered inoperative. A proclamation of a state of emergency lapses after two months if not approved by both houses of Parliament. The president can issue a proclamation dissolving a state government if it can be determined, upon receipt of a report from a governor, that circumstances prevent the government of that state from maintaining law and order according to the constitution. This action establishes what is known as President's Rule because under such a proclamation the president can assume any or all functions of the state government; transfer the powers of the state legislature to Parliament; or take other measures necessary to achieve the objectives of the proclamation, including suspension, in whole or in part, of the constitution. A proclamation of President's Rule cannot interfere with the exercise of authority by the state's high court. Once approved, President's Rule normally lasts for six months, but it may be extended up to one year if Parliament approves. In exceptional cases, such as the violent revolt in Jammu and Kashmir during the early and mid-1990s, President's Rule has lasted for a period of more than five years.

President's Rule has been imposed frequently, and its use is often politically motivated. During the terms of prime ministers Nehru and Lal Bahadur Shastri, from 1947 to 1966, it was imposed ten times. Under Indira Gandhi's two tenures as prime minister (1966-77 and 1980-84), President's Rule was imposed forty-one times. Despite Mrs. Gandhi's frequent use of President's Rule, she was in office longer (187 months) than any other prime minister except Nehru (201 months). Other prime ministers also have been frequent users: Morarji Desai (eleven times in twenty-eight months), Chaudhury Charan Singh (five times in less than six months), Rajiv Gandhi (eight times in sixty-one months), Vishwanath Pratap (V.P.) Singh (two times in eleven months), Chandra Shekhar (four times in seven months), and P.V. Narasimha Rao (nine times in his first forty-two months in office).

State of emergency proclamations have been issued three times since independence. The first was in 1962 during the border war with China. Another was declared in 1971 when India went to war against Pakistan over the independence of East Pakistan, which became Bangladesh. In 1975 the third Emergency was imposed in response to an alledged threat by "internal disturbances" stemming from the political opposition to Indira Gandhi (see The Rise of Indira Gandhi, ch. 1; National-Level Agencies, ch. 10).

The Indian state has authoritarian powers in addition to the constitution's provisions for proclamations of Emergency Rule and President's Rule. The Preventive Detention Act was passed in 1950 and remained in force until 1970. Shortly after the start of the Emergency in 1962, the government enacted the Defence of India Act. This legislation created the Defence of India Rules, which allow for preventive detention of individuals who have acted or who are likely to act in a manner detrimental to public order and national security. The Defence of India Rules were reimposed during the 1971 war with Pakistan; they remained in effect after the end of the war and were invoked for a variety of uses not intended by their framers, such as the arrests made during a nationwide railroad strike in 1974.

The Maintenance of Internal Security Act promulgated in 1971 also provides for preventive detention. During the 1975-77 Emergency, the act was amended to allow the government to arrest individuals without specifying charges. The government arrested tens of thousands of opposition politicians under the Defence of India Rules and the Maintenance of Internal Security Act, including most of the leaders of the future Janata Party government (see Political Parties, this ch.). Shortly after the Janata government came to power in 1977, Parliament passed the Forty-fourth Amendment, which revised the domestic circumstances cited in Article 352 as justifying an emergency from "internal disturbance" to "armed rebellion." During Janata rule, Parliament also repealed the Defence of India Rules and the Maintenance of Internal Security Act. However, after the Congress (I) returned to power in 1980, Parliament passed the National Security Act authorizing security forces to arrest individuals without warrant for suspicion of action that subverts national security, public order, and essential economic services. The Essential Services Maintenance Act of 1981 permits the government to prohibit strikes and lockouts in sixteen economic sectors providing critical goods and services. The Fifty-ninth Amendment, passed in 1988, restored "internal disturbance" in place of "armed rebellion" as just cause for the proclamation of an emergency.

The Sikh militant movement that spread through Punjab during the 1980s spurred additional authoritarian legislation (see Insurgent Movements and External Subversion, ch. 10). In 1984 Parliament passed the National Security Amendment Act enabling government security forces to detain prisoners for up to one year. The 1984 Terrorist Affected Areas (Special Courts) Ordinance provided security forces in Punjab with unprecedented powers of detention, and it authorized secret tribunals to try suspected terrorists. The 1985 Terrorist and Disruptive Activities (Prevention) Act imposed the death penalty for anyone convicted of terrorist actions that led to the death of others. It empowered authorities to tap telephones, censor mail, and conduct raids when individuals are alleged to pose a threat to the unity and sovereignty of the nation. The legislation renewing the act in 1987 provided for in camera trials, which may be presided over by any central government officer, and reversed the legal presumption of innocence if the government produces specific evidence linking a suspect to a terrorist act. In March 1988, the Fifty-ninth Amendment increased the period that an emergency can be in effect without legislative approval from six months to three years, and it eliminated the assurance of due process and protection of life and liberty with regard to Punjab found in articles 20 and 21. These rights were restored in 1989 by the Sixty-third Amendment.

By June 30, 1994, more than 76,000 persons throughout India had been arrested under the Terrorist and Disruptive Activities (Prevention) Act. The act became widely unpopular, and the Rao government allowed the law to lapse in May 1995.

The Structure of Government

The union government, as India's central government is known, is divided into three distinct but interrelated branches: legislative, executive, and judicial (see fig. 14). As in the British parliamentary model, the leadership of the executive is drawn from and responsible to the legislative body. Although Article 50 stipulates the separation of the judiciary from the executive, the executive controls judicial appointments and many of the conditions of work. In addition, one of the more dramatic institutional battles in the Indian polity has been the struggle between elements wanting to assert legislative power to amend the constitution and those favoring the judiciary's efforts to preserve the constitution's basic structure.

The Legislature

Parliament consists of a bicameral legislature, the Lok Sabha (House of the People--the lower house) and the Rajya Sabha (Council of States--the upper house). Parliament's principal function is to pass laws on those matters that the constitution specifies to be within its jurisdiction. Among its constitutional powers are approval and removal of members of the Council of Ministers, amendment of the constitution, approval of central government finances, and delimitation of state and union territory boundaries (see State Governments and Union Territories, this ch.).

The president has a specific authority with respect to the function of the legislative branch (see The Executive, this ch.). The president is authorized to convene Parliament and must give his assent to all parliamentary bills before they become law. The president is empowered to summon Parliament to meet, to address either house or both houses together, and to require attendance of all of its members. The president also may send messages to either house with respect to a pending bill or any other matter. The president addresses the first session of Parliament each year and must give assent to all provisions in bills passed.

Lok Sabha

The Lok Sabha in 1995 constitutionally had 545 seats. For a variety of reasons, elections are sometimes not held in all constitutiencies, leaving some seats vacant and giving the appearance of fewer seats in the lower house. A member must be at least twenty-five years of age. Two members are nominated by the president as representatives of the Anglo-Indian community, and the rest are popularly elected. Elections are held on a one-stage, "first-past-the-post" system, similar to that in the United States. As in the United States, candidates from larger parties are favored because each constituency elects only the candidate winning the most votes. In the context of multiple-candidate elections, most members of Parliament are elected with pluralities of the vote that amount to less than a majority. As a result, political parties can gain commanding positions in the Parliament without winning the support of a majority of the electorate. For instance, Congress has dominated Indian politics without ever winning a majority of votes in parliamentary elections. The best-ever Congress performance in parliamentary elections was in 1984 when Congress (I) won 48 percent of the vote and garnered 76 percent of the parliamentary seats. In the 1991 elections, Congress (I) won 37.6 percent of the vote and 42 percent of the seats.

The usual Lok Sabha term is five years. However, the president may dissolve the house and call for new elections should the government lose its majority in Parliament. Elections must be held within six months after Parliament is dissolved. The prime minister can choose electorally advantageous times to recommend the dissolution of Parliament to the president in an effort to maximize support in the next Parliament. The term of Parliament can be extended in yearly increments if an emergency has been proclaimed. This situation occurred in 1976 when Parliament was extended beyond its five-year term under the Emergency proclaimed the previous year. The constitution stipulates that the Lok Sabha must meet at least twice a year, and no more than six months can pass between sessions. The Lok Sabha customarily meets for three sessions a year. The Council of Ministers is responsible only to the Lok Sabha, and the authority to initiate financial legislation is vested exclusively in the Lok Sabha.

The powers and authority of the Lok Sabha and the Rajya Sabha are not differentiated. The index of the constitution, for example, has a lengthy list of the powers of Parliament but not for each separate house. The key differences between the two houses lie in their disparate authority in the legislative process.

Rajya Sabha

The Rajya Sabha has a maximum of 250 members. All but twelve are elected by state and territory legislatures for six-year terms. Members must be at least thirty years old. The president nominates up to twelve members on the basis of their special knowledge or practical experience in fields such as literature, science, art, and social service. No further approval of these nominations is required by Parliament. Elections are staggered so that one-third of the members are elected every two years. The number of seats allocated to each state and territory is determined on the basis of relative population, except that smaller states and territories are awarded a larger share than their population justifies.

