COUNTRY STUDIES

Brazil





HISTORY
GEOGRAPHY
PEOPLE & SOCIETY
ECONOMY
GOVERNMENT
NATIONAL SECURITY
REFERENCE




Brazil - Acknowledgments

The book editor would like to thank the chapter authors for reviewing and commenting on various chapters. Their country expertise contributed greatly to the overall quality of the book. Frank D. McCann, in particular, volunteered his expertise in Brazilian military history in the form of five subsections for the National Security chapter. The book editor would also like to thank Professor Roberto Patricio Korzeniewicz of the Department of Sociology at the University of Maryland at College Park for contributing the discussion of gender in chapter 2, The Society and Its Environment.

The authors are grateful to individuals in various agencies of the United States government, international organizations, private institutions, including nongovernmental organizations (NGOs) in Brazil, and Brazilian diplomatic offices who offered their time, special knowledge, or research facilities and materials to provide information and perspective. None of these individuals, is, however, in any way responsible for the work or points of view of the authors.

The book editor would like to thank the Rio Office of the Library of Congress--particularly Carmen Muricy, Senior Acquisitions Specialist; Pamela Howard-Reguindin, Field Director; and James C. Armstrong, former Field Director--for their bibliographical and other assistance. Thanks also go to Robert J. Olson, Department of the Army, for his efforts on behalf of the Country Studies/Area Handbook Program.

In addition, the book editor would like to thank members of the Federal Research Division who contributed directly to the preparation of the manuscript. These include Sandra W. Meditz, who reviewed all textual and graphic materials, served as liaison with the sponsoring agency, and provided numerous substantive and technical contributions; Marilyn L. Majeska, who managed editing and production; Andrea T. Merrill, who edited the tables, figures, and bibliography; and Barbara Edgerton, Janie L. Gilchrist, and Izella Watson, who did the word processing and initial typesetting. Thanks also go to Mary Ann Saour, who performed the copyediting of the chapters; Cissie Coy, who performed the final prepublication editorial review; Stephen C. Cranton and Janie L. Gilchrist, who prepared the camera-ready copy; and Sandi Schroeder, who compiled the index.

Finally, the book editor acknowledges the generosity of the individuals and the public, private, diplomatic, and international agencies--particularly the Inter-American Development Bank and the Office of the Military Attaché of the Brazilian Embassy in Washington--who allowed their photographs to be used in this study.

Brazil - Preface

Like its predecessor, published in 1983, this study is an attempt to examine objectively and concisely the dominant historical, social, environmental, economic, governmental, political, and national security aspects of contemporary Brazil. Sources of information included books, journals, other periodicals and monographs, official reports of governments and international organizations, and numerous interviews by the authors with Brazilian government officials and experts in academia and nongovernmental organizations (NGOs) in Brazil.

To the extent possible, place-names follow the system adopted by the United States Board on Geographic Names (BGN). Measurements are given in the metric system.

The body of the text reflects information available as of April 1997. Certain other portions of the text, however, have been updated. The Bibliography lists published sources thought to be particularly helpful to the reader.

Brazil - Historical Setting

EXPORTS, SLAVERY, AND PATRIARCHY have been the three constants of Brazilian history. The export orientation of the colonial economy shaped Brazil's society. Even the name "Brazil," like the country itself, is suggestive of commerce and the pursuit of wealth. Brazil's name derives from the brazilwood trees from which Europeans sought in the sixteenth century to make valuable red dyes. However, the central fact of the country's history was the exploitation of cheap labor, first as slaves, then as wage-earners. Indeed, Brazil's history is the story not only of conquest but also of the enslavement of its native peoples and of millions of imported African slaves.

Brazil's history can be divided into five economic periods, each characterized by a dominant export product. The first period, from 1500 to 1550, involved the logging of brazilwood along the coast of the Northeast (Nordeste). Brazilwood was the source of a red dye important to the expanding textile industry of sixteenth-century northern Europe, particularly Normandy and Flanders. The trees and the ready labor of the natives, who were eager to acquire metal products in return for cutting and hauling logs to the coast, attracted Portuguese and French ships. The French were quite successful because they sent young men to reside among the natives, to learn their languages, and to get them to bring the timber to the nearest bay or estuary. By contrast, the Portuguese, in the first few decades, traded from their ships or haphazard outposts. The Portuguese attempted to use the factory system that they were then employing along the African, South Asian, and Asian coasts. This system consisted of fortified trading posts that had minimal contact with the local population. The French, with deeper roots among the native peoples and more knowledge of their cultures, filled their waiting ships more quickly. France's activity convinced the Portuguese crown to undertake sustained settlement to protect its claim.

The Europeans struggled among themselves for control of the beachheads, anchorages, and bays. The Portuguese effort to gain effective control of the coast coincided with the onset of the sugar era, which extended from 1530 to 1650. Sugarcane cultivation was carried out in widely separated tidewater enclaves from São Vicente in the South (Sul--the present-day states of Paraná, Santa Catarina, and Rio Grande do Sul) to Pernambuco in the Northeast; it became most successful around the Bahian Recôncavo and in Pernambuco. Enslaved natives and increasingly, after the 1560s, imported African slaves provided the labor for the mills (engenhos ) and fields.

Sugar tied Brazil into the developing system of European capitalism, imposed a patriarchal social system on the country, and prompted Dutch attacks on Portugal's South Atlantic empire. The sugar economy's need for oxen and meat led to the accompanying growth of cattle raising in the dry interior hinterlands, known as the sertão . Cattle raising became so important to the economy and to the development of the interior as to almost constitute a phase in its own right. However, although cattle raising provided hides for export, it supplied principally local markets. The Dutch seizure of Recife in 1630 and their subsequent capture of Luanda on the Angolan coast, a principal source of slaves imported into Brazil, disrupted the Portuguese dominance over sugar. When the Hollanders (holandeses ) withdrew from Brazil in 1654, they stimulated cane growing on the Caribbean islands and used their control of distribution in Europe to reduce Portuguese access.

The third period--mining of gold and diamonds from the 1690s to the 1750s--carried Portugal's effective occupation of the land far into the interior of what are now the states of Minas Gerais, Goiás, and Mato Grosso. The discoveries of alluvial gold on the Rio das Velhas in about 1693, throughout central Minas Gerais in the next years, and out into Mato Grosso in 1718 and Goiás in 1725, and then the growth of diamond mining along the Rio Jequitinhonha in Minas Gerais after 1730, shifted the colonial center away from the Northeast coast into the interior. Minas Gerais became the new jewel in Portugal's crown, although one that was difficult to keep in place. As more people spread to the distant interior, many of them were living beyond the reach of royal officials. Indeed, one of Brazil's distinctive features has always been the existence of people who live within the boundaries of the country but outside the limits of the society and the controls of the state.

The Northeast and the South were tied to Minas Gerais via the livestock trade. The mineiro (Minas Gerais) towns needed beef, as well as a seemingly endless supply of mules. Without good roads, mule trains became characteristic of the region, which was soon tied together by an extensive web of trails. The cattle came south from ranches along the Rio São Francisco, thereby linking the mines to the Northeast. The mules came from the pampas of Rio Grande do Sul via the market at Sorocaba in São Paulo, tying the South to the mining region. Because Paulistas (residents of the state of São Paulo) made most of the initial gold strikes, São Paulo was connected to all the mining areas. The importance of Minas Gerais and the mines farther inland led the crown to transfer the viceregal capital from Salvador, Bahia, to Rio de Janeiro in 1763.

Gold production declined in the later decades of the eighteenth century, and from about 1820 coffee cultivation provided a fourth period that lasted to the end of the 1920s. It began in the mountains behind Rio de Janeiro, moved along the Rio Paraíba Valley to the west across São Paulo State and out into Paraná. Coffee powered the rise of São Paulo and its port of Santos, and although it gradually took a secondary position to industrialization after the late 1930s, Brazil remained the world's major coffee producer.

The Amazon had an important era of its own from the 1880s to 1919, when it was the world's major source of rubber. The rubber boom drew world attention to the region, prompted Brazil to secure its boundaries, and lured thousands of rubber tappers from the drought-plagued sertão of the Northeast to the forests of Acre. It turned into a bust when the helter-skelter collection of wild rubber lost out to the massive production methods of British, Dutch, and French plantations in Southeast Asia.

The fifth period began in the 1930s with import-substitution industrialization (see Glossary) and extended into the 1990s. Industry's initial and heaviest concentration was in the triangle of São Paulo-Rio de Janeiro-Belo Horizonte. The period was perhaps best symbolized by the steel mills of Volta Redonda, built in 1944, and São Paulo's integrated industrial zone. Industrialization and its parallel urbanization attracted rural migrants from throughout the country, but especially from the drought-plagued Northeast. In the space of a generation after 1940, Brazil leaped from the age of the bull-cart to that of the internal combustion engine, changing the national map in the process.

Before the 1930s, despite the earlier incursions into the interior, Brazil still consisted of a series of enclaves connected by sealanes rather than by railroads or paved highways. Pan American Airway's introduction of the DC-3 on its run from Belém to Rio de Janeiro in 1940 vaulted Brazil directly into the air age. By the 1970s, it had the world's third largest commercial air fleet after the United States and the Soviet Union. The 1950s push to develop an automotive industry was followed in later decades by large-scale construction of long-distance highways, which by the 1980s made it possible to travel to all regions of the country on paved roads. Symbolic of this era was the building of Brazil's third capital at Brasília (1955-60) on the plains of Goiás. The internal combustion engine and the coinciding growth of the petroleum industry also made possible the mechanization of agriculture, which changed rapidly the face of the Brazilian west and made Brazil the second largest exporter of food in the 1980s. The combination of highways and automotive transport opened up Amazônia for the first time. The construction of the highway corridors from Brasília to Belém and from Cuiabá to Porto Velho to Manaus triggered large-scale migration, mining and agricultural development, timbering, land disputes, displacement of native peoples, and massive deforestation. The latter made Brazil's Amazon policies the subject of world debate, which in turn made Brazilians worry about the security of their immense North region (Amazônia).

Brazil - The Indigenous Population

In 1500 Pedro Álvares Cabral's fleet, which was en route to India, landed at Porto Seguro in what is now the state of Bahia. The territory that comprises modern Brazil had a native population in the millions, divided among hundreds of tribes and language groups. Their ancestors had lived in this land for as long as 30,000 years. There is no way to be certain of the exact size of the population or its distribution. Many areas that were inhabited in 1500 were later stripped bare by epidemics or slave hunters. But scholars have attempted to make estimates based on contemporary reports and the supposed carrying capacity of the land. For Brazil's Amazon Basin alone, demographer William M. Denevan has suggested 3,625,000 people, with another 4,800,000 in other regions. Other estimates place 5 million inhabitants in Amazônia alone. More conservatively, British historian John Hemming estimated 2,431,000 people for Brazil as a whole. These figures are based on known tribes, although many unknown ones probably died out in the devastating epidemics of the colonial era.