The Rajya Sabha meets in continuous session. It is not subject to dissolution as is the Lok Sabha. The Rajya Sabha is designed to provide stability and continuity to the legislative process. Although considered the upper house, its authority in the legislative process is subordinate to that of the Lok Sabha.

Legislative Process

The initiative for substantial legislation comes primarily from the prime minister, cabinet members, and high-level officials. Although all legislation except financial bills can be introduced in either house, most laws originate in the Lok Sabha. A legislative proposal may go through three readings before it is voted on. After a bill has been passed by the originating house, it is sent to the other house, where it is debated and voted on. The second house can accept, reject, or amend the bill. If the bill is amended by the second house, it must be returned to the originating house in its amended form. If a bill is rejected by the second house, if there is disagreement about the proposed amendments, or if the second house fails to act on a bill for six months, the president is authorized to summon a joint session of Parliament to vote on the bill. Disagreements are resolved by a majority vote of the members of both houses present in a joint session. This procedure favors the Lok Sabha because it has more than twice as many members as the Rajya Sabha.

When the bill has been passed by both houses, it is sent to the president, who can refuse assent and send the bill back to Parliament for reconsideration. If both houses pass it again, with or without amendments, it is sent to the president a second time. The president is then obliged to assent to the legislation. After receiving the president's assent, a bill becomes an act on the statute book.

The legislative procedure for bills involving taxing and spending--known as money bills--is different from the procedure for other legislation. Money bills can be introduced only in the Lok Sabha. After the Lok Sabha passes a money bill, it is sent to the Rajya Sabha. The upper house has fourteen days to act on the bill. If the Rajya Sabha fails to act within fourteen days, the bill becomes law. The Rajya Sabha may send an amended version of the bill back to the Lok Sabha, but the latter is not bound to accept these changes. It may pass the original bill again, at which point it will be sent to the president for his signature.

During the 1950s and part of the 1960s, Parliament was often the scene of articulate debate and substantial revisions of legislation. Prime ministers Indira Gandhi, Rajiv Gandhi, and P.V. Narasimha Rao, however, showed little enthusiasm for parliamentary debate. During the 1975-77 Emergency, many members of Parliament from the opposition as well as dissidents within Indira's own party were arrested, and press coverage of legislative proceedings was censored. It is generally agreed that the quality of discourse and the expertise of members of Parliament have declined since the 1960s. An effort to halt the decline of Parliament through a reformed committee system giving Parliament new powers of oversight over the executive branch has had very limited impact.

Under the constitution, the division of powers between the union government and the states is delimited into three lists: the Union List, the State List, and the Concurrent List. Parliament has exclusive authority to legislate on any of the ninety-seven items on the Union List. The list includes banking, communications, defense, foreign affairs, interstate commerce, and transportation. The State List includes sixty-seven items that are under the exclusive jurisdiction of state legislatures, including agriculture, local government, police, public health, public order, and trade and commerce within the state. The central--or union--government and state governments exercise concurrent jurisdiction over forty-four items on the Concurrent List, including criminal law and procedure, economic and social planning, electricity, factories, marriage and divorce, price control, social security and social insurance, and trade unions. The purpose of the Concurrent List is to secure legal and administrative unity throughout the country. Laws passed by Parliament relevant to Concurrent List areas take precedence over laws passed by state legislatures.

The Executive

The executive branch is headed by the president, in whom the constitution vests a formidable array of powers. The president serves as head of state and the supreme commander of the armed forces. The president appoints the prime minister, cabinet members, governors of states and territories, Supreme Court and high court justices, and ambassadors and other diplomatic representatives. The president is also authorized to issue ordinances with the force of acts of Parliament when Parliament is not in session. The president can summon and prorogue Parliament as well as dissolve the Lok Sabha and call for new elections. The president also can dismiss state and territory governments. Exercise of these impressive powers has been restricted by the convention that the president acts on the advice of the prime minister. In 1976 the Forty-second Amendment formally required the president to act according to the advice of the Council of Ministers headed by the prime minister. The spirit of the arrangement is reflected in Ambedkar's statement that the president "is head of the State but not of the Executive. He represents the nation but does not rule the nation." In practice, the president's role is predominantly symbolic and ceremonial, roughly analogous to the president of Germany or the British monarch.

The president is elected for a five-year term by an electoral college consisting of the elected members of both houses of Parliament and the elected members of the legislative assemblies of the states and territories. The participation of state and territory assemblies in the election is designed to ensure that the president is chosen to head the nation and not merely the majority party in Parliament, thereby placing the office above politics and making the incumbent a symbol of national unity.

Despite the strict constraints placed on presidential authority, presidential elections have shaped the course of Indian politics on several occasions, and presidents have exercised important power, especially when no party has a clear parliamentary majority. The presidential election of 1969, for example, turned into a dramatic test of strength for rival factions when Prime Minister Indira Gandhi put up an opponent to the official Congress candidate. The electoral contest contributed to the subsequent split of the Congress. In 1979, after the Ja-nata Party began to splinter, President Neelam Sanjiva Reddy (1977-82) first selected Janata member Chaudhury Charan Singh as prime minister (1979-80) to form a minority government and then dissolved Parliament and called for new elections while ignoring Jagjivan Ram's claim that he could assemble a stable government and become the country's first Scheduled Caste prime minister.

Tensions between President Giani Zail Singh (1982-87) and Prime Minister Rajiv Gandhi (1984-88) also illustrate the potential power of the president. In 1987 Singh refused to sign the Indian Post Office (Amendment) Bill, thereby preventing the government from having the authority to censor personal mail. Singh's public suggestion that the prime minister had not treated the office of the president with proper dignity and the persistent rumors that Singh was plotting the prime minister's ouster contributed to the erosion of public confidence in Rajiv Gandhi that ultimately led to his defeat in the 1989 elections. In November 1990, President Ramaswami Venkataraman (1987-92) selected Chandra Shekhar as India's eleventh prime minister, even though Chandra Shekhar's splinter Samajwadi Janata Dal held only fifty-eight seats in the Lok Sabha. Chandra Shekhar resigned in June 1991 when the Congress (I) withdrew its support.

In the same manner as the president, the vice president is elected by the electoral college for a five-year term. The vice president is ex officio chairman of the Rajya Sabha and acts as president when the latter is unable to discharge his duties because of absence, illness, or any other reason or until a new president can be elected (within six months of the vacancy) when a vacancy occurs because of death, resignation, or removal. There have been three instances since 1969 of the vice president serving as acting president.

The prime minister is by far the most powerful figure in the government. After being selected by the president, typically from the party that commands the plurality of seats in Parliament, the prime minister selects the Council of Ministers from other members of Parliament who are then appointed by the president. Individuals who are not members of Parliament may be appointed to the Council of Ministers if they become a member of Parliament either through election or appointment within six months of selection. The Council of Ministers is composed of cabinet ministers (numbering seventeen, representing thirty-one portfolios in 1995), ministers of state (forty-five, representing fifty-three portfolios in 1995), and deputy ministers (the number varies). Cabinet members are selected to accommodate different regional groups, castes, and factions within the ruling party or coalition as well as with an eye to their administrative skills and experience. Prime ministers frequently retain key ministerial portfolios for themselves.

Although the Council of Ministers is formally the highest policy-making body in the government, its powers have declined as influence has been increasingly centralized in the Office of the Prime Minister, which is composed of the top-ranking administrative staff. After the Congress split to form the Congress (R)--R for Requisition--and the Congress (O)--O for Organisation--in 1969, Indira Gandhi (who headed the Congress (R)) increasingly concentrated decision-making authority in the Office of the Prime Minister. When Rajiv Gandhi became prime minister in 1984, he promised to delegate more authority to his cabinet members. However, power rapidly shifted back to the Office of the Prime Minister and a small coterie of Rajiv's personal advisers. Rajiv's dissatisfaction with his cabinet ministers became manifest in his incessant reshuffling of his cabinet. During his five years in office, he changed his cabinet thirty-six times, about once every seven weeks. When P.V. Narasimha Rao became prime minister in June 1991, he decentralized power, giving Minister of Finance Manmohan Singh, in particular, a large measure of autonomy to develop a program for economic reform. After a year in office, Rao began again to centralize authority, and by the end of 1994, the Office of the Prime Minister had grown to be as powerful as it ever was under Rao's predecessors. As of August 1995, Rao himself held the portfolios in thirteen ministries, including those of defense, industry, and Kashmir affairs.

The Judiciary

Supreme Court

The Supreme Court is the ultimate interpreter of the constitution and the laws of the land. It has appellate jurisdiction over all civil and criminal proceedings involving substantial issues concerning the interpretation of the constitution. The court has the original and exclusive jurisdiction to resolve disputes between the central government and one or more states and union territories as well as between different states and union territories. And the Supreme Court is also empowered to issue advisory rulings on issues referred to it by the president. The Supreme Court has wide discretionary powers to hear special appeals on any matter from any court except those of the armed services. It also functions as a court of record and supervises every high court.