Certainly, the indigenous population exceeded that of Portugal itself. The early European chroniclers wrote of multitudes along the coast and of dense populations in the Amazon Basin. Far from being awed by the newcomers, the indigenous inhabitants displayed curiosity and hospitality, a willingness to exchange goods, and a distinct ability at aggressive defense. However, they could not prevent the devastation caused by the diseases carried by the Europeans and Africans. Tens of thousands succumbed to smallpox, measles, tuberculosis, typhoid, dysentery, and influenza. Whole peoples were likely annihilated without having had direct contact with Europeans as disease was carried along the indigenous trade routes.

The Indians spoke languages that scholars have classified into four families: the Gê speakers, originally spread along the coast and into the central plateau and scrub lands; the Tupí speakers, who displaced the Gê on the coast and hence were the first met by the Portuguese; the Carib speakers in the north and in Amazônia, who were related distantly to the people who gave their name to the Caribbean; the Arawak (or Aruak) speakers in Amazônia, whose linguistic relatives ranged up through Central America to Florida; and, according to sociologist Donald Sawyer, the Nambicuara in northwestern Mato Grosso (see Language, ch. 2). These were not tribes but language families that comprised many language groups. Numerous tribes also spoke languages unrelated to any of the above. Warfare and migrations carried peoples from these linguistic families to various parts of Brazil. The Europeans took advantage of the cultural differences among the Indian peoples to pit one against the other and to form alliances that provided auxiliary troops in their colonial wars.

Portugal viewed the Indians as slave labor from the outset. When Portugal began its imperial ventures, it had a population of about 1 million. Indeed, in the mid-sixteenth century Portugal's population was so sparse that much of its territory was uncultivated and abandoned. African and native Brazilian slaves were common on the streets of Lisbon. Portugal's colonial economy in Brazil was based on slavery. Initially, the Portuguese bartered with the natives to bring brazilwood and other forest items to the coast. However, when the natives had accumulated all the tools and pots that they needed, they showed a lack of interest in continuing the arrangement. Consequently, the Portuguese turned to violent persuasion. The enslavement of the natives shaped much of the history that followed.

Just as Indian unrest had aided the Spanish conquerors of Mexico and Peru, so too did the Portuguese profit from arriving at a time of turmoil. The Tupí speakers had been shifting steadily from the south in a massive migration to coastal areas, displacing the resident Gê speakers, many of whom moved into the interior. This population shift had triggered continuous warfare against non-Tupí peoples and against Tupí subsets. It involved set battles that arrayed hundreds and, in some reports, thousands of warriors in fierce hand-to-hand combat. Some of the fighting went beyond struggles over control of land or resources to vendettas in which captives were sought and in some cases reportedly cannibalized. The Portuguese used these vendettas to keep the Indians from uniting against them and subsequently to obtain slaves. The conquest of Brazil was not a simple toppling of an organized empire as in Peru, but a drawn out, complicated process that spread over huge distances, different peoples, and centuries. Thus, it is not surprising that the Brazilian elites developed myths about racial harmony, peaceful change, and compromise that often have colored the interpretations of historians, thereby distorting understanding of Brazil's past.

Just as Portugal was different from the rest of Europe, so too would Brazil be different from the rest of the Americas. Portugal was both an agrarian and a maritime monarchy that used its control over land grants to discipline the nobility and its issuance of trading licenses to attract local and foreign investment in its overseas ventures. As merchant-king, the monarch supervised an economic system that imported timber, sugar, and wine from Madeira and the Azores, gold from the Guinea coast, spices from India, and dyewood and forest products, then sugar, gold, gems, and hides from Brazil. These products were then reexported to Europe.

The Portuguese established themselves on the Brazilian coast in their drive to control Europe's trade with India and East Asia. They secured "title" to what became eastern Brazil in their attempted division of the world with Spain in the Treaty of Tordesillas (see Glossary) of 1494. During the next centuries, the Portuguese, Spanish, French, English, and Dutch changed the South American continent's trade patterns, which previously had been focused internally. Seeking profits, the Portuguese marshaled Indian labor to provide exportable products. The commercial objective that initially had prompted overseas operations became the first principle of Portuguese colonization. Brazil was not to be a place where Europe's religious dissidents sought freedom of conscience. Rather, to paraphrase historian Caio Prado Júnior, the colonization of tropical Brazil would be "one vast commercial enterprise." Colonial Brazil's reason for being was to supply dyewood, sugar, tobacco, eventually gold and diamonds, cotton, coffee, and later rubber for the European and then world markets. The externally oriented colonial economy consisted of enclaves that faced seaward and that considered only their own commercial interests.

In his 1843 essay, "How the History of Brazil Should Be Written," Karl Friederich Philipp von Martius urged the study of the three basic racial groups--indigenous peoples, Europeans, and Africans--to obtain a clear understanding of the country's history. Yet when he discussed the interactions between the Indians and the Portuguese, he wrote that the former were only a few primitive tribes and that the "colonies developed and expanded almost without caring about these Indians." Although he could not have been more wrong, historians have echoed his attitude repeatedly. The natives, rather than being few, were in the millions, and the Portuguese determination to exploit their labor shaped frontier expansion and set Brazil's modern boundaries.

Source: U.S. Library of Congress

Brazil - The Colonial Era, 1500-1815

Frontier Expansion That Shaped Brazil

Under the Treaty of Tordesillas, everything to the east of the line that ran from pole to pole 370 leagues west of the Cape Verde Islands was to be Portugal's to exploit. The exact reason for Portugal's interest in having the line so far to the west is debatable, but the Portuguese may have been trying to keep the Castilians away from the sure route to the East. Very practically, the line's placement gave Portuguese vessels en route to India ample room to pick up winds and currents that took them around the southern end of Africa, a feat carried out by Vasco da Gama on his voyage of 1497-99. The Portuguese also may have known that western lands or islands lay on their side of the line. On the modern map of Brazil, in the north the line cuts across the eastern end of the Ilha de Marajó, and in the south it passes through Laguna on the coast of Santa Catarina. Because most of present-day Brazil lies to the west of the line, clearly the Portuguese expanded successfully on this initial division.

The territorial aggrandizement, which is one of the main themes of Brazilian history, was both accidental and a matter of state policy. Uncertainty as to the detailed geography of South America persisted into the twentieth century, so it is understandable that Portuguese officials professed to believe into the eighteenth century that the estuaries of both the Amazon and the Río de la Plata were on their side of the Tordesillas Line. The two river systems were, in the words of the Jesuit Father Simão de Vasconcellos, "two keys that lock the land of Brazil . . . two giants that defend it and demarcate between us [Portuguese] and Castille." Several centuries of penetration along these river systems gave Brazil its distinctive shape. It could be said that today's Brazil owes its vast territory to the native Indians who served as skilled trackers, warriors, porters, food suppliers, and paddlers for the Portuguese expeditions, and to the Indians whose potential as slaves lured the Portuguese inland.

The Portuguese empire at the outset was a commercial rather than a colonial one. Portugal lacked sufficient population to establish colonies of settlers throughout its maritime empire. The Portuguese practice was to conquer enough space for a trading fort and a surrounding enclave from which to draw on the wealth and resources of the adjacent country. A map of this maritime commercial domain would show a series of dots connected by sealanes rather than continuous stretches of territory. French competition forced the Portuguese shift to colonialism in Brazil. This shift involved the gradual move from trading for brazilwood to cultivating sugarcane, which required control of great expanses of land and increasing numbers of slaves. The first to burst past the Tordesillas Line were the slave hunters. The shift to colonialism was also facilitated by the union of the Spanish and Portuguese crowns between 1580 and 1640. Although the two governments on the Iberian Peninsula and in the Americas were kept separate, trade and travel controls became lax. An active contraband trade developed between Brazilian settlements and Buenos Aires, and Portuguese moving overland appeared in Asunción, Potosí, Lima, and even Quito.

Expansion along the Atlantic coast had been gradual. Using the model of the Atlantic islands, the crown in 1536 divided the Brazilian coast into fifteen donatory captaincies (donatários ). To induce settlement, the crown offered ten leagues of coastline as personal property, a percentage of the dyewood trade, control over trade of enslaved natives, as well as the exclusive right to build mills. In 1580 Brazil comprised the area from Pernambuco in the north to São Vicente in the south. With Spanish assistance thereafter, the Portuguese expanded north to Paraíba, then west through Ceará and Maranhão against the natives and the French, until they founded Belém in 1616. Beginning in 1621, these possessions were divided into the state of Maranhão (embracing the crown captaincies of Ceará, Maranhão, and Pará) and the state of Brazil, centering on Salvador, Bahia. The reassertion of Portuguese independence under the Braganças in 1640 led to sporadic conflict in frontier areas and to policies seeking to hold back Spanish advances. In the Amazon and Río de la Plata river basins, the Spanish rather than the Portuguese had been first on the scene. The Spaniards included Álvar Núñez Cabeza de Vaca, who journeyed from the coast of Santa Catarina to Asunción in 1540, and Francisco de Orellana, who descended the Amazon in 1542.

The most important Spanish advances were the mission settlements, where the Jesuits Christianized native peoples. Two areas of particular importance lay adjacent to the river systems that delimit Brazil in the south and in the north: the Paraná-Paraguay Basin in the south and the Mamoré-Guaporé Basin in the north. From 1609 to 1628, the Jesuits founded eight missions among the Guaraní peoples between the Paraná and Paraguai rivers in what is now southern Paraguay. They pressed deep into what is today the state of Paraná, between the Ivaí and Paranapanema rivers, to establish fifteen more in what was called Guairá Province.

From 1629 to 1631, the Guairá missions were attacked by slave hunters, known as bandeirantes (see Glossary), from the Portuguese town of São Paulo. According to the governor of Buenos Aires, these attacks resulted in the enslavement of more than 70,000 Guaraní. Consequently, the Jesuits decided to evacuate some 10,000 survivors downriver and overland to sites between the Rio Uruguai and the Atlantic, in what became the state of Rio Grande do Sul. Other Jesuits fleeing the Guairá missions set up missions among the Itatín people on the eastern bank of the Rio Paraguai in what is now Mato Grosso do Sul, only to be destroyed brutally by bandeirantes in the 1630s and 1640s. By 1650 only twenty-two of forty-eight missions remained in the whole region. The Jesuits stopped the slave hunters in the south by arming and training the Guaraní, who dealt a significant blow to their oppressors in the Battle of Mbororé in 1641. This victory ensured the continued existence of the southern Spanish missions for another century, although they became a focal point of Portuguese-Spanish conflict in the 1750s. Broadly speaking, the Battle of Mbororé stabilized the general boundary lines between the Portuguese and the Spanish in the south.

In the north, the Spanish had established the town of Santa Cruz de la Sierra in 1561 and from there planted missions in the Mamoré-Guaporé Basin in about 1682. Called the Mojos and Chiquitos, these mission provinces were in what is now lowland Bolivia fronting on the states of Mato Grosso and Rondônia. By 1746 there were twenty-four mission towns in the Mojos and ten in Chiquitos. The bandeirantes again carried the flag of Portugal into the region, first attacking the Chiquitos missions for slaves and then discovering gold in Mato Grosso (1718-36). Unsure where these gold discoveries were in relation to the Spanish territories, the members of the Lisbon-based Overseas Council, which administered the colonies, ordered a comprehensive reconnaissance and the drawing of accurate maps. In 1723 Francisco de Melo Palhêta led an expedition from Belém to the Guaporé, reporting to Lisbon the startling news about the numerous prosperous Jesuit missions. Moreover, the question of fixing borders had become more urgent in 1722, when a respected French cartographer placed the mouths of the Amazon and the Río de la Plata on the Spanish side of the Tordesillas Line.

Because the Guaporé rises in Mato Grosso and flows into the Mamoré, which enters the Madeira, and then into the Amazon, these rivers formed a natural border. Moreover, the headwaters of the Paraguai were close and offered the possibility of linking the Amazonian and La Plata systems. In 1748 Lisbon created the Captaincy of Mato Grosso as its rampart on the Peruvian side and later in the century erected Fort Príncipe de Beira on the Guaporé. In northern Amazônia, in what were then the royal states of Maranhão and Pará, the Portuguese, worried about Dutch traders from Guiana (modern Suriname) and Spaniards from Venezuela, built fortifications at Óbidos, Manaus, Tabatinga, and on the Rio Branco and Rio Negro during the eighteenth century, thereby solidifying their claims. As it turned out, it was easier to secure the vast North region than it was the South.

In 1680 the Portuguese had built a fort at Colônia do Sacramento on the eastern La Plata shore opposite Buenos Aires to guard their claim and to capture a share of the contraband trade with silver-rich Potosí. According to the Overseas Council, Lisbon adopted the policy of fortifying and settling the coast below Santa Catarina, because "the continuation of these settlements will be the best means of deciding the question of limits . . . between the two crowns."

By the mid-eighteenth century, the Iberian powers were ready to admit the fiction of Tordesillas and to redraw their lines in South America on the basis of uti possidetis (that is, ownership by occupation rather than by claim). The Portuguese gave up Colônia do Sacramento, and in return received the lands of the Jesuit order's seven missions in western Rio Grande. This exchange led to the Guaraní War of 1756, which destroyed the missions and contributed to the Jesuit expulsion from Portuguese (1759) and Spanish (1763) possessions. With the Treaties of 1750, 1761, and 1777, Brazil took on its modern shape. The lines were drawn for the nineteenth-century struggles over the East Bank (Banda Oriental, or present-day Uruguay) of the Rio Uruguai and the Río de la Plata, the war with the United Provinces of the Río de la Plata (1825-28), and the Paraguayan War, also known as the War of the Triple Alliance (1864-70).

Thus, as a result of slave hunting, gold prospecting, and Portuguese royal policy, the Tordesillas Line became obsolete, and Portugal obtained more than half of South America. When Brazil became independent in 1822, its huge territory was comparable in size with the Russian and Chinese empires.

Brazil - Early Colonization

On April 22, 1500, the thirteen-ship fleet under Pedro Álvares Cabral anchored off the mouth of the Rio Buranhém (sweet bark in Tupí) on the Bahian coast. The chronicler of the discovery, Pêro Vaz de Caminha, wrote that immediately they saw men walking on the beach, and by the time a longboat reached the shore twenty or so had assembled. Entirely naked and dark skinned, they laid down their bows and arrows as a sign of peace, while responding to offers of Portuguese hats by giving over a parrot-feathered headdress and a long string of white seed pearls. Thus did the cultural exchange begin that would evolve over the next five centuries into the distinctive Brazilian culture.

In the nine days that the Portuguese stayed at the anchorage they called Porto Seguro, the natives were fascinated by the Catholic Mass, the iron tools, and alcoholic drink. Their seeming receptivity and lack of religious symbols that the Portuguese could understand caused Caminha to predict that these people quickly would turn Christian.

The natives helped fill a ship with fine-grained timber, dyewood, and presumably some of the buranhém wood or bark that gave the river its name. Cabral sent the ship back to Lisbon with Caminha's oft-quoted letter to the king, the first report on Brazil to reach Europe. As the rest of the fleet set sail from what Cabral called the Island of Vera Cruz for the Cape of Good Hope, two male convicts were left on the shore. Rather than execute such degredados (outcasts; see Glossary), the Portuguese were instinctively creating an advance guard that would learn the local language and via intermarriage would give them in another generation the means to penetrate both the indigenous societies and the Brazilian land mass.

After so many years of remarkable contacts with newly discovered lands, the Portuguese were a bit blasé about the news of this land of parrots, naked people, and brazilwood. At that time, peppers, spices, and silks were worth more than such exotica, and those products came from India and lands farther east.

With the exception of the New Christian (Jewish converts) investors, Brazil received little attention from Lisbon for three decades. The investors scouted and defended the coast and shared with the crown their monopoly contracts to harvest the brazilwood. The Portuguese monarchs followed the practice of holding legal title to lands and to certain commodities but issuing to others licenses to profit from these lands and commodities at their own expense, or with the backing of other investors. The custom was akin to the Castilian practice of adelantado (awarding of conquistador status--see Glossary) that developed during the reconquest of the Iberian Peninsula from the Moors, whereby the crown commissioned an agent to conquer a certain area at his own expense in return for rights to land, booty, and labor. The combination of royal licenses and private initiative that worked so well for Portugal along the African coast and in India was reshaped for Brazil.

But soon other Europeans were challenging Portugal's claims to exclusivity. Spanish captains edged their ships down the coast and up the Río de la Plata. From 1504 onward, French vessels from Brittany, Flanders, and Normandy were active in the dyewood trade. The reddish-purple dyes made from the wood brought good prices from tapestry and textile makers, and the French court ignored Portuguese protests. The Portuguese sent out naval expeditions to destroy French vessels and outposts, but by 1530 it was clear that mounting an effective coast guard along thousands of kilometers with countless coves, anchorages, and bays would be impossible; Portugal either had to take active possession or lose out to more interested rivals. Portugal took two steps, one immediate and the other long term. It dispatched a strong fleet under the command of Martim Afonso de Sousa, who was instructed to clear the coast of interlopers and to establish a permanent settlement. The result was Brazil's first European town, São Vicente, established in 1532.

The crown also may have wanted to follow up on the adventure in 1524 of Aleixo Garcia, a Portuguese shipwrecked on the southern coast who led about 2,000 Guaraní on a raid against Inca border towns in what is now Bolivia. Sousa sent a government-sponsored expedition (entrada ) back over Garcia's route, only to meet death at the hands of the Carijó tribe of Indians. Such feeble results did little to attract investors, so the crown turned to the hereditary donatory captaincy system that had succeeded on the islands of Madeira and the Azores. Under this system, each donee was responsible for colonizing his own captaincy at his own expense. To help the lord proprietor attract settlers, he was given permission to issue land grants (sesmarias ). This step was significant because it twisted a medieval Portuguese practice that placed conquered lands in the hands of peasants into one that gave some families holdings larger than Portugal's provinces. This practice in part led to the establishment of latifundia (see Glossary) in Brazil.

Nonetheless, the nobles were not interested in risking their lives or fortunes in a land of "naked savages," and most of those who received the grants were too ill-prepared, ill-financed, and ill-connected to succeed. The northern four captaincies never went beyond the planning stage, and the rest flourished or failed depending on the management skills and competence of the donatário in dealing with the native Brazilians. Sousa, who obtained the grant to São Vicente, prospered because he took advantage of João Ramalho, a castaway who had married the daughter of the chief of the Goiana Tupiniquin. Because of Ramalho, who lived until 1580, the Portuguese were able to obtain Indian labor, foodstuffs, and women. With his help, it was possible to establish a town at the village of Piratininga, which in time would grow into the metropolis of São Paulo. He was the key player in the Portuguese alliance with the Tupiniquin, who protected the colony from other Indians and who formed the basis for the future military power of the bandeirantes . The lack of European women facilitated assimilation and acculturation with the Indians. With the steady miscegenation, a substantial population of Tupí-speaking mestizos (mestiços or mamelucos --see Glossary) came into being.

Also important for São Vicente's success was Sousa's ability to attract investors for sugar mills, including an investor from Antwerp, which became the center of the European sugar market. Although Pernambuco in later years surpassed São Vicente in sugar production, its early success fixed Portuguese control on what centuries later would be the agricultural and industrial core of Brazil.

Similarly, the affluence of Pernambuco Province centering on Olinda resulted from successful interaction with the natives, the ability to draw investment capital (often from Italian merchants), and capable settlers. The donatário , Duarte Coelho Pereira, had married into the well-connected Albuquerque family, which helped him attract colonists and financial support to set up sugar mills. But he was especially fortunate because his brother-in-law, Jerônimo de Albuquerque, had married the daughter of chief Arcoverde (Green Bow) of the Tobajara, thereby sealing an alliance that gave the Portuguese supplies of food and workers. The alliance also gave Coelho Pereira the military superiority to eventually defeat the French and their Indian allies. As the brazilwood stands were cut down, they were replaced with sugarcane plantations, which by 1585 were served by more than sixty mills or engenhos . The captaincy was so successful that there was reputedly more luxury in Pernambuco than in Lisbon. This strong beginning would make it the northern focal point of Portuguese America.

Porto Seguro failed to prosper as a captaincy. The constant fighting with the local Aimoré people may have been related to the presence of many married Portuguese couples and, consequently, little intermarriage with the natives. Likewise, Bahia failed at this stage because its donatário lacked managerial skills. Many of the Portuguese there were veterans of India, where abuse of the natives was routine. The Tupinambá finally tired of the mistreatment, and many of the Portuguese at Bahia, including the donatário , were captured and ceremonially killed and eaten. Ilhéus, Espírito Santo, São Tomé, Santo Amaro, and Santa Anna also failed because of poor management and hostile relations with the natives. The coast was now exposed to French incursions.

Such an outcome was not what the crown had in mind, and it decided wisely to listen to warnings. Rather than replace inept donatários with others, the king established direct royal control, except over Pernambuco and São Vicente. The crown may have acted at this juncture for several reasons: the Spanish discovery of the famed silver mountain at Potosí (1545), the decline of the Asian spice trade, and the crown's practice of reclaiming royal control after some years of leasing its rights. The enhancement of royal power was part of the general Iberian pattern of establishing royal control over the sprawling colonial ventures. In a larger sense, renewed royal control appears to have been linked to a new conservatism in Catholic Europe. The Council of Trent (1545-63) defined church dogma and practice, religious tolerance faded, and the Inquisition was emplaced in Portugal in 1547.

The king named Tomé de Sousa the first governor general of Brazil (1549-53). He ordered Sousa to create a capital city, Salvador, on the Bahia de Todos os Santos (Bay of All Saints) and to spread the royal mantle over the captaincies, defending the weaker ones and reestablishing the failed ones. Because Indian attacks were blamed for the failures, Sousa's orders amounted to a declaration of war on the indigenous peoples of Brazil. If they could be defeated, the French would have no allies and so would be less of a threat. In addition, Sousa was to increase royal revenues. The twin objectives of control and revenue were characteristic of royal policy for the rest of the colonial era.

Bahia, as the city and province would be known, was selected for its central location and its fine bay, and because the crown had purchased it from the heirs of the donatário . Sousa built fortifications, a town, and sugar mills. His knottiest task was forming a policy on the Indians, whose status remained unclear. Although he had treasury and coast guard officials with him, their roles were oriented toward Portuguese colonists and European interlopers.