Twenty-five associate justices and one chief justice serve on the Supreme Court. The president appoints the chief justice. Associate justices are also appointed by the president after consultation with the chief justice and, if the president deems necessary, with other associate justices of the Supreme Court and high court judges in the states. The appointments do not require Parliament's concurrence. Justices may not be removed from office until they reach mandatory retirement at age sixty-five unless each house of Parliament passes, by a vote of two-thirds of the members in attendance and a majority of its total membership, a presidential order charging "proved misbehavior or incapacity."

The contradiction between the principles of parliamentary sovereignty and judicial review that is embedded in India's constitution has been a source of major controversy over the years. After the courts overturned state laws redistributing land from zamindar (see Glossary) estates on the grounds that the laws violated the zamindars' Fundamental Rights, Parliament passed the first (1951), fourth (1955), and seventeenth amendments (1964) to protect its authority to implement land redistribution. The Supreme Court countered these amendments in 1967 when it ruled in the Golaknath v State of Punjab case that Parliament did not have the power to abrogate the Fundamental Rights, including the provisions on private property. On February 1, 1970, the Supreme Court invalidated the government-sponsored Bank Nationalization Bill that had been passed by Parliament in August 1969. The Supreme Court also rejected as unconstitutional a presidential order of September 7, 1970, that abolished the titles, privileges, and privy purses of the former rulers of India's old princely states.

In reaction to Supreme Court decisions, in 1971 Parliament passed the Twenty-fourth Amendment empowering it to amend any provision of the constitution, including the Fundamental Rights; the Twenty-fifth Amendment, making legislative decisions concerning proper land compensation nonjusticiable; and the Twenty-sixth Amendment, which added a constitutional article abolishing princely privileges and privy purses. On April 24, 1973, the Supreme Court responded to the parliamentary offensive by ruling in the Keshavananda Bharati v the State of Kerala case that although these amendments were constitutional, the court still reserved for itself the discretion to reject any constitutional amendments passed by Parliament by declaring that the amendments cannot change the constitution's "basic structure."

During the 1975-77 Emergency, Parliament passed the Forty-second Amendment in January 1977, which essentially abrogated the Keshavananda ruling by preventing the Supreme Court from reviewing any constitutional amendment with the exception of procedural issues concerning ratification. The Forty-second Amendment's fifty-nine clauses stripped the Supreme Court of many of its powers and moved the political system toward parliamentary sovereignty. However, the Forty-third and Forty-fourth amendments, passed by the Janata government after the defeat of Indira Gandhi in March 1977, reversed these changes. In the Minerva Mills case of 1980, the Supreme Court reaffirmed its authority to protect the basic structure of the constitution. However, in the Judges Transfer case on December 31, 1981, the Supreme Court upheld the government's authority to dismiss temporary judges and transfer high court justices without the consent of the chief justice.

The Supreme Court continued to be embroiled in controversy in 1989, when its US$470 million judgment against Union Carbide for the Bhopal catastrophe resulted in public demonstrations protesting the inadequacy of the settlement (see The Growth of Cities, ch. 5). In 1991 the first-ever impeachment motion against a Supreme Court justice was signed by 108 members of Parliament. A year later, a high-profile inquiry found Associate Justice V. Ramaswamy "guilty of willful and gross misuses of office . . . and moral turpitude by using public funds for private purposes and reckless disregard of statutory rules" while serving as chief justice of Punjab and Haryana. Despite this strong indictment, Ramaswamy survived parliamentary impeachment proceedings and remained on the Supreme Court after only 196 members of Parliament, less than the required two-thirds, voted for his ouster.

During 1993 and 1994, the Supreme Court took measures to bolster the integrity of the courts and protect civil liberties in the face of state coercion. In an effort to avoid the appearance of conflict of interest in the judiciary, Chief Justice Manepalli Narayanrao Venkatachaliah initiated a controversial model code of conduct for judges that required the transfer of high court judges having children practicing as attorneys in their courts. Since 1993, the Supreme Court has implemented a policy to compensate the victims of violence while in police custody. On April 27, 1994, the Supreme Court issued a ruling that enhanced the rights of individuals placed under arrest by stipulating elaborate guidelines for arrest, detention, and interrogation.

High Courts

There are eighteen high courts for India's twenty-five states, six union territories, and one national capital territory. Some high courts serve more than one state or union territory. For example, the high court of the union territory of Chandigarh also serves Punjab and Haryana, and the high court in Gauhati (in Meghalaya) serves Assam, Nagaland, Meghalaya, Mizoram, Manipur, Tripura, and Arunachal Pradesh. As part of the judicial system, the high courts are institutionally independent of state legislatures and executives. The president appoints state high court chief justices after consulting with the chief justice of the Supreme Court and the governor of the state. The president also consults with the chief justice of the state high court before he appoints other high court justices. Furthermore, the president may also exercise the right to transfer high court justices without consultation. These personnel matters are becoming more politicized as chief ministers of states endeavor to exert their influence with New Delhi and the prime minister exerts influence over the president to secure politically advantageous appointments.

Each high court is a court of record exercising original and appellate jurisdiction within its respective state or territory. It also has the power to issue appropriate writs in cases involving constitutionally guaranteed Fundamental Rights. The high court supervises all courts within its jurisdiction, except for those dealing with the armed forces, and may transfer constitutional cases to itself from subordinate courts (see Criminal Law and Procedure, ch. 10). The high courts have original jurisdiction on revenue matters. They try original criminal cases by a jury, but not civil cases.

Lower Courts

States are divided into districts (zillas ), and within each a judge presides as a district judge over civil cases. A sessions judge presides over criminal cases. The judges are appointed by the governor in consultation with the state's high court. District courts are subordinate to the authority of their high court.

There is a hierarchy of judicial officials below the district level. Many officials are selected through competitive examination by the state's public service commission. Civil cases at the subdistrict level are filed in munsif (subdistrict) courts. Lesser criminal cases are entrusted to the courts of subordinate magistrates functioning under the supervisory authority of a district magistrate. All magistrates are under the supervision of the high court. At the village level, disputes are frequently resolved by panchayats or lok adalats (people's courts).

The judicial system retains substantial legitimacy in the eyes of many Indians despite its politicization since the 1970s. In fact, as illustrated by the rise of social action litigation in the 1980s and 1990s, many Indians turn to the courts to redress grievances with other social and political institutions. It is frequently observed that Indians are highly litigious, which has contributed to a growing backlog of cases. Indeed, the Supreme Court was reported to have more than 150,000 cases pending in 1990, the high courts had some 2 million cases pending, and the lower courts had a substantially greater backlog. Research findings in the early 1990s show that the backlogs at levels below the Supreme Court are the result of delays in the litigation process and the large number of decisions that are appealed and not the result of an increase in the number of new cases filed. Coupled with public perceptions of politicization, the growing inability of the courts to resolve disputes expeditiously threatens to erode the remaining legitimacy of the judicial system.

Election Commission

Article 324 of the constitution establishes an independent Election Commission to supervise parliamentary and state elections. Supervising elections in the world's largest democracy is by any standard an immense undertaking. Some 521 million people were eligible to vote in 1991. Efforts are made to see that polling booths are situated no more than two kilometers from a voter's place of residence. In 1991, this objective required some 600,000 polling stations for the country's 3,941 state legislative assembly and 543 parliamentary constituencies. To attempt to ensure fair elections, the Election Commission deployed more than 3.5 million officials, most of whom were temporarily seconded from the government bureaucracy, and 2 million police, paramilitary, and military forces.

Over the years, the Election Commission's enforcement of India's remarkably strict election laws grew increasingly lax. As a consequence, candidates flagrantly violated laws limiting campaign expenditures. Elections became increasingly violent (350 persons were killed during the 1991 campaign, including five Lok Sabha and twenty-one state assembly candidates), and voter intimidation and fraud proliferated.

The appointment of T.N. Seshan as chief election commissioner in 1991 reinvigorated the Election Commission and curbed the illegal manipulation of India's electoral system. By cancelling or repolling elections where improprieties had occurred, disciplining errant poll officers, and fighting for the right to deploy paramilitary forces in sensitive areas, Seshan forced candidates to take the Election Commission's code of conduct seriously and strengthened its supervisory machinery. In Uttar Pradesh, where more than 100 persons were killed in the 1991 elections, Seshan succeeded in reducing the number killed to two in the November 1993 assembly elections by enforcing compulsory deposit of all licensed firearms, banning unauthorized vehicular traffic, and supplementing local police with paramilitary units. In state assembly elections in Andhra Pradesh, Goa, Karnataka, and Sikkim, after raising ceilings for campaign expenditures to realistic levels, Seshan succeeded in getting candidates to comply with these limits by deploying 336 audit officers to keep daily accounts of the candidates' election expenditures. Although Seshan has received enthusiastic support from the public, he has stirred great controversy among the country's politicians. In October 1993, the Supreme Court issued a ruling that confirmed the supremacy of the chief election commissioner, thereby deflecting an effort to rein in Seshan by appointing an additional two election commissioners. Congress (I)'s attempt to curb Seshan's powers through a constitutional amendment was foiled after a public outcry weakened its support in Parliament.