As early as 1511, the crown had placed the Indians under its "protection," and it ordered Sousa to treat them well, as long as they were peaceful, so that they could be converted. Conversion was essential because Portugal's legal claims to Brazil were based on papal bulls requiring Christianization of the Indians. However, those who resisted conversion were likened to Muslims and could be enslaved. In fact, as historian Sergio Buarque de Holanda showed, by identifying Brazil as a destination of the wandering Apostle St. Thomas the Portuguese settlers were able to argue that all natives had their chance to convert and had rejected it, so they could be conquered and taken captive legitimately. Thus, a distinction was made between peaceful, pliable natives who as wards deserved crown protection and those resisters who wanted to keep their independence and on whom "just war" could be made and slavery imposed.

The dual mission of the governors was contradictory; how could they stimulate the economy using slave labor while converting the natives? To carry out the pacification and conversion of the natives, the crown chose the new Jesuit order of the Society of Jesus, which was international in membership and military in structure and which had the task of defending and spreading the Catholic Counter-Reformation. The Jesuits had a major impact on Brazil, despite their small numbers--128 by 1598. The Indians responded to the Jesuits with initial acceptance, then regression, evasion, and enmity. The objective of the Jesuits was to Europeanize the Indians by resettling them in Indian villages (aldeias) . In a recurring pattern, the first aldeia near Bahia (1552) soon disintegrated as the Indians who survived the European-born diseases faded into the interior beyond the Jesuits' reach.

Europeanization was overcome by a sort of Brazilianization, as the Jesuits blended Indian songs, dances, and language into the liturgy and as the colonists adopted native foods, women, language, and customs. However, the first bishop of Brazil (1551), Dom Pêro Fernandes Sardinha, objected to the Jesuit accommodation with indigenous culture. He threw the weight of his authority behind subjugation and enslavement. At issue was the nature of the future of Brazilian society. The bishop, who had served in Goa and ironically had taught Ignatius Loyola, the Jesuit founder, insisted that Europeanization must precede baptism. He believed Brazil, like India, should have a dual society made up of heathen natives ruled by a small number of Portuguese.

The conflict between the Jesuits and the bishop had far-reaching significance for Brazil's future. To get away from his direct grasp, the Jesuits shifted their attention to the south, where they formed, in 1554, the aldeia of São Paulo de Piratininga on the plateau at the headwaters of the Rio Tietê high above São Vicente. Father José de Anchieta's mission village later became known as the city of São Paulo. The crown seemingly favored the Jesuit approach because it recalled Bishop Sardinha. En route back, Sardinha was shipwrecked and then killed and reportedly eaten by Caeté people.

In 1557 the crown sent out a new bishop and a new governor to consolidate royal control and to bring organization to the far-flung settlements on the verge of collapse. The new crown representatives supported Jesuit methods and returned the Jesuits to Bahia. By protecting the Indians who lived in aldeias from enslavement, the crown representatives made the Jesuit towns more attractive. The pool of slaves available to the colonists dwindled, causing such protests that Mem de Sá (governor, 1558-72) approved a "just war" against the Caeté to punish them for killing Brazil's first bishop. However, the "just war" soon got out of hand as the closer and undefended aldeias were raided for slaves. The conflict damaged native trust in the missions, and the epidemics of influenza, smallpox, and measles in 1562 and 1563 decimated the Indian population and increased colonist competition for laborers. The famine that followed the waves of disease prompted starving Indians to sell themselves or their relatives in order to survive.

This situation led to a policy under which the Indians were considered free but could be enslaved in a sanctioned "just war," or for cannibalism, or if rescued from being eaten or enslaved by other natives. Government-sponsored expeditions (entradas ) into the interior, sometimes ironically called rescues (resgates ), became slave hunts under the guise of "just war." The Paulista expeditions (bandeiras ), one of the major themes of Brazilian history in the 1600s and 1700s, would develop out of this practice. The eventual exploitation of the interior and the development of gold and gem mining in Minas Gerais, Goiás, and Mato Grosso have roots in the voracious appetite of coastal plantations for slave labor.

As Indian resistance, social disintegration, and flight into the interior increased in the last quarter of the sixteenth century, the Portuguese began to import more African slaves. In 1570 there were 2,000 to 3,000 such slaves in Brazil; by 1587 there were 14,000. Considering that the European population in 1570 was 20,760 and in 1585 was 29,400, the growth of African slaves from 14 percent of the number of whites to 47 percent is striking. Much of the commentary on native slavery holds that the Indians were unfit physically to be slaves, when actually it was their strong resistance to slavery and the colonial competition for their labor that led to the African slave trade. Also, the focus of many historians on Bahia and Pernambuco has left readers with the impression that Indian slavery gave way to African slavery throughout Brazil by 1600. This was not the case. Indians continued to be enslaved in Pará, which caused the depopulation of much of Amazônia by the mid-eighteenth century.

Source: U.S. Library of Congress

Brazil - French and Dutch Incursions

In addition to dealing with labor supply, Mem de Sá, who was the consolidator of Portuguese Brazil, dealt successfully with the French threat. The French had continued to attack Portuguese shipping and to maintain interest in a permanent colony. Noting that Rio de Janeiro's Guanabara Bay had not been occupied, Vice Admiral Nicolas Durand de Villegaignon, a French navigator, led a mix of Huguenots and Catholics there in 1555 to establish a colony, France Antarctique, on Ilha de Sergipe. After a decade, his utopian dream of finding a religious refuge for Protestants and Catholics failed. Despite their good relations with the Indians, the French could not withstand the Portuguese assaults that began in 1565. That year, to ensure future control of the bay, Mem de Sá founded the city of Rio de Janeiro, which became the second royal captaincy. Expelled from Guanabara Bay in 1567, the French turned their efforts to the northern coast. They made alliances with the Indians and settled themselves on Ilha São Luís do Maranhão in 1612, where fierce fighting led to their expulsion in 1615. They kept active north of the Amazon delta, maintaining claims to Amapá.

By 1580 the Portuguese had overcome French threats and most indigenous resistance to their command of key ports. At this point, a more profound Spanish threat appeared with the passing of the crown of Portugal to King Philip II of Spain. This event had immediate and long-range consequences. Now Europe's two greatest empires were united under a single ruler and could well have been joined permanently, save for the determination of the Portuguese to maintain their identity. The Iberian union gave the Portuguese easier access to the Spanish domains. For Brazil, however, the most important result was that it made enemies of Portugal's former business associates, the Dutch. Portugal's commerce was more open than Spain's and perhaps more practical. Portugal recognized its need for shipping and for access to markets, both of which the Dutch provided for Brazilian sugar. The spirit of cooperation faded with the union of the crowns as the Dutch, long struggling for independence from the Spanish Habsburgs, were shut out officially from the Portuguese domains. This exclusion led to the formation of the Dutch West India Company in 1621 and the seizure of Brazilian sugar lands. After being unsuccessful in holding Salvador in 1624-25, the Dutch captured Pernambuco in 1630 and eventually extended their sway from the Rio São Francisco to São Luís do Maranhão until finally being forced out in 1654.

The Dutch incursion was the longest and most serious challenge to Portuguese control by a major maritime power. The struggle to drive out the Dutch had devastating effects on the sugar plantations and sugar mills. The Dutch, particularly Governor Johan Maurits, Count of Nassau, had worked to build good relations with the Portuguese planters in the interior, supplying them with credit, slaves, merchandise, and European markets. Nassau encouraged religious tolerance, constructed buildings and canals in the style of Amsterdam, and brought in artists, engineers, and scientists to embellish, record, and study the local flora, fauna, and peoples.

Portugal and its Brazilian subjects had divergent interests in responding to the Dutch. When the Duke of Bragança took the throne as João IV in 1640, his government faced the determination of Philip IV to reconquer Portugal, and he therefore needed to maintain peace with the rest of Europe. As much as the Portuguese economy needed the revenues from the sugar trade, the court had to face the reality that in Europe the Dutch dominated a good portion of that trade. Thus, if Por-tugal attacked Dutch-held Pernambuco, it would earn an enemy in Europe and lose access to the market. At the same time, the king understood the importance of Brazil when he called it his milk cow (vaca de leite ). Indeed, historian Charles Boxer asserted that Portugal's independence depended chiefly on the Brazil trade, which centered on sugar and slavery.

The Dutch did not show the same hesitation. In 1641 they seized Luanda, an important source of African slaves, in violation of a truce with Portugal. Holland now held sugar and slave ports in the South Atlantic and the distribution system in Europe. Although Lisbon could not merely abandon its subjects in Brazil, it realized that it would be foolhardy to fight for the sugar area without also regaining the source of African slaves.

The colonists in the Dutch-occupied area played their own game of deception. They borrowed Dutch money to restore their war-torn plantations and engenhos and to buy slaves, but they realized that their long-term interests lay in expelling the Dutch and with them their indebtedness. After 1645, together with the governor general in Bahia, they conspired, rebelled, and fought against the Dutch. Their victories of 1648 and 1649 at the Battle of Guararapes in the Recife area of Pernambuco are commemorated today. However, after nine years of war the scorched-earth tactics had ravaged the region. Although sugar prices rose in Europe, Brazilian planters could not respond and permanently lost their leading market position. The Dutch and English set up plantations in Suriname and Barbados, taking advantage of the techniques developed in Brazil and their better access to capital, merchant fleets, and the northern European market. Although there were years of recovery (1665-80, 1698-1710), sugar was no longer the foundation of the Brazilian economy. Northeastern Brazil entered into a long stagnation, and Portugal, which now depended heavily on Brazil after its losses to the Dutch in the East Indies, watched its economy deteriorate.

Brazil - Gold Mining Displaces Cane Farming

The decline in the sugar economy cut off the smaller Northeastern cane farmers from the customary paths to higher socioeconomic status, producing a situation in which this potentially powerful segment of the population no longer had reasons to support the traditional colonial society. The cane farmers had the same social origins as the wealthier planter and mill-owner class but generally were less independent financially, and now their future was darkened. As sugar prices fell, the planters and mill owners' response was vertical integration; stages of production were consolidated under the control of fewer firms. Purchases from independent cane farmers were reduced and their lands acquired. The situation was potentially explosive. Historian Stuart Schwartz commented that "at no time in Brazilian history had the conditions for a profound social upheaval been more suitable." But it did not occur for two reasons: the cane farmers did not rebel against the sugar barons for fear of encouraging a slave rebellion, and in addition, newly discovered gold fields to the south soon beckoned to free and slave populations. The removal of pressures for change solidified the hold of the great landowners on the coastal plantations.

Small deposits of alluvial gold had been exploited quietly for decades in <"http://worldfacts.us/Brazil-Sao-Paulo.htm">Sao Paulo and to the south. The Paulistas likely found more than they revealed, fearing that the greed of the Portuguese authorities would soon strip them of their semi-independence. The discovery of gold by Paulistas in various parts of what is now Minas Gerais (General Mines), between the Serra de Mantiqueira and the headwaters of the Rio Sao Francisco, probably occurred between 1693 and 1695, but word filtered out slowly. The greatest concentration of deposits was along Brazil's oldest geological formation, the Serra do Espinhaço, lying in a north-south direction, throughout which it seemed that every river, stream, and brook glittered with gold. Mining camps that turned into the cities of Ouro Prêto, Mariana, and Sabará soon located in its southern end, and by 1730 diamonds were coming out of the northern reaches around Diamantina.

Word of the discoveries set off an unprecedented rush, the likes of which would not be seen again until the California gold rush of 1849. The Paulistas soon found themselves competing for control with adventurers from the Northeast who streamed down the Vale Sao Francisco, from Portugal, and from elsewhere. By 1709-10 the Vale Sao Francisco had become a lawless region filled with the dregs of the Portuguese world. Considerable violence broke out between the original Paulista bandeirantes , who considered the mines theirs, and the outsiders (emboabas ). This fighting gave the crown authorities a reason for asserting royal control and arranging a settlement of the War of the Outsiders (Guerra dos Emboabas, 1708-09). Many Paulistas moved on to new gold discoveries in Goiás and Mato Grosso.

The discoveries shifted Brazil's center of gravity away from the Northeastern coast and toward the South and West. The loser would be Bahia, which in 1763 lost the viceregal capital to <"http://worldfacts.us/Brazil-Rio-De-Janeiro.htm"> Rio de Janeiro, as power followed wealth. The population also shifted, as would-be miners and those who would profit from the mines arrived with their native or African slaves. The Jesuit Father André João Antonil (whose Italian name was Giovanni Antonio Andreoni) wrote the best contemporary study of Brazilian economic and social conditions. He said that by 1709 some 30,000 people were in Minas Gerais. In the next decades, the population swelled. The 1735 tax records showed a total of 100,141 slaves, among whom there were numerous natives. By 1782 Minas Gerais's population of 319,769 included 166,995 blacks, 82,110 mulattoes, and 70,664 whites. The state had the largest concentration of population in the viceroyalty of Brazil: 20.5 percent of Brazil's 1,555,200 people.

The early population consisted predominantly of unruly males, who knew no law but their own whims and who drove their slaves hard in an existence that historian Charles Boxer tagged as "nasty, brutish, and short." Many African slaves reacted by running away to form hiding places called quilombos and were pursued by roughneck "bushwhacking captains" (capitães do mato ). However, during the first decades life could not have been easy for anyone. Items such as meat, corn, flour, and rum were rare and costly. The first local supply of hogs and chickens appeared only in 1723, and a flask of salt could cost as much as half a pound of gold.

By the last decades of the eighteenth century, however, the cities of Minas Gerais were graced with impressive baroque and rococo churches, multistoried homes and shops, and grand public buildings. Poets and musicians enlivened the cultural scene. Some 3,000 musicians, mostly mulattoes, played fine baroque pieces, often in churches built by architect Antonio Francisco Lisboa (also known as "O Aleijadinho") and under ceilings painted by Manuel da Costa Ataíde.

The overland trails from Sao Paulo and from Paratí were superseded by ones connecting to Rio de Janeiro. The new viceregal capital sent African slaves and European merchandise to Minas Gerais and received the heavily laden chests of gold and diamonds en route to Lisbon. Rio de Janeiro also served as the supply base for the newly created captaincies of Santa Catarina and Rio Grande de Sao Pedro, passing their livestock products on to Portugal. Those captaincies were linked overland to Sao Paulo and Minas Gerais via the livestock trails that ran northeast from the pampas of what was later called Rio Grande do Sul to Sorocaba in Sao Paulo Province.

Ranching had developed in the Northeastern interior as an adjunct to the sugar economy and in the South as the legacy of the Jesuit missions. In the eighteenth century, ranching was an increasingly important part of the overall colonial economy. The moving frontiers that it created drew the interior into effective relationships with European-oriented Brazil. From the interior of Maranhão, southeast through Piauí, Ceará, Pernambuco, and Bahia, then west into Goiás, and on down to Rio Grande do Sul, a set of cowboy (vaqueiro ) subcultures evolved that still mark local traditions. It was an age of leather in which the horse was the center of life. Many, perhaps most, of the vaqueiros were native Indians, mestizos, African slaves, and mulattoes. In the northern and central areas, slaves and free men worked together unsupervised for months at a time. In the South, the gaucho culture, mixing native, Spanish, and Portuguese bloodlines and traditions, took hold throughout the pampas of the Río de la Plata up into Rio Grande do Sul. In the latter state, by the mid-1820s cattle had driven out wheat farming, and the mounted gaucho with his bolas, knife, maté tea, and open-fire barbecued beef became characteristic.

Although gold mining weakened the dominance of sugar and seemingly stimulated the cattle industry, it did not totally supersede export agriculture. It displaced sugar as the colony's leading economic activity, but during the eighteenth century the value of gold exports never surpassed the value of sugar-led agricultural exports. Even so, gold did have serious long-term effects on Portugal. The fall in the value of Portugal's colonial products in the seventeenth century had made it difficult to obtain sufficient currency to purchase merchandise from northern Europe. In response, Portugal had begun to develop industries to meet its local and colonial requirements. The discovery of gold provided needed currency.

In 1703 Portugal signed the Methuen Treaty with England, giving English woolens preference in Portuguese markets in return for a favorable tariff on Portuguese wines. This seemingly simple arrangement ended the move toward industrial development, drained Brazilian gold out of Portugal, and gave England its increasing dominance over Portugal and Brazil. The gold and diamond chests arriving at the royal treasury in Lisbon immediately were dispatched north to pay for imported cloth and manufactured goods. Local Portuguese producers could not compete with cheaper foreign prices. Furthermore, English vessels anchored in the Tagus River in the Iberian Peninsula snatched large quantities of gold from under the noses of Portuguese authorities. Instead of Brazil's wealth being used to develop Portugal and its colonies, it helped finance the English industrial revolution and Portugal's eighteenth-century struggles to secure Brazilian boundaries.

Even though an immense amount of wealth was sent abroad, much stayed in Brazil to build urban public works, such as fountains, bridges, buildings, and churches; to endow some charitable foundations, such as hospitals; and to finance the elaborate contraband trade with the Río de la Plata and Alto Perú (Upper Peru, or present-day Bolivia). However, it did not improve the condition of the poor; generate a prosperous middle class; improve agriculture, education, or industry; or produce lasting reform.

In 1732 António Rodrigues da Costa, a member of the Overseas Council, warned the crown that the heavy colonial taxes would one day lead the colonists to cast off their loyalty. It was obvious to Rodrigues da Costa that the "larger and richer" would not accept forever being ruled by the "smaller and poorer." In 1738 royal adviser Dom Luís da Cunha suggested secretly to King João V that he take the title "emperor of the west" and move his court to Rio de Janeiro, which he argued was better situated than Lisbon to control the Portuguese maritime and commercial empire. Rather than heed such advice, however, the monarchy tried at mid-century to gain more control, stop the massive outflow of gold, and contain the British. Beginning in 1755, Marquês de Pombal (Count Sebastião José de Carvalho e Melo), as secretary of state for overseas dominions, shaped a series of reforms that gave chartered companies a monopoly of the Brazil trade, encouraged national manufacturers, and worked to make commercial relations with Britain less dependent and more reciprocal. His goal was to revitalize the state and to break the stranglehold of British credit. He closed Brazilian ports to all foreign ships and hired foreign military experts to organize Brazil's defenses. To promote agricultural growth, Pombal distributed coffee and mulberry seedlings and also advocated production of indigo, flax, cotton, cocoa, and rice. Iron mining and smelting got underway in Sao Paulo, and shipbuilding and its attendant trades in Bahia and Rio de Janeiro increased. With the British seizure of Havana and Manila during the Seven Years' War (1756-63), the Portuguese wondered if Rio de Janeiro would be next. The crown responded with four goals: secure the borders, populate them for self-defense, defend the ports, and make the mines profitable.

Pombal distrusted the Jesuits, who controlled vast areas in the interior of South America. He suspected commercial links between their prosperous missions and the British, and in September 1759 expelled them from Brazil. The expulsion of the Jesuits caused the missions to fall to ruin and eliminated the strongest educational institutions in Brazil. Crown policy forbade any university or even a printing press in the colony, and modern Brazilian universities date only from the 1930s.

The crown's education policy was based on the idea that colonial and metropolitan elites would blend to shape an imperial elite united by ideology in support of the crown. During the colonial era, 3,000 Brazilians studied at Portugal's University of Coimbra, which in 1772 Pombal reformed with Enlightenment perspectives. Between 1772 and 1785, 300 Brazilians, many from Minas Gerais, were at Coimbra. Pombal placed these graduates and other members of the colonial plutocracy in judicial, administrative, and military posts. However, policy intention and outcome often clashed. Some of these students and officials would begin to think in terms of independence.

The production of gold began to decline about 1750 as the Minas Gerais society was solidifying and as the international situation was becoming more complicated. The more the Portuguese squeezed and tried to reduce the contraband in gold and diamonds, the more the divergence of interests grew. In the 1770s, as less gold reached royal coffers, the crown reacted by imposing a per capita tax (derrama ) to make up the difference between the amounts expected and those received. Meanwhile, competition from British, French, and Dutch colonies pushed the price of Brazilian sugar down lower on the Amsterdam market, reducing still more Portuguese revenues. Moreover, the decline in available gold affected the contraband trade that the Brazilians had carried on with the Río de la Plata area, where they exchanged their illicit gold for Andean silver. The Brazilians then used the silver to buy illegal British goods, which they smuggled back into the Spanish domains. The elimination of the Jesuit missions, Spain's creation of the Viceroyalty of the Río de la Plata (1776), and the opening of direct trade between Spain and Buenos Aires further reduced the profitable trade in smuggled goods (see fig. 2). The decline in smuggling reduced transshipments of British goods through Portugal, reducing that country's overall level of trade with Britain catastrophically. The ensuing recession made it difficult to pay for the military expeditions sent to the southern borders during the 1770s, and the crown was unable to adjust expenditures in the face of declining revenues.

In Minas Gerais, landowners had manufacturing establishments on their properties turning out cotton, linen, and woolen items, and most of the other captaincies had "workshops and manufactories" that lessened the need to import from Portugal. The basis for a more complex textile industry was being laid.

Then, in February 1777, José I (king of Portugal, 1750-77) died, and with him went Pombal's hold on power and his common sense approach of encouraging industrial development. Pombal's successor as secretary of state for overseas dominions, Martinho de Melo e Castro, was alarmed that the nascent Brazilian factories could make the colony independent and warned that "Portugal without Brazil is an insignificant power." In January 1785, he ordered that they all be "closed and abolished."

In the early 1780s, Brazilian students at Coimbra had pledged themselves to seek independence. They were influenced greatly by the success of the North American British colonies in forming the United States of America. In 1786 and 1787, José Joaquim Maia e Barbalho of Rio de Janeiro, a Coimbra graduate studying medicine at Montpelier and a critic of the colonial relationship, approached Ambassador Thomas Jefferson in France. He told Jefferson that the students intended to break with Portugal and requested the aid of the United States. One of the Coimbra graduates was José Bonifácio de Andrada e Silva, the patriarch of Brazilian independence.