State Governments and Territories

India has twenty-five states, six union territories, and one national capital territory, with populations ranging from 406,000 (Sikkim) to 139 million (Uttar Pradesh). Ten states each have more than 40 million people, making them countrylike in significance (see Structure and Dynamics, ch. 2). There are eighteen official Scheduled Languages (see Glossary), clearly defined since the reorganization of states along linguistic lines in the 1950s and 1960s (see The Social Context of Languages, ch. 4). Social structures within states vary considerably, and they encompass a great deal of cultural diversity, as those who have watched India's Republic Day (January 26) celebrations will attest (see Larger Kinship Groups, ch. 5).

The constitution provides for a legislature in each state and territory. Most states have unicameral legislatures, but Andhra Pradesh, Bihar, Jammu and Kashmir, Maharashtra, Tamil Nadu, and Uttar Pradesh have bicameral legislatures. The lower house, known as the vidhan sabha , or legislative assembly, is the real seat of legislative power. Where an upper house exists, it is known as the vidhan parishad , or legislative council; council functions are advisory, and any objections expressed to a bill may be overridden if the assembly passes the bill a second time. Members of the assembly serve five-year terms after being chosen by direct elections from local constituencies. Their numbers vary, from a minimum of sixty to a maximum of 500. Members of the council are selected through a combination of direct election, indirect election, and nomination. Their six-year terms are staggered so that one-third of the membership is renewed every two years. Whether in the upper or lower house, membership in the assembly has come to reflect the predominantly rural demography of most states and the distribution of social power resulting from the state's agrarian and caste structures.

The structure of state governments is similar to that of the central government. In the executive branch, the governor plays a role analogous to that of the president, and the elected chief minister presides over a council of ministers drawn from the legislature in a manner similar to the prime minister. Many of the governor's duties are honorific; however, the governor also has considerable power. Like the president, the governor selects who may attempt to form a government; he may also dismiss a state's government and dissolve its legislative assembly. All bills that the state legislature passes must receive the assent of the governor. The governor may return bills other than money bills to the assembly. The governor may also decide to send a bill for consideration to the president, who has the power to promulgate ordinances. The governor may also recommend to the president that President's Rule be invoked. Governors are appointed to office for a five-year term by the president on the advice of the prime minister, and their conduct is supposed to be above politics.

Since 1967 most state legislatures have come under the control of parties in opposition to the majority in Parliament, and governors have frequently acted as agents of the ruling party in New Delhi. Increasingly, governors are appointed more for their loyalty to the prime minister than for their distinguished achievements and discretion. The politicization of gubernatorial appointments has become such a widespread practice that in 1989, shortly after the National Front government replaced the Congress (I) government, Prime Minister V.P. Singh (1989-90) asked eighteen governors to resign so that he could replace them with his own choices. Governors not only attempt to keep opposition state governments in line, but also, while keeping the state bureaucracy in place, have exercised their power to dismiss the chief minister and his or her council of ministers.

The strength of the central government relative to the states is especially apparent in constitutional provisions for central intervention into state jurisdictions. Article 3 of the constitution authorizes Parliament, by a simple majority vote, to establish or eliminate states and union territories or change their boundaries and names. The emergency powers granted to the central government by the constitution enable it, under certain circumstances, to acquire the powers of a unitary state. The central government can also dismiss a state government through President's Rule. Article 249 of the constitution enables a two-thirds vote of the Rajya Sabha to empower Parliament to pass binding legislation for any of the subjects on the State List. Articles 256 and 257 require states to comply with laws passed by Parliament and with the executive authority of the central government. The articles empower the central government to issue directives instructing states on compliance in these matters. Article 200 also enables a state governor, under certain circumstances, to refuse to give assent to bills passed by the state legislature and instead refer them to the president for review.

The central government exerts control over state governments through the financial resources at its command. The central government distributes taxes and grants-in-aid through the decisions of finance commissions, usually convened every five years as stipulated by Article 275. The central government also distributes substantial grants through its development plans as elaborated by the Planning Commission. The dependence of state governments on grants and disbursements grew throughout the 1980s as states began to run up fiscal deficits and the share of transfers from New Delhi increased. The power and influence of central government finances also can be seen in the substantial funds allocated under the central government's five-year plans to such areas as public health and agriculture that are constitutionally under the State List (see Health Care, ch. 2; Development Programs, ch. 7).

Besides its twenty-five states, India has seven centrally supervised territories. Six are union territories; one is the National Capital Territory of Delhi. Jurisdictions for territories are smaller than states and less populous. The central government administers union territories through either a lieutenant governor or a chief commissioner who is appointed by the president on the advice of the prime minister. Each territory also has a council of ministers, a legislature, and a high court; however, Parliament may also pass legislation on issues in union territories that in the case of states are usually reserved for state assemblies. The Sixty-ninth Amendment, passed in December 1991, made Delhi the national capital territory effective February 1, 1992. Although not having the same status as statehood, Delhi was given the power of direct election of members of its legislative assembly and the power to pass its own laws.

India - Politics

The decline of the Congress (I) since the late 1980s has brought an end to the dominant single-party system that had long characterized India's politics. Under the old system, conflict within the Congress was often a more important political dynamic than was conflict between the Congress and the opposition. The Congress had set the political agenda and the opposition responded. A new party system, in which the Congress (I) is merely one of several major participants, was in place by 1989 (see fig. 15). As often as not in the mid-1990s, the Congress (I) seems to respond to the initiatives of other parties rather than set its own political agenda.

Elections

At least once every five years, India's Election Commission supervises one of the largest, most complex exercises of collective action in the world. India's elections in the 1990s involve overseeing an electorate of about 521 million voters who travel to nearly 600,000 polling stations to chose from some 8,950 candidates representing roughly 162 parties. The elections reveal much about Indian society. Candidates span a wide spectrum of backgrounds, including former royalty, cinema superstars, religious holy men, war heroes, and a growing number of farmers. Campaigns utilize communications technologies ranging from the latest video van with two-way screens to the traditional rumor traveling by word of mouth. Increasing violence also has come to characterize elections. In 1991, some 350 people, including former Prime Minister Rajiv Gandhi, four other parliamentary candidates, and twenty-one candidates running in state legislative assembly elections, were killed in election-related violence.

Political Parties

India's party system is in the throes of historic change. The 1989 general elections brought the era of Congress dominance to an end. Even though the Congress (I) regained power in 1991, it was no longer the pivot around which the party system revolved. Instead, it represented just one strategy for organizing a political majority, and a declining one at that. While the Congress (I) was encountering growing difficulties in maintaining its coalition of upper-caste elites, Muslims, Scheduled Castes, and Scheduled Tribes, the BJP was endeavoring to organize a new majority around the appeal of Hindu nationalism. The Janata Dal and the BSP, among others, were attempting to fashion a new majority out of the increasingly assertive Backward Classes, Dalits, Scheduled Castes, Scheduled Tribes, and religious minorities.

India - The Congress

The Congress has, by any standards, remarkable political accomplishments to its credit. As the Indian National Congress, its guidance fashioned a nation out of an extraordinarily heterogeneous ensemble of peoples. The party has played an important role in establishing the foundations of perhaps the most durable democratic political system in the developing world. As scholars Francis Robinson and Paul R. Brass point out, the Congress constituted one of the few political organizations in the annals of decolonialization to "make the transition from being sole representative of the nationalist cause to being just one element of a competitive party system."

The Congress dominated Indian politics from independence until 1967. Prior to 1967, the Congress had never won less than 73 percent of the seats in Parliament. The party won every state government election except two--most often exclusively, but also through coalitions--and until 1967 it never won less than 60 percent of all elections for seats in the state legislative assemblies.

There were four factors that accounted for this dominance. First, the party acquired a tremendous amount of good will and political capital from its leadership of the nationalist struggle. Party chiefs gained substantial popular respect for the years in jail and other deprivations that they personally endured. The shared experience of the independence struggle fostered a sense of cohesion, which was important in maintaining unity in the face of the party's internal pluralism.

The second factor was that the Congress was the only party with an organization extending across the nation and down to the village level. The party's federal structure was based on a system of internal democracy that functioned to resolve disputes among its members and maintain party cohesion. Internal party elections also served to legitimate the party leadership, train party workers in the skills of political competition, and create channels of upward mobility that rewarded its most capable members.

A third factor was that the Congress achieved its position of political dominance by creating an organization that adjusted to local circumstances rather than transformed them, often reaching the village through local "big men" (bare admi ) who controlled village "vote banks." These local elites, who owed their position to their traditional social status and their control over land, formed factions that competed for power within the Congress. The internal party democracy and the Congress's subsequent electoral success ultimately reinforced the local power of these traditional elites and enabled the party to adjust to changes in local balances of power. The nonideological pragmatism of local party leadership made it possible to coopt issues that contributed to opposition party success and even incorporate successful opposition leaders into the party. Intraparty competition served to channel information about local circumstances up the party hierarchy.

Fourth, patronage was the oil that lubricated the party machine. As the state expanded its development role, it accumulated more resources that could be distributed to party members. The growing pool of opportunities and resources facilitated the party's ability to accommodate conflict among its members. The Congress enjoyed the benefits of a "virtuous cycle," in which its electoral success gave it access to economic and political resources that enabled the party to attract new supporters.

The halcyon days of what Indian political scientist Rajni Kothari has called "the Congress system" ended with the general elections in 1967. The party lost seventy-eight seats in the Lok Sabha, retaining a majority of only twenty-three seats. Even more indicative of the Congress setback was its loss of control over six of the sixteen state legislatures that held elections. The proximate causes of the reversal included the failure of the monsoons in 1965 and 1966 and the subsequent hardship throughout northern and eastern India, and the unpopular currency devaluation in 1966. However, profound changes in India's polity also contributed to the decline of the Congress. The rapid growth of the electorate, which increased by 45 percent from 1952 to 1967, brought an influx of new voters less appreciative of the Congress's role in the independence movement. Moreover, the simultaneous spread of democratic values produced a political awakening that mobilized new groups and created a more pluralistic constellation of political interests. The development of new and more-differentiated identities and patterns of political cleavage made it virtually impossible for the Congress to contain the competition of its members within its organization. Dissidence and ultimately defection greatly weakened the Congress's electoral performance.

It was in this context that Indira Gandhi asserted her independence from the leaders of the party organization by attempting to take the party in a more populist direction. She ordered the nationalization of India's fourteen largest banks in 1969, and then she supported former labor leader and Acting President Varahagiri Venkata Giri's candidacy for president despite the fact that the party organization had already nominated the more conservative Neelam Sanjiva Reddy. After Giri's election, the party organization expelled Indira Gandhi from the Congress and ordered the parliamentary party to choose a new prime minister. Instead, 226 of the 291 Congress members of Parliament continued to support Indira Gandhi. The Congress split into two in 1969, the new factions being the Congress (O)--for Organisation--and Mrs. Gandhi's Congress (R)--for Requisition. The Congress (R) continued in power with the support of non-Congress groups, principally the Communist Party of India (CPI) and the Dravida Munnetra Kazhagam (DMK--Dravidian Progressive Federation).

With the Congress (O) controlling most of the party organization, Indira Gandhi adopted a new strategy to mobilize popular support. For the first time ever, she ordered parliamentary elections to be held separately from elections for the state government. This delinking was designed to reduce the power of the Congress (O)'s state-level political machines in national elections. Mrs. Gandhi traveled throughout the country, energetically campaigning on the slogan "garibi hatao " (eliminate poverty), thereby bypassing the traditional Congress networks of political support. The strategy proved successful, and the Congress (R) won a dramatic victory. In the 1971 elections for the Lok Sabha, the Congress (R) garnered 44 percent of the vote, earning it 352 seats. The Congress (O) won only sixteen seats and 10 percent of the vote. The next year, after leading India to victory over Pakistan in the war for Bangladesh's independence, Indira Gandhi and the Congress (R) further consolidated their control over the country by winning fourteen of sixteen state assembly elections and victories in 70 percent of all seats contested.

The public expected Indira Gandhi to deliver on her mandate to remove poverty. However, the country experienced a severe drought in 1971 and 1972, leading to food shortages, and the price of food rose 20 percent in the spring of 1973. The decision by the Organization of the Petroleum Exporting Countries (OPEC) to quadruple oil prices in 1973-74 also led to inflation and increased unemployment. Jayaprakash (J.P) Narayan, a socialist leader in the preindependence Indian National Congress who, after 1947, left to conduct social work in the Sarvodaya movement (sarvodaya means uplift of all), came out of retirement to lead what eventually became widely known as the "J.P. movement." Under Narayan's leadership, the movement toppled the government of Gujarat and almost brought down the government in Bihar; Narayan advocated a radical regeneration of public morality that he labelled "total revolution."

After the Allahabad High Court ruled that Mrs. Gandhi had committed electoral law violations and Narayan addressed a massive demonstration in New Delhi, at Indira Gandhi's behest, the president proclaimed an Emergency on June 25, 1975. That night, Indira Gandhi ordered the arrest of almost all the leaders of the opposition, including dissidents within the Congress. In all, more than 110,000 persons were detained without trial during the Emergency.

Indira Gandhi's rule during the Emergency alienated her popular support. After postponing elections for a year following the expiration of the five-year term of the Lok Sabha, she called for new elections in March 1977. The major opposition party leaders, many of whom had developed a rapport while they were imprisoned together under the Emergency regime, united under the banner of the Janata Party. By framing the key issue of the election as "democracy versus dictatorship," the Janata Party--the largest opposition party--appealed to the public's democratic values to rout the Congress (R). The vote share of the Congress (R) dropped to 34.5 percent, and the number of its seats in Parliament plunged from 352 to 154. Indira Gandhi lost her seat.

The inability of Janata Party factions to agree proved the party's undoing. Indira Gandhi returned to win the January 1980 elections after forming a new party, the Congress (I--for Indira), in 1978.

The Congress (I) largely succeeded in reconstructing the traditional Congress electoral support base of Brahmans (see Glossary), Muslims, Scheduled Castes, and Scheduled Tribes that had kept Congress in power in New Delhi during the three decades prior to 1977. The Congress (I)'s share of the vote increased by 8.2 percent to 42.7 percent of the total vote, and its number of seats in the Lok Sabha grew to 353, a majority of about two-thirds. This success approximated the levels of support of the Congress dominance from 1947 to 1967. Yet, as political scientist Myron Weiner observed, "The Congress party that won in 1980 was not the Congress party that had governed India in the 1950s and 1960s, or even the early 1970s. The party was organizationally weak and the electoral victory was primarily Mrs. Gandhi's rather than the party's." As a consequence, the Congress's appeal to its supporters was much more tenuous than it had been in previous decades.

Indira Gandhi's dependence on her flamboyant son Sanjay and, after his accidental death in 1980, on her more reserved son Rajiv gives testimony to the personalization and centralization of power within the Congress (I). Having developed a means to mobilize support without a party organization, she paid little attention to maintaining that support. Rather than allowing intraparty elections to resolve conflicts and select party leaders, Indira Gandhi preferred to fill party posts herself with those loyal to her. As a result, party leaders at the state level lost their legitimacy among the rank and file because their positions depended on the whims of Indira Gandhi rather than on the extent of their popular support. In addition, centralization and the demise of democracy within the party disrupted the flow of information about local circumstances to party leaders and curtailed the ability of the Congress (I) to adjust to social change and incorporate new leaders.

When Rajiv Gandhi took control after his mother's assassination in November 1984, he attempted to breathe new life into the Congress (I) organization. However, the massive electoral victory that the Congress (I) scored under Rajiv's leadership just two months after his mother's assassination gave him neither the skill nor the authority to succeed in this endeavor. Rajiv did, however, attempt to remove the more unsavory elements within the party organization. He denied nominations to one-third of the incumbent members of Parliament during the 1984 Lok Sabha campaign, and he refused to nominate two of every five incumbents in the state legislative assembly elections held in March 1985.

Another of Rajiv's early successes was the passage of the Anti-Defection Bill in January 1985 in an effort to end the bribery that lured legislators to cross partisan lines. Speaking at the Indian National Congress centenary celebrations in Bombay (officially called Mumbai as of 1995), Rajiv launched a vitriolic attack on the "culture of corruption" that had become so pervasive in the Congress (I). However, the old guard showed little enthusiasm for reform. As time passed, Rajiv's position was weakened by the losses that the party suffered in a series of state assembly elections and by his government's involvement in corruption scandals. Ultimately, Rajiv was unable to overcome the resistance within the party to internal elections and reforms. Ironically, as Rajiv's position within the party weakened, he turned for advice to many of the wheelers and dealers of his mother's regime whom he had previously banished.

The frustration of Rajiv Gandhi's promising early initiatives meant that the Congress (I) had no issues on which to campaign as the end of his five-year term approached. On May 15, 1989, just months before its term was to expire, the Congress (I) introduced amendments that proposed to decentralize government authority to panchayat and municipal government institutions. Opposition parties, many of whom were on record as favoring decentralization of government power, vehemently resisted the Congress (I) initiative. They charged that the initiative did not truly decentralize power but instead enabled the central government to circumvent state governments (many of which were controlled by the opposition) by transferring authority from state to local government and strengthening the links between central and local governments. After the Congress (I) failed to win the two-thirds vote required to pass the legislation in the Rajya Sabha on October 13, 1989, it called for new parliamentary elections and made "jana shakti" (power to the people) its main campaign slogan.

The Congress (I) retained formidable campaign advantages over the opposition. The October 17, 1989, announcement of elections took the opposition parties by surprise and gave them little time to form electoral alliances. The Congress (I) also blatantly used the government-controlled television and radio to promote Rajiv Gandhi. In addition, the Congress (I) campaign once again enjoyed vastly superior financing. It distributed some 100,000 posters and 15,000 banners to each of its 510 candidates. It provided every candidate with six or seven vehicles, and it commissioned advertising agencies to make a total of ten video films to promote its campaign.