The failed Minas Conspiracy (Inconfidência Mineira) of 1789 involved some of the leading figures of the captaincy: tax collectors, priests, military officers, judges, government officials, and mine owners and landowners. Some had been born in Portugal, several had their early education with the Jesuits and later studied at Coimbra, a number wrote poetry that is still read and studied. But what they had most in common were financial problems caused by crown policies that required them to pay their debts, or that cut them out of lucrative gold and diamond contraband trade. They argued that Brazil had all it needed to survive and prosper and that Portugal was a parasite. They pledged to lift restrictions on mining; exploit iron ore; set up factories; create a university, a citizens' militia, and a Parliament; pardon debts to the royal treasury; free slaves born in Brazil; and form a union with Sao Paulo and Rio de Janeiro similar to that of the United States.

The history of the Minas Conspiracy is full of heavy drama. Revelation of the conspiracy turned brothers, friends, clients, and patrons against each other in an unseemly scramble to escape punishment. In one sense, the affair foreshadowed the nature of future Brazilian revolutionary movements in that it was a conspiracy of oligarchs seeking their own advantage, while claiming to act for the people. In the end, Lisbon decided to make an example of only one person, a low-ranked second lieutenant (alferes ) of the Royal Mineiro Dragoons named Joaquim José da Silva Xavier ("Tiradentes"). His execution in 1792 in Rio de Janeiro might well have been forgotten if the nineteenth-century republicans had not embraced him as a symbolic counterpoise to Dom Pedro I, who declared Brazilian independence from Portugal in 1822. Later, with the establishment of the republic in 1889, every town and city in Brazil built a Tiradentes square, and the day of his execution, April 21, became a well-commemorated national holiday. Nonetheless, because the Minas Conspiracy was marked more by skulduggery than nobility and clarity, its value as a national symbol required selective interpretation and presentation.

Portugal resolved to watch Brazilians more carefully and reacted forcefully to a nonexistent but suspected plot in Rio de Janeiro in 1794, and to a real, mulatto-led one in Bahia in 1798. Meanwhile, the French Revolution, the resulting slave rebellion in Haiti, and the fear of similar revolts in Brazil convinced the Brazilian elites that the dream of a United States-style conservative revolution that would leave the slave-based socioeconomic structure intact and in their hands was impossible. The crown separated the residents of Minas Gerais from the revived coastal sugar producers through policies that set their interests at odds. Lisbon diverted Brazilian nationalism with greater imperial involvement.

Brazil - The Transition to Kingdom Status

With the onset of the Napoleonic Wars, some Portuguese officials again raised the idea of moving the crown to the safety of Brazil. Dom Luís da Cunha's prophetic suggestion in 1738 that Rio de Janeiro was "safer and more convenient" made great sense as the French army approached Lisbon in November 1807. The British in 1801 had recommended transfer to Brazil in the event of an invasion and had promised to provide protection for the voyage and assistance in extending and consolidating Portuguese territory in South America. In 1803 the Lisbon government, faced with the increasingly deadly struggle between France and Britain, had reconsidered the idea. The choice was between losing Portugal to the French and having the British seize Brazil, or moving the crown to Brazil, from which the struggle for Portugal could be resumed. In any case, the royal government did not move until Portugal was actually invaded in late 1807.

At the time, the monarch was Queen Maria I, but because of mental illness triggered by her horror at the regicide in Paris, her son Dom João ruled as regent. His wife was Dona Carlota Joaquina, a Spanish princess and mother to their nine children, among whom the most important for Brazilian history was Pedro de Alcântara de Bragança e Bourbon. Dom João opened Brazilian ports to world commerce, allowing British goods to stream in, and eliminating the Portuguese middlemen. Rio de Janeiro substituted for Lisbon in a centralized system that placed the various captaincies in subservient positions to the new center. For the Brazilian elites, the transfer of the court meant that they could have conservative political change without social disorder. And best of all, depending on their proximity to the court, they had the chance to obtain the titles and honors that they felt their wealth had earned them. However, the pleasure of the elites was mixed with some frustration because now the monarch was close enough to keep an attentive watch on how they conducted their affairs. And with the court in Rio de Janeiro, the demands of international politics were more keenly felt.

Portugal and the Bragança dynasty were obligated deeply to the British. The British not only saved the royal family and some 15,000 courtiers but also lent US$3 million in 1809 to keep the government functioning. The British also liberated Portugal from the French and reorganized the Portuguese army. In addition, one of their officers ruled as regent in Lisbon. The Portuguese therefore had little with which to bargain when negotiating treaties. In 1810 Dom João signed agreements not only giving the British trade preferences and allowing them privileges of extraterritoriality but also promising to abolish the African slave trade. The last cut directly at the interests of the propertied classes, on whom the crown depended.

The crown had to duplicate, mostly from scratch, the government institutions it had left behind in Lisbon. It set up a Supreme Military Council (Conselho Militar Superior); boards of treasury, trade, agriculture, and industry; a Court of Appeals; a royal printing press and official newspaper; and the Bank of Brazil (Banco do Brasil). It created medical schools in Bahia and Rio de Janeiro, a school of fine arts, a museum of natural history, a public library, and the Botanical Garden (Jardim Botânico) in Rio de Janeiro. It also set up specialized courses of study in the Minas Gerais towns of Ouro Prêto and Paracatu. Most of the fleet had been transferred, but a new army was organized, naval and military academies were established, and arsenals created. The crown built a powder factory and an ironworks. It dealt with public safety by forming the Royal Police Guard, which brutalized slaves, sailors, drunks, gamblers, and prostitutes into submission. The crown also opened Brazil to European travelers, naturalists, scientists, and artists, who left a detailed picture of its life and landscape.

Curiously, by staying in Brazil after the British liberated Portugal from the French in 1811, the crown was keeping British influence under some control, because here it was removed both from Britain and the British-commanded Portuguese army. In 1815 the crown, determined to set its own course, raised Brazil to a kingdom equal with Portugal and acclaimed João as king when his mother died in 1816. The crown gained further maneuverability by arranging marriages between the two princesses and the Spanish King Fernando VII and his brother, and more important, between Crown Prince Pedro and the daughter of Franz I of Austria, the Archduchess Leopoldina.

Brazil - The Kingdom of Portugal and Brazil, 1815-21

Portuguese businessmen who invested locally in Brazil, nobles and government officials who built expensive homes there, and those who married into provincial wealth shared a common interest in remaining. Indeed, what took shape was a new concept of a dual monarchy of Brazil and Portugal, which even under the best of circumstances would have been difficult to make work. It was an expedient idea that would founder because of resistance by those in Portugal who saw their status and that of the kingdom endangered; by the British, who wanted the king back in Lisbon, where he was more vulnerable; and by the unwillingness of Brazilians to suffer the indignity of being returned to colonial rank.

The centralization of power in <"http://worldfacts.us/Brazil-Rio-De-Janeiro.htm"> Rio de Janeiro met with violent resistance in the Northeast. When Pernambuco raised the banner of republican rebellion in 1817, it was followed by Paraíba do Norte, Rio Grande do Norte, and the south of Ceará, each of which acted to defend local interests without thought of federating. They resented their loss of autonomy to Rio de Janeiro and the Portuguese who had settled in the Northeast since 1808. Significantly, although they sent envoys to secure recognition from Britain and the United States and to spread the revolt to Bahia, they did not send agents to central or southern Brazil. The revolt was crushed brutally. Although unsuccessful, the 1817 "Pernambuccan revolution" shook the monarchy's foundations because it had pushed aside authority and tarnished the crown's aura of invincibility. In desperation, the monarchy responded by banning all secret societies and by garrisoning Rio de Janeiro, Salvador, and Recife with fresh troops from Portugal.

Meanwhile, the monarchy was waging war in the Río de la Plata. King João regarded the East Bank of the Río de la Plata (present-day Uruguay) as the proper and true boundary of Brazil. Over British objections, he brought veteran troops from Portugal to seize Montevideo and to wage a wearing campaign (1816-20) against the forces of independence-minded José Gervasio Artigas, the father of Uruguay. The region was incorporated into the United Kingdom as the Cisplatine Province in 1821. Nonetheless, even as it was expanding, the United Kingdom, as the Rio de Janeiro royalists termed it, was suffering from pressures in Portugal itself.

The Pernambuccan revolution in 1817 encouraged army officers in Portugal to conspire against the regency of British Marshal William Carr Beresford. Twelve of the conspirators, including a general officer, were tried secretly and hanged. Anti-British sentiment deepened. In 1820, when a military revolt in Spain forced the revived absolutist regime of Fer-nando VII (1784-1833) to restore the liberal constitution of 1812, the Portuguese military followed suit by expelling the British officers and forming revolutionary juntas. The military petitioned the king's return and summoned a Côrtes (the Portuguese Parliament), the first since 1697 when the crown had dispensed with such bodies.

Unable to do more, João pardoned the juntas' usurpation of his prerogative to summon a Côrtes and acknowledged that a Côrtes could be useful in making proposals to him on how best to govern the United Kingdom. Then, in January 1821, Portuguese officers and troops, as well as Brazilian liberals, took over provincial governments in Bahia and Belém, and in late February, troops in Rio de Janeiro threw in with the movement and forced the king to take an oath to accept any constitution the Côrtes might write. In effect, Brazil was again being ruled from Portugal. A few days later, a royal decree announced that the king would return to Lisbon, leaving his twenty-four-year-old son Dom Pedro as regent in Brazil.

On April 25, 1821, twelve ships carrying the king and queen, 4,000 officials, diplomats, and families, as well as purloined funds and jewels from the Bank of Brazil, set course for Lisbon. The city and country that they left behind no longer constituted the closed colony of thirteen years before. Thanks to the surveys, expeditions, and studies that João had encouraged, Brazil's resources would be exploited at a steadily increasing pace, but in a fashion that tied the country more closely to the rapidly expanding industrial capitalism of the North Atlantic. Nonetheless, João VI and Queen Carlota exemplified the fading absolutist regime; their son Pedro would seek to be more modern by embracing the new ideas of liberal constitutionalism.

During the thirteen years that João resided in Rio de Janeiro, international trade expanded as reflected by the growing number of foreign ships anchoring in the bay: from ninety in 1808 to 354 in 1820. By 1820 Rio de Janeiro had more than 3,000 foreigners among its 113,000 inhabitants.

Rio de Janeiro also had coffee houses serving the product that would become the backbone of the economy. Expanding from seedlings nurtured in the Jardim Botânico, coffee cultivation spread from the Rio de Janeiro area over the Serra do Mar into the fertile upland valley, through which the Rio Paraíba flows from São Paulo easterly to the sea, dividing the provinces of Minas Gerais and Rio de Janeiro. On both sides of the river, the tropical forests were cut to make way for the coffee groves. Mule trains that once brought gold from Minas Gerais to Rio de Janeiro now carried coffee in quantities that swelled from 2,304 kilos in 1792 to 7,761,600 kilos in 1820, and would reach 82,178,395 kilos in 1850.