The results of the 1989 elections were more of a rebuff to the Congress (I) than a mandate for the opposition. Although the Congress (I) remained the largest party in Parliament with 197 seats, it was unable to form a government. Instead, the Ja-nata Dal, which had 143 seats, united with its National Front allies to form a minority government precariously dependent on the support of the BJP (eighty-five seats) and the communist parties (forty-five seats). Although the Congress (I) lost more than 50 percent of its seats in Parliament, its share of the vote dropped only from 48.1 percent to 39.5 percent of the vote. The Congress (I) share of the vote was still more than double that of the next largest party, the Janata Dal, which received support from 17.8 percent of the electorate. More grave for the long-term future of the Congress (I) was the erosion of vital elements of the traditional coalition of support for the Congress (I) in North India. Alienated by the Congress (I)'s cultivation of Hindu activists, Muslims defected to the Janata Dal in large numbers. The Congress (I) simultaneously lost a substantial share of Scheduled Caste voters to the BSP in Haryana, Madhya Pradesh, and Uttar Pradesh and to the Indian People's Front in Bihar.

To offset these losses, the Congress (I) attempted to play a "Hindu card." On August 14, 1989, the Supreme Court ruled that no parties or groups could disturb the status quo of the Babri Masjid, a sixteenth-century mosque in Ayodhya, Uttar Pradesh. The mosque was controversial because Hindu nationalists claim it was on the site of the birthplace of the Hindu god Ram and that, as such, the use by Muslims was sacrilegious (see Vishnu, ch. 3). Despite the court ruling, in September the Congress (I) entered into an agreement with the Vishwa Hindu Parishad (VHP--World Hindu Council), a conservative religious organization with close ties to Hindu nationalists, to allow the VHP to proceed with a ceremony to lay the foundation for the Ramjanmabhumi (birthplace of Ram) Temple. (The VHP had been working toward this goal since 1984.) In return, the Congress (I) secured the VHP's agreement to perform the ceremony on property adjacent to the Babri Masjid that was not in dispute. By reaching this agreement, the Congress (I) attempted to appeal to Hindu activists while retaining Muslim support. Rajiv Gandhi's decision to kick off his campaign less than six kilometers from the Babri Masjid and his appeal to voters that they vote for the Congress (I) if they wished to bring about "Ram Rajya" (the rule of Ram) were other elements of the Congress (I)'s strategy to attract the Hindu vote (see Political Issues, this ch.)

The 1991 elections returned the Congress (I) to power but did not reverse important trends in the party's decline. The Congress (I) won 227 seats, up from 197 in 1989, but its share of the vote dropped from 39.5 percent in 1989 to 37.6 percent. Greater division within the opposition rather than growing popularity of the Congress (I) was the key element in the party's securing an increased number of seats. Also troubling was the further decline of the Congress (I) in heavily populated Bihar and Uttar Pradesh, which together account for more than 25 percent of all seats in Parliament. In Uttar Pradesh, the number of seats that the Congress (I) was able to win went down from fifteen to two, and its share of the vote dropped from 32 percent to 20 percent. In Bihar the seats won by the Congress (I) fell from four to one, and the Congress (I) share of the vote was reduced from 28 percent to 22 percent. The Congress (I) problems in these states, which until 1989 had been bastions of its strength, were reinforced by the party's poor showing in the November 1993 state elections. These elections were characterized by the further disintegration of the traditional Congress coalition, with Brahmans and other upper castes defecting to the BJP and Scheduled Castes and Muslims defecting to the Janata Dal, the Samajwadi Party (Socialist Party), and the BSP.

Strong evidence indicates that the Congress (I) would have fared significantly worse had it not been for the assassination of Rajiv Gandhi in the middle of the elections. A wave of sympathy similar to that which helped elect Rajiv after the assassination of his mother increased the Congress (I) support. In the round of voting that took place before Rajiv's death, the Congress (I) won only 26 percent of the seats and 33 percent of the vote. In the votes that occurred after Rajiv's death, the Congress (I) won 58 percent of the seats and 40 percent of the popular vote. It may also be that Rajiv's demise ended the "anti-Congressism" that had pervaded the political system as a result of his family's dynastic domination of Indian politics through its control over the Congress.

Rajiv Gandhi was assassinated by a Tamil suicide bomber affiliated with the Sri Lankan Liberation Tigers of Tamil Eelam (LTTE) during a political campaign in May 1991. Only after his assassination did hope for reforming the Congress (I) reappear. The end of three generations of Nehru-Gandhi family leadership left Rajiv's coterie of political manipulators in search of a new kingpin. The bankruptcy of the Congress (I) leadership was highlighted by the fact that they initially turned to Sonia Gandhi, Rajiv's Italian-born wife, to lead the party. Sonia's primary qualification was that she was Rajiv's widow. She had never held elected office and, during her early years in India, she had expressed great disdain for political life. However, although she did not assume a leadership role, she continued to be seen as a "kingmaker" in the Congress (I). Her advice was sought after, and she was called on to lead the party in the mid-1990s. An unusual public speech by Sonia Gandhi criticizing the government of P.V. Narasimha Rao in August 1995 further fueled speculation that she was a candidate for political leadership.

Sonia Gandhi's refusal in 1991 to become president of the Congress (I) led the mantle of party leadership to fall on Rao. Rao was a septuagenarian former professor who had retired from politics before the 1991 elections after undergoing heart-bypass surgery. Rao had a conciliatory demeanor and was acceptable to the party's contending factions. Paradoxically, the precariously positioned Rao was able to take more substantial steps in the direction of party reform than his predecessors. First, Rao had to demonstrate that he could mobilize popular support for himself and the party, a vital currency of power for any Congress (I) leader. He did so in the November 15, 1991, by-elections by winning his own seat in Andhra Pradesh unopposed and leading the party to victory in a total of eight of the fifteen parliamentary by-elections. By the end of 1991, Rao had succeeded in initiating the first intraparty elections in the Congress in almost twenty years. Although there was widespread manipulation by local party bosses, the elections enhanced the legitimacy of party leaders and held forth the prospect of a rejuvenated party organization. The process culminated in April 1992 at the All-India Congress (I) Committee at Tirupati, Andhra Pradesh, where elections were held for the ten vacant seats in the Congress Working Committee.

In the wake of the Tirupati session, Rao became less interested in promoting party democracy and more concerned with consolidating his own position. The change was especially apparent in the 1993 All-India Congress (I) Committee session at Surajkund (in Haryana), where Rao's supporters lavishly praised the prime minister and coercively silenced his opponents. However, Rao's image was damaged in July 1993 after Harshad Mehta, a stockbroker under indictment for allegedly playing a leading role in a US$2 billion stock scam in 1992, accused Rao of personally accepting a bribe that he had delivered on November 4, 1991. The extent of the press coverage of the charges and their apparent credibility among the public was evidence of the pervasive public cynicism toward politicians. Rao's stock in the party and Congress (I)'s position within Parliament were greatly weakened. On July 28, 1993, his government barely survived a no-confidence motion in the Lok Sabha. Rao's position was temporarily strengthened at the end of 1993 when he was able to cobble together a parliamentary majority. However, support for Rao and the Congress (I) declined again in 1994. The party was rocked by a scandal relating to the procurement of sugar stocks that cost the government an estimated Rs6.5 billion (US$210 million; for value of the rupee--see Glossary) and by losses in legislative assembly elections in Andhra Pradesh--Rao's home state, where he personally took control over the campaign--and Karnataka. The Congress (I) again lost in three of four major states in elections held in the spring of 1995. The political fallout in New Delhi was an increase in dissident activity within the Congress (I) led by former cabinet members Narain Dutt Tiwari and Arjun Singh and other Rao rivals who sought to split the Congress and form a new party.

India - Opposition Parties

Opposition to the Congress has always been fragmented. Opposition parties range from Hindu nationalist parties such as the BJP on the right to communist parties on the left (see table 33, Appendix). The divisiveness of the opposition, combined with the "first-past-the-post" electoral system, has enabled the Congress to dominate Indian politics without ever winning a majority of the vote from the national electorate. The extent of electoral alliances among the opposition is an important predictor of its ability to win seats in Parliament. The first two instances when the opposition succeeded in forming a government at the center occurred after it united under the Janata Party banner in 1977 and after the formation of the Janata Dal and the National Front in 1988. In each of these cases, the unity that was facilitated by anti-Congress sentiment prior to the elections collapsed in the face of rivalry and ambition once the opposition came into power.

The Rise and Decline of "Janata Politics"

Prior to 1967, the opposition was divided into an array of small parties. While the Congress garnered between 45 percent and 48 percent of the vote, no opposition party gained as much as 11 percent, and during the entire period, only two parties won 10 percent. Furthermore, in each election, independent candidates won between 12 percent and 20 percent of the vote.

The opposition's first significant attempt to achieve electoral unity occurred during the 1967 elections when opposition party alliances won control of their state governments in Bihar, Kerala, Orissa, Punjab, and West Bengal. In Rajasthan an opposition coalition prevented the Congress from winning a majority in the state legislature and forced it to recruit independents to form a government. The Congress electoral debacle encouraged even more dissidence within the party, and in a matter of weeks after the elections, defections brought down Congress governments in Haryana, Madhya Pradesh, and Uttar Pradesh. By July 1967, state governments of two-thirds of the country were under opposition rule. However, opposition rule in many cases was short-lived. The aftermath of the 1967 elections initiated a climate of politics by defection in which the Congress, and to a lesser extent the opposition, attempted to overthrow governments by winning over their state legislators with promises of greater political power and outright bribes. Needless to say, this period seriously undermined the ability of most parties to discipline their members. The increase in opposition-ruled state governments after 1967 also prompted the Congress to use President's Rule to dismiss opposition-led state governments with increasing frequency (see Emergency Provisions and Authoritarian Powers, this ch.).

Although the centrist and right-wing opposition formed a "grand alliance" during the 1971 parliamentary elections, it was not until the general elections of 1977 that opposition efforts culminated in electoral success at the national level. Imprisoned together under the authoritarian measures of the Emergency, India's senior opposition leaders found their personal animosity toward Indira Gandhi and the Congress to be a powerful motivation to overcome their division and rivalry. In January 1977, opposition parties reactivated a pre-Emergency multiparty front, campaigned under the banner of the Janata Party, and won a dramatic electoral victory in March 1977. The Janata Party was made up of the Congress (O), the Jana Sangh, the Bharatiya Lok Dal (Indian People Party), the Samajwadi Party (Socialist Party), a handful of imprisoned Congress dissidents, and the Congress for Democracy--a group led by Scheduled Caste leader Jagjivan Ram that had splintered off from the Congress during the election campaign.

Despite the diversity of this assemblage of parties and the different social strata that they represented, members of the Ja-nata Party achieved surprising ideological and programmatic consensus by passing a program stressing decentralization, development of rural industries, and employment opportunities. It was not ideology, but rather an inability to consolidate partisan organizations and political rivalry among the leadership that led to the demise of the Janata government in 1979. The Janata's three most senior leaders--Morarji Desai, Charan Singh, and Jagjivan Ram--each aspired to be prime minister. The rivalry continued during Desai's tenure (March 1977-July 1979). Desai, Charan Singh, and Ram continually conspired to discredit each other. Their connivances ultimately discredited the Janata Party and allowed the Congress (I) to return to power in 1980.

Just as key defections from the Congress were essential to the Janata electoral success in 1977, so too did V.P. Singh's defection from the Congress (I) in 1987 enable opposition factions from the Janata Party and Bharatiya Lok Dal to unite the Janata Dal in 1988. Regional parties, such as the Telugu Desam Party (Telugu National Party), the DMK, and the Asom Gana Pa-rishad (AGP--Assam People's Assembly), together formed the National Front, led by Janata Dal, which defeated Rajiv Gandhi's Congress (I) in the 1989 parliamentary elections. With V.P. Singh as prime minister, the National Front government earned the appellation of "the crutch government" because it depended on the support of the Communist Party of India (Marxist--CPI (M)) on its left and the BJP on the right.

On August 7, 1990, V.P. Singh suddenly announced that his government would implement the recommendations of the Mandal Commission (see Glossary) to reserve 27 percent of central government jobs for the Backward Classes, defined to include around 52 percent of the population. Although Singh's Janata Dal had pledged to implement the Mandal Commission recommendations as part of its election manifesto, his announcement led to riots throughout North India. Some seventy-five upper-caste youths died after resorting to self-immolation to dramatize their opposition, and almost 200 others were killed in clashes with the police.

BJP president Lal Kishan (L.K.) Advani announced that he would traverse the country on a pilgrimage to Ayodhya where he would lead Hindu activists in the construction of the Ramjanmabhumi Temple on the site of the Babri Masjid. As the pilgrimage progressed, riots between Hindus and Muslims broke out throughout the country. The National Front government decided to end the agitation, and Janata Dal chief minister of Bihar, Laloo Prasad Yadav, arrested Advani on October 23, 1990. On October 30, religious militants attempted to storm the Babri Masjid despite a massive military presence, and as many as twenty-six activists were killed. The BJP's withdrawal of support for the National Front government proved fatal, and V.P. Singh lost a parliamentary vote of confidence on November 7, 1990.

Two days before the vote, Chandra Shekhar, an ambitious Janata Dal rival who had been kept out of the National Front government, joined with Devi Lal, a former deputy prime minister under V.P. Singh, to form the Samajwadi Janata Party--Samajwadi meaning socialist--with a total of sixty Lok Sabha members. The day after the collapse of the National Front government, Chandra Shekhar informed the president that by gaining the backing of the Congress (I) and its electoral allies he enjoyed the support of 280 members of the Lok Sabha, and he demanded the right to constitute a new government. Even though his rump party accounted for only one-ninth of the members of the Lok Sabha, Chandra Shekhar succeeded in forming a new minority government and becoming prime minister (with Devi Lal as deputy prime minister). However, Chandra Shekhar's government fell less than four months later, after the Congress (I) withdrew its support.

The Janata Dal and the Samajwadi Janata Party declined after the fall of the Chandra Shekhar government. In the May-June 1991 parliamentary elections, their share of the vote dropped from 17.8 percent to 15.1 percent, and the number of seats in Parliament that they won fell from 142 to sixty-one. The parties were able to win seats only in Bihar, Orissa, and Uttar Pradesh. The factional rivalry and ineffectiveness that impeded the National Front government's efforts to provide effective government tarnished the Janata Dal image. In the absence of strong national leadership, the party was rendered a confederation of ambitious regional leaders whose rivalry prevented the establishment of a united party organization. The Janata Dal's persistent backing of the Mandal Commission recommendations made the party highly unpopular among high-caste people in the middle and upper classes, creating fund-raising difficulties. Although the Janata Dal won state elections in Karnataka in 1994 and Bihar in the spring of 1995, its poor showing in most other states gave the impression that its support was receding to a few regional bastions.

India - The Bharatiya Janata Party and the Rise of Hindu Nationalism

The BJP is unique among India's political parties in that neither it nor its political predecessors were ever associated with the Congress. Instead, it grew out of an alternative nationalist organization--the Rashtriya Swayamsevak Sangh (RSS--National Volunteer Organisation). The BJP still is affiliated with the network of organizations popularly referred to as the RSS family. The RSS was founded in 1925 by Keshav Baliram Hedgewar. Until 1928 a member of the Congress with radical nationalist political leanings, Hedgewar had grown increasingly disenchanted with the leadership of Mahatma Gandhi. Hedgewar was particularly critical of Gandhi's emphasis on nonviolence and civil disobedience, which he felt discouraged the forceful political action necessary to gain independence. He established the RSS as an organization that would provide training in martial arts and spiritual matters to rejuvenate the spiritual life of the Hindu community and build its unity.

Hedgewar and his successor, M.S. Golwalkar, scrupulously endeavored to define the RSS's identity as a cultural organization that was not directly involved in politics. However, its rapidly growing membership and the paramilitary-like uniforms and discipline of its activists made the political potential of the RSS apparent to everyone on the political scene. There was considerable sentiment within the Congress that RSS members should be permitted to join, and, in fact, on October 7, 1947, the Congress Working Committee voted to allow in RSS members. But in November 1947, the Congress passed a rule requiring RSS members to give up their affiliation before joining. The RSS was banned in 1948 after Nathuram Godse, a former RSS member, assassinated Mahatma Gandhi. The ban was lifted in 1949 only after the RSS drafted an organizational constitution that was acceptable to the government. Intensely loyal RSS members refused to give up their affiliation to join the Congress and, instead, channeled their political energies to the Jana Sangh (People's Union) after its founding in 1951.

The Jana Sangh grew slowly during the 1950s and 1960s, despite the efforts of RSS members, who quickly took control of the party's organization. Although the Jana Sangh succeeded in displacing the Hindu Mahasabha (a communal party established in 1914 as a counter to Muslim separatists) as the preeminent party of Hindu activists in the Indian political system, it failed to develop into a major rival to the Congress. According to political scientist Bruce Graham, this failure occurred because of the Jana Sangh's inability "to transcend the limitations of its origins," in particular, its identification with the Hindi-speaking, northern heartland and its Brahmanical interpretation of Hinduism rather than the more inclusive and syncretic values of popular Hinduism. However, the experience of the Jana Sangh during the 1970s, especially its increasing resort to populism and agitational tactics, provided essential ingredients for the success of the BJP in the 1980s.

In 1977 the Jana Sangh joined the Janata Party, which defeated Indira Gandhi and the Congress (I) in parliamentary elections and formed a government through the end of 1979. The rapid expansion of the RSS under Janata rule soon brought calls for all members of the RSS family to merge with Janata Party affiliates. Ultimately, intraparty tensions impelled those affiliated with the Jana Sangh to leave the Janata Party and establish a new party--the BJP.

The BJP was formed in April 1980, under the leadership of Atal Behari Vajpayee. Although the party welcomed members of the RSS, the BJP's effort to draw from the legacies of the Ja-nata Party as well as that of the Jana Sangh were suggested by its new name, its choice of a green and saffron flag similar to that of the Janata Party rather than the solid saffron flag of the old Jana Sangh, its adoption of a decentralized organizational structure along the lines of the Janata Party rather than the more centralized model of the Jana Sangh, and its inclusion in its working committee of several non-Jana Sangh individuals, including Sikandar Bakht--a Muslim. The invocation of Gandhian socialism as one of the guiding principles of the BJP rather than the doctrine of "integral humanism" associated with the Jana Sangh was another indication of the impact of the party members' experience in the Janata Party and "J.P. movement."