São Paulo's entry into the coffee age lay in the future, but in 1821 it was providing herds of mules and horses for the coffee pack trains. The Cisplatine and Rio Grande do Sul were shipping abroad hides, tallow, and dried meat. In contrast, the Northeast and North were in decline because an 1815 treaty between Brazil and Britain forbade the African slave trade north of the equator, thereby reducing the demand for Bahian molasses-soaked rolled tobacco, and because Cuban competition slashed deeply into the Northeast's sugar market in the United States and Europe. Even cotton, which a few years before seemed a secure export for Maranhão, was overwhelmed by the post-War of 1812 expansion in the southern United States. The world demand for Amazonian nuts, cocoa, skins, herbs, spices, and rubber was still weak in 1821. Finally, in the Brazilian west (Mato Grosso and Goiás) gold mining had all but ended, and subsistence farming and livestock raising were predominant. Throughout the country, but more so from Bahia through Minas Gerais to Rio de Janeiro and São Paulo, the labor force was made up of African or locally born black slaves. The native heritage lived on in the substantial number of Tupí-speaking races and mixtures that lived in the tropical forest region.

Brazil - The Empire, 1822-89

Emperor Pedro I, 1822-31

Dom Pedro meant to rule frugally and started by cutting his own salary, centralizing scattered government offices, and selling off most of the royal horses and mules. He issued decrees that eliminated the royal salt tax to spur output of hides and dried beef, forbade arbitrary seizure of private property, required a judge's warrant for arrests of freemen, and banned secret trials, torture, and other indignities. He also sent elected deputies to the Côrtes in Portugal. However, slaves continued to be bought and sold and disciplined with force, despite his assertion that their blood was the same color as his. In September 1821, the Côrtes, with only a portion of the Brazilian delegates present, voted to abolish the Kingdom of Brazil and the royal agencies in Rio de Janeiro and to make all the provinces subordinate directly to Lisbon. Portugal sent troops to Brazil and placed all Brazilian units under Portuguese command. In January 1822, tension between Portuguese troops and the Luso-Brazilians (Brazilians born in Portugal) turned violent when Pedro accepted petitions from Brazilian towns begging him to refuse the Côrtes's order to return to Lisbon. Responding to their pressure and to the argument that his departure and the dismantling of the central government would trigger separatist movements, he vowed to stay. The Portuguese "lead feet," as the Brazilians called the troops, rioted before concentrating their forces on Cerro Castello, which was soon surrounded by thousands of armed Brazilians. Dom Pedro "dismissed" the Portuguese commanding general and ordered him to remove his soldiers across the bay to Niteroi, where they awaited transport to Portugal. Pedro formed a new government headed by José Bonifácio de Andrada e Silva of São Paulo. This former royal official and professor of science at Coimbra was crucial to the subsequent direction of events and is regarded as one of the formative figures of Brazilian nationalism, indeed, as the patriarch of independence.

The atmosphere was so charged that Dom Pedro sought assurances of asylum on a British ship in case he lost the looming confrontation; he also sent his family to safety out of the city. In the following days, the Portuguese commander delayed embarcation, hoping that expected reinforcements would arrive. However, the reinforcements that arrived off Rio de Janeiro on March 5, 1822, were not allowed to land. Instead, they were given supplies for the voyage back to Portugal. This round had been won without bloodshed.

Blood had been shed in Recife in the Province of Pernambuco, when the Portuguese garrison there had been forced to depart in November 1821. In mid-February 1822, Bahians revolted against the Portuguese forces there but were driven into the countryside, where they began guerrilla operations, signaling that the struggle in the north would not be without loss of life and property. To secure Minas Gerais and São Paulo, where there were no Portuguese troops but where there were doubts about independence, Dom Pedro engaged in some royal populism.

Towns in Minas Gerais had expressed their loyalty at the time of Pedro's vow to remain, save for the junta in Ouro Prêto, the provincial capital. Pedro realized that unless Minas Gerais were solidly with him, he would be unable to broaden his authority to other provinces. With only a few companions and no ceremony or pomp, Pedro plunged into Minas Gerais on horseback in late March 1822, receiving enthusiastic welcomes and allegiances everywhere. Back in Rio de Janeiro on May 13, he proclaimed himself the "perpetual defender of Brazil" and shortly thereafter called a Constituent Assembly (Assembléia Constituinte) for the next year. To deepen his base of support, he joined the freemasons, who, led by José Bonifácio Andrada e Silva, were pressing for parliamentary government and independence. More confident, in early August he called on the Brazilian deputies in Lisbon to return, decreed that Portuguese forces in Brazil should be treated as enemies, and issued a manifesto to "friendly nations." The manifeso read like a declaration of independence.

Seeking to duplicate his triumph in Minas Gerais, Pedro rode to São Paulo in August to assure himself of support there and began a disastrous affair with Domitila de Castro that would later weaken his government. Returning from an excursion to Santos, Pedro received messages from his wife and from Andrada e Silva that the Côrtes considered his government traitorous and was dispatching more troops. In a famous scene at Ipiranga on September 7, 1822, he had to choose between returning to Portugal in disgrace or opting for independence. He tore the Portuguese blue and white insignia from his uniform, drew his sword, and swore: "By my blood, by my honor, and by God: I will make Brazil free." Their motto, he said, would be "Independence or Death!"

Pedro's government employed Admiral Thomas Alexander Cochrane, one of Britain's most successful naval commanders in the Napoleonic Wars and recently commander of the Chilean naval forces against Spain. Pedro's government also hired a number of Admiral Cochrane's officers and French General Pierre Labatut, who had fought in Colombia. These men were to lead the fight to drive the Portuguese out of Bahia, Maranhão, and Pará, and to force those areas to replace Lisbon's rule with that of Rio de Janeiro. Money from customs at Rio de Janeiro's port and local donations outfitted the army and the nine-vessel fleet. The use of foreign mercenaries brought needed military skills. The much-feared Cochrane secured Maranhão with a single warship, despite the Portuguese military's attempt to disrupt the economy and society with a scorched-earth campaign and with promises of freedom for the slaves. By mid-1823 the contending forces numbered between 10,000 and 20,000 Portuguese, some of whom were veterans of the Napoleonic Wars, versus 12,000 to 14,000 Brazilians, mostly in militia units from the Northeast.

Some historians have erred in supporting historian Manuel de Oliveira Lima's contention that independence came without bloodshed. In fact, although both sides avoided massive set battles, they did engage in guerrilla tactics, demonstrations, and countermoves. There is little information on casualties, but the fighting provided a female martyr in Mother Joana Angélica, who was bayoneted to death by Portuguese troops invading her convent in Bahia; and an example of female grit in Maria Quitéria de Jesus, who, masquerading as a man, joined the imperial army and achieved distinction in several battles.

Britain and Portugal recognized Brazilian independence by signing a treaty on August 29, 1825. Until then, the Brazilians feared that Portugal would resume its attack. Portuguese retribution, however, came in a financial form. Secret codicils of the treaty with Portugal required that Brazil assume payment of 1.4 million pounds sterling owed to Britain and indemnify Dom João VI and other Portuguese for losses totaling 600,000 pounds sterling. Brazil also renounced future annexation of Portuguese African colonies, and in a side treaty with Britain promised to end the slave trade. Neither of these measures pleased the slave-holding planters.

Organizing the new government quickly brought the differences between the emperor and his leading subjects to the fore. In 1824 Pedro closed the Constituent Assembly that he had convened because he believed that body was endangering liberty. As assembly members, his advisers, José Bonifácio de Andrada e Silva and Dom Pedro's brothers, had written a draft constitution that would have limited the monarch by making him equal to the legislature and judiciary, similar to the president of the United States. They wanted the emperor to push the draft through without discussion, which Pedro refused to do. Troops surrounded the assembly as he ordered it dissolved. He then produced a constitution modeled on that of Portugal (1822) and France (1814). It specified indirect elections and created the usual three branches of government but also added a fourth, the moderating power, to be held by the emperor. The moderating power would give the emperor authority to name senators and judges and to break deadlocks by summoning and dismissing parliaments and cabinets. He also had treaty-making and treaty-ratifying power. Pedro's constitution was more liberal than the assembly's in its religious toleration and definition of individual and property rights, but less so in its concentration of power in the emperor.

The constitution was more acceptable in the flourishing, coffee-driven Southeastern provinces than in the Northeastern sugar and cotton areas, where low export prices and the high cost of imported slaves were blamed on the coffee-oriented government. In mid-1824, with Pernambuco and Ceará leading, five Northeastern provinces declared independence as the Confederation of the Equator, but by year's end the short-lived separation had been crushed by Admiral Cochrane. With the Northeast pacified, violence now imperiled the South.

In 1825 war flared again over the Cisplatine Province, this time with Buenos Aires determined to annex the East Bank. The empire could little afford the troops, some of whom were recruited in Ireland and Germany, or the sixty warships needed to blockade the Río de la Plata. A loan from London bankers was expended by 1826, and Pedro had to call the General Assembly to finance the war. The blockade raised objections from the United States and Britain, and reverses on land in 1827 made it necessary to negotiate an end to the US$30 million Cisplatine War. The war at least left Uruguay independent instead of an Argentine province. In June 1828, harsh discipline and xenophobia provoked a mutiny of mercenary troops in Rio de Janeiro; the Irish were shipped home and the Germans sent to the South. The army was reduced to 15,000 members, and the antislavery Pedro, now without military muscle, faced a Parliament controlled by slaveowners and their allies.

As coffee exports rose steadily, so did the numbers of imported slaves; in Rio de Janeiro alone they soared from 26,254 in 1825 to 43,555 in 1828. In 1822 about 30 percent, or 1 million, of Brazil's population were African-born or -descended slaves. Slavery was so pervasive that beggars had slaves, and naval volunteers took theirs aboard ship.

Pedro had written that slavery was a "cancer that is gnawing away at Brazil" and that no one had the right to enslave another. He wanted to abolish slavery, but his own liberal constitution gave the law-making authority to the slavocrat-controlled Parliament. In Brazil liberal principles and political formulas were given special meaning. The language of social contract, popular sovereignty, supremacy of law, universal rights, division of powers, and representative government was stripped of its revolutionary content and applied only to a select, privileged minority.

After 1826 the slavocrat agenda was to control the court system; to provide harsh punishments for slave rebellion but mild ones for white revolt; to reduce the armed forces, cleansing them of foreigners unsympathetic to slavery; to keep tariffs low and eliminate the Bank of Brazil in order to deny the central government the ability to stimulate a rival, finance-based industrial capitalism; and to shape immigration policy in such a way as to encourage servile labor instead of independent farmers or craftsmen. Led by Bernardo Pereira de Vasconcelos of Minas Gerais in the assembly, slavocrats argued that slavery was not demoralizing, that foreign capital and technology would not help Brazil, and that railroads would only rust. Others, such as Nicolau de Campos Vergueiro of São Paulo, argued in favor of replacing slavery with free European immigrants. In the end, the Parliament established a contract system that was little better than slavery. There would be no liberal empire. Laws and decrees unacceptable to the slavocrats simply would not take effect, such as the order in 1829 forbidding slave ships to sail for Africa. These items of the slavocrat agenda were the roots of the regional rebellions of the nineteenth century.