The new synthesis, however, failed to achieve political success. In 1984 the BJP won only two seats in the parliamentary elections. In the wake of the 1984 elections, the BJP shifted course. Advani replaced Vajpayee as party president. Under Advani's leadership, the BJP appealed to Hindu activists by criticizing measures it construed as pandering to minorities and advocating the repeal of the special status given to the Muslim majority state of Jammu and Kashmir. Simultaneously, it cooperated more closely with other RSS affiliates, particularly the VHP. During the 1980s, the BJP-VHP combine developed into a dynamic political force through its brilliant use of religious symbolism to rouse the passions of the public. The BJP and VHP attained national prominence through their campaign to convert back to Hinduism members of the Scheduled Castes who had converted to Islam. The VHP also agitated to reclaim the Babri Masjid site and encouraged villagers throughout the country to hold religious ceremonies to consecrate bricks made out of their own clay and send them to be used in the construction of the Ramjanmabhumi Temple in Ayodhya.

In the general elections of 1991, the BJP expanded its support more than did any other party. Its number of seats in the Lok Sabha increased from eighty-five to 119, and its vote share grew from 11.4 percent to 21.0 percent. The party was particularly successful in Uttar Pradesh, where it increased its share of the vote from 7.6 percent (eight seats) in 1989 to 35.3 percent (fifty seats) in 1991, and in Gujarat, where its votes and seats climbed from 30 percent (twelve seats) to 52 percent (twenty seats). In addition, BJP support appeared to be spreading into new areas. In Karnataka, its vote rose from 2.6 percent to 28.1 percent, and in West Bengal the BJP's share of the vote expanded from 1.6 to 12.0 percent. However, the elections also revealed some of the limitations of the BJP juggernaut. Exit polls showed that while the BJP received more upper-caste support than all other parties and made inroads into the constituency of Backward Classes, it did poorly among Scheduled Castes and Scheduled Tribes, constituencies that it had long attempted to cultivate. In Himachal Pradesh, Madhya Pradesh, and Rajasthan, three state governments run by the BJP since 1990, the BJP lost parliamentary seats although its share of the vote increased. In Uttar Pradesh, where the BJP also won control of the state government in 1991, veteran political analyst Paul R. Brass cogently argued that the BJP had reached the limits of its social base of support.

The limits of the BJP's Hindu nationalist strategy were further revealed by its losses in the November 1993 state elections. The party lost control over the state-level governments of Himachal Pradesh, Madhya Pradesh, and Uttar Pradesh while winning power in Gujarat and the National Capital Territory of Delhi. In the aftermath of the Hindu activists' dismantling of the Babri Masjid in December 1992, the evocative symbolism of the Ramjanmabhumi controversy had apparently lost its capacity to mobilize popular support. Nevertheless, the BJP, by giving more emphasis to anticorruption and social issues, achieved unprecedented success in South India, where it won 28 percent of the vote and came in second in elections in Karnataka in November 1994. In the spring of 1995, the BJP won state elections in Gujarat and became the junior partner of a coalition with Shiv Sena (Army of Shivaji--Shivaji Bhonsle was a seventeenth-century Maratha guerrilla leader who kept Mughal armies at bay) in Maharashtra (see The Marathas, ch. 1). In view of the potential demise of the Congress (I), the BJP stands poised to emerge as India's largest party in the 1990s. However, it is likely to have to play down the more divisive aspects of Hindu nationalism and find other issues to expand its support if it is to win a majority in the Lok Sabha.

India - Communist Parties

The Communist Party of India (CPI) was founded on December 26, 1925, at an all-India conference held at Kanpur, Uttar Pradesh, in late December 1925 and early January 1926. Communists participated in the independence struggle and, as members of the Congress Socialist Party, became a formidable presence on the socialist wing of the Indian National Congress. They were expelled from the Congress Socialist Party in March 1940, after allegations that the communists had disrupted party activities and were intent on coopting party organizations. Indeed, by the time the communists were expelled, they had gained control over the entire Congress Socialist Party units in what were to become the southern states of Kerala, Tamil Nadu, and Andhra Pradesh. Communists remained members of the Indian National Congress although their support of the British war effort after the German invasion of the Soviet Union and their nationalist policy supporting the right of religious minorities to secede from India were diametrically opposed to Congress policies. As a result, the communists became isolated within the Congress. After independence, communists organized a peasant uprising in the Telangana region in the northern part of what was to become Andhra Pradesh. The uprising was suppressed only after the central government sent in the army. Starting in 1951, the CPI shifted to a more moderate strategy of seeking to bring communism to India within the constraints of Indian democracy. In 1957 the CPI was elected to rule the state government of Kerala only to have the government dismissed and President's Rule declared in 1959.

In 1964, in conjunction with the widening rift between China and the Soviet Union, a large leftist faction of the CPI leadership, based predominantly in Kerala and West Bengal, split from the party to form the Communist Party of India (Marxist), or CPI (M). The CPI (M)-led coalition victory in the 1967 West Bengal state elections spurred dissension within the party because a Maoist faction headed a peasant rebellion in the Naxalbari area of the state, just south of Darjiling (Darjeeling). The suppression of the Naxalbari uprising under the direction of the CPI (M)-controlled Home Ministry of the state government led to denunciations by Maoist revolutionary factions across the country. These groups--commonly referred to as Naxalites--sparked new uprisings in the Srikakulam region of Andhra Pradesh, Bihar, and other parts of West Bengal. In 1969 several Naxalite factions joined together to form a new party--the Communist Party of India (Marxist-Leninist)--CPI (M-L). However, pursuit of insurrectionary tactics in the face of harsh repression by the government along with an array of ideological disputes kept Naxalite factions isolated in their local bases.

In the 1990s, the CPI (M) enjoys the most political strength of any communist group. Nationally, its share of the vote has gradually increased from 4.2 percent in 1967 to 6.7 percent in 1991, but it has largely remained confined to Kerala, Tripura, and West Bengal. In Kerala the CPI (M) in coalition with other parties wrested control from the Congress and its allies (frequently including the CPI) in 1967, in 1980, and in 1987. Support for the CPI (M) in Kerala in general elections has ranged from 19 percent to 26 percent, but the party has never won more than nine of Kerala's twenty seats in Parliament. From 1977 to 1989, the CPI (M) dominated Tripura's state government. It won two parliamentary seats in 1971, 1980, and 1984, but it lost all of its seats in 1977, 1989, and 1991. In West Bengal, the CPI (M) has ruled the state government with a coalition of other leftist parties since 1977, and, since that time, the party has also dominated West Bengal's parliamentary delegation.

Support for the CPI is more evenly spread nationwide, but it is weak and in decline. The CPI share of the parliamentary vote has more than halved from 5.2 percent in 1967 to 2.5 percent in 1991.

In 1982 a CPI (M-L) faction entered the parliamentary arena by forming the Indian People's Front. In the 1989 general elections, the front won a parliamentary seat in western Bihar, and in 1990 it won seven seats in the Bihar legislative assembly. However, the Indian People's Front lost its parliamentary seat in the 1991 parliamentary elections when its vote in Bihar declined by some 20 percent.

India - Regional Parties

Given India's social, cultural, and historical diversity, it is only natural that regional parties play an important role in the country's political life. Because of India's federal system, state assembly votes are held in an electoral arena that often enables regional parties to obtain power by espousing issues of regional concern. Simultaneously, the single-member district, first-past-the-post electoral system has given the advantage to national parties, such as the Congress, which possess a realistic chance of gaining or retaining power at the national level and the opportunity to use central government resources to reward their supporters. Although regional parties have exercised authority at the state level, collectively they receive only from 5 to 10 percent of the national vote in parliamentary elections. Only during the governments of the Janata Party (1977-79) and the National Front (1989-90) have they participated in forming the central government. However, as India's party system becomes more fragmented with the decline of the Congress (I), the regional parties are likely to play an important role at the national level.

Regional political parties have been strongest in Tamil Nadu, where they have dominated state politics since 1967. Regional parties in the state trace their roots to the establishment of the Justice Party by non-Brahman social elites in 1916 and the development of the non-Bhraman Self-Respect Movement, founded in 1925 by E.V. Ramaswamy Naicker. As leader of the Justice Party, in 1944 Ramaswamy renamed the party the Dravida Kazhagam (DK--Dravidian Federation) and demanded the establishment of an independent state called Dravidasthan. In 1949, charismatic film script writer C.N. Annadurai, who was chafing under Ramaswamy's authoritarian leadership, split from the DK to found the DMK in an attempt to achieve the goals of Tamil nationalism through the electoral process. The DMK dropped its demand for Dravidasthan in 1963 but played a prominent role in the agitations that successfully defeated attempts to impose the northern Indian language of Hindi as the official national language in the mid-1960s. The DMK routed the Congress in the 1967 elections in Tamil Nadu and took control of the state government. With the deterioration of Annadurai's health, another screen writer, M. Karunanidhi, became chief minster in 1968 and took control of the party after Annadurai'