After Dom João's death in 1826, despite Pedro's renunciation of his right to the Portuguese throne in favor of his daughter, Brazilian nativist radicals falsely accused the emperor of plotting to overthrow the constitution and to proclaim himself the ruler of a reunited Brazil and Portugal. They raised tensions by provoking street violence against the Portuguese of Rio de Janeiro and agitated for a federalist monarchy that would give the provinces self-government and administrative autonomy. Brazil's fate was in the hands of a few people concentrated in the capital who spread false stories and undermined discipline in the army and police. It would not be the last time that events in Rio de Janeiro would shape the future. When Pedro dismissed his cabinet in April 1831, street and military demonstrators demanded its reinstatement in violation of his constitutional prerogatives. He refused, saying: "I will do anything for the people but nothing [forced] by the people." With military units assembled on the Campo Santana, an assembly ground in Rio de Janeiro, and people in the streets shouting "death to the tyrant," he backed down. Failing to form a new cabinet, he abdicated in favor of his five-year-old son Pedro II, boarded a British warship, and left Brazil as he had arrived, under the Union Jack.

Brazil - The Regency Era, 1831-40

The three regents that ruled in the young emperor's name from 1831 to 1840 witnessed a period of turmoil as local factions struggled to gain control of their provinces and to keep the masses in line. Out of desperation to weaken the radical appeals for federalism, republicanism, and hostility toward the Portuguese, and to protect against contrary calls for Pedro I's restoration, the regency in Rio de Janeiro gave considerable power to the provinces in 1834. Brazil took on the appearance of a federation of local pátrias (autonomous centers of regional power) with loose allegiance to the Rio de Janeiro government, whose function was to defend them from external attack and to maintain order and balance among them. The government's ability to carry out that function was impaired, however, by the low budgets allowed the army and navy, and by the creation of a National Guard, whose officers were local notables determined to protect their private and regional interests. The rebellions, riots, and popular movements that marked the next years did not spring as much from economic misery as from attempts to share in the prosperity stemming from North Atlantic demand for Brazil's exports.

Many of the disturbances were so fleeting they were all but forgotten. For example, in Rio de Janeiro alone there were five uprisings in 1831 and 1832. Another eight of the more famous revolts in the 1834-49 period included the participation of lower-class people, Indians, free and runaway blacks, and slaves, which accounts for their often fierce suppression. Republican objectives were apparent in some of these revolts, such as the War of the Farrapos (ragamuffins), also known as the Farroupilha Rebellion (1835-45), in Santa Catarina and Rio Grande do Sul. Others, such as the Cabanagem in Pará in 1835-37, the Sabinada in Salvador in 1837-38, the Balaiada Rebellion in Maranhao in 1838-41, and the ones in Minas Gerais and São Paulo in 1842, were propelled simultaneously by antiregency and promonarchial sentiments. Such unrest dispels the notion that the history of state formation in Brazil was peaceful. Instead, it shows the confrontation between the national government and the splintering pátrias , which would continue in varying degrees for the next century.

Pedro I's death from tuberculosis in 1834 had sapped the restorationist impulse and removed the glue that held uneasy political allies together. With the regency attempting to suppress simultaneous revolts in the South and North, it could not easily reassert its supremacy over the remaining provinces. Brazil could well have split apart in those years. It did not for three reasons. First, the military was reorganized as an instrument of national unity under the leadership of Luís Alves de Lima e Silva, who was ennobled as the Duke of Caxias (Duque de Caxias) and who would later be proclaimed Patron of the Brazilian Army. Second, the specter of slave revolt and social disintegration had become all too real. And third, the "vision of Brazil as a union of autonomous pátrias ," in Roderick J. Barman's phrase, was replaced by the vision of Brazil as a nation-state. Rather than risk their fortunes and lives, the elites, longing for a focus of loyalty, identity, and authority, rallied around the boy-emperor, who ascended the throne on July 18, 1841, at age fifteen instead of the constitutionally specified age of eighteen. Thus, the second empire was born in the hope that it would be an instrument of national unity, peace, and prosperity.

Brazil - The Second Empire, 1840-89

In the 1840s, the Brazilian nation-state coalesced as authorities suppressed revolts and rewrote Brazilian law. These laws, however, did not bode well for democracy because they shaped an electoral system based on government-controlled fraud. In 1842, on the advice of conservative courtiers, Pedro II used his constitutional moderating power to dismiss the newly elected liberal Chamber of Deputies and called new elections, which the conservatives won by stuffing the ballot boxes. In so doing, he set a pattern of favoring conservatives over liberals.

The constitution of 1824 had created the usual three governmental powers--executive, legislative, and judicial--and a fourth, the moderating power. The emperor held this power, which gave him the right to name senators, to dismiss the legislature, and to shift control of the government from one party to the other. In theory, he was to act as the political balance wheel. It should be noted that the parties were more groupings of members of Parliament than ideologically based movements dependent on distinct electorates. Historian Richard Graham observed that "No particular political philosophy distinguished one group from another." Then, as now, the political system had an artificial aspect to it; it did not relate openly to the real power structure of the country--the "lords of the land" (senhores da terra ) who ran local affairs.

A good example of how the real power holders manipulated the system to protect their narrow interests to the detriment of the national interest was the Land Law of 1850, which set the pattern for modern landholding. The Land Law ended the colonial practice of obtaining land through squatting or royal grants and limited acquisition to purchase, thereby restricting the number of people who could become owners. By creating obstacles to landownership, the law's framers hoped to force free labor to work for existing landlords. However, proprietors sabotaged the law by not surveying their lands and not resolving their conflicting claims in order to keep titles cloudy and hence in their hands. One result of the uncertain titles was that slaves were used as collateral.

Also in 1850, British pressure finally forced the Brazilian government to outlaw the African slave trade. London, tiring of Brazilian subterfuge, authorized its navy to seize slave ships in Brazilian waters, even in ports. Rather than risk open war with Britain, paralyzation of commerce, widespread slave unrest, and destabilization of the empire, the government outlawed the African slave trade. It deported a number of Portuguese slavers and instructed the provincial presidents, police, judges, and military to crack down. Over the next five years, even clandestine landings stopped, and despite the tempting rise of slave prices in the coffee districts of Rio de Janeiro Province, the trans-Atlantic trade ended. Although the British claimed credit, it should be noted that for the first time a Brazilian government had the power to enforce a law along the length of the coast. Also, internal support for the trade had weakened. Most slave importers were Portuguese, who had been selling the ever more expensive Africans to landowners on credit at climbing interest rates, in some cases forcing the latter into insolvency and loss of property. Xenophobia and the debts of the landed classes combined to support the government action.

Ending the slave trade had a number of consequences. First, because labor needs increased in Rio de Janeiro and São Paulo as the world demand for coffee rose, Northeastern planters sold their surplus slaves to Southern growers. In addition, Parliament passed laws encouraging European immigration, as well as the Land Law of 1850. Second, ending the slave trade freed capital that could then be used for investment in transport and industrial enterprises. Third, it ensured that Britain did not interfere in Brazil's military intervention to end the rule in Buenos Aires of Juan Manuel de Rosas (president of Argentina, 1829-33, 1835-52).

Coffee dominated exports in the last half of the nineteenth century, going from 50 percent of exports in 1841-50 to 59.5 percent in 1871-80. But sugar exports also increased, and cotton, tobacco, cocoa, rubber, and maté were important. The vast cattle herds that grazed the Northeastern sertão , the plains (cerrado ) of Minas Gerais, and the pampas of Rio Grande do Sul foreshadowed Brazil's status in 1990 as the world's second largest meat exporter. Meat-salting plants (saladeros ) in Rio Grande do Sul shipped sun-dried beef to the expanding coffee-growing region to feed its slaves and freed tenant farmers (colonos ). In addition to beef, Brazilians ate protein-rich beans, rice, and corn, much of which came from Minas Gerais or the immigrant colonies of Rio Grande do Sul. Interregional trade was budding, but for the most part local self-sufficiency was the norm. Indeed, more people produced food for the domestic market than labored on export crops.

Expanding coffee production in the 1850s and 1860s attracted British investment in railroads to speed transport of the beans to the coast. The Santos-São Paulo Railroad (1868) was the first major breach of the coastal escarpment, which had slowed development of the Southern plateau. Similarly, in the Northeast railroads began to cut into the interior from the coast. But generally the pattern was to connect a port with its export-oriented hinterland, creating a series of enclaves that were connected with each other by sea. Well into the twentieth century, Brazil lacked railroads and highways linking its major regions, urban areas, and economic zones. The country was laced together by intricate networks of mule trails that moved goods and people throughout the vast interior. Viewed as archaic by modern observers, the mule train trails nonetheless were important in Brazil's formation, tying the various regions together and spreading a common language and culture.

The empire had lost the East Bank of the Río de la Plata with the founding of Uruguay in 1828, but it continued to meddle in that republic's affairs. Brazil's most important businessman, Irineu Evangelista de Sousa, the Visconde de Mauá, had such heavy financial interests there that his company was effectively the Uruguayan government's bank. Other Brazilians owned about 400 large estates (estancias ) that took up nearly a third of the country's territory. They objected to the taxes the Uruguayans imposed when they drove their cattle back and forth to Rio Grande do Sul, and they took sides in the constant fighting between Uruguay's Colorado and Blanco political factions, which later became the Colorado Party and the National Party (Blancos). Some of Rio Grande do Sul's gauchos did not accept Uruguayan independence in 1828 and continually sought intervention.

In the mid-1860s, the imperial government conspired with Buenos Aires authorities to replace the Blanco regime in Montevideo with a Colorado one. The Blancos appealed to Paraguayan dictator Francisco Solano López (president, 1862-70), who harbored his own fears of the two larger countries and who regarded a threat to Uruguay as a menace to Paraguay. A small landlocked country, Paraguay had the largest army in the region: 64,000 soldiers compared with Brazil's standing army of 18,000. In 1864 Brazil and Argentina agreed to act together should Solano López attempt to save the Blancos. In September 1864, wrongly convinced that he would not be so foolish, the Brazilians sent troops into Uruguay to put the Colorados in power. Each side miscalculated the intentions, capabilities, and will of the other. Paraguay reacted by seizing Brazilian vessels on the Rio Paraguai and by attacking the province of Mato Grosso. Solano López, mistakenly expecting help from anti-Buenos Aires caudillos, sent his forces into Corrientes to get at Rio Grande do Sul and Uruguay and found himself at war with both Argentina and Brazil. In May 1865, those two countries and Colorado-led Uruguay signed an alliance that aimed to transfer contested Paraguayan territory to the larger countries, to open Paraguayan rivers to international trade, and to remove Solano López. By September 1865, the allies had driven the Paraguayans out of Rio Grande do Sul, and they took the war into Paraguay when that country spurned their peace overtures.

Fiercely defending their homeland, the Guaraní-speaking Paraguayans defeated the allies at Curupaití in September 1866. The Argentine president, General Bartolomé Mitre (1861-68), took the bulk of his troops home to quell opposition to his war policy, leaving the Brazilians to soldier on. The famed General Lima e Silva, Marquis and later Duke of Caxias, took command of the allied forces and led them until the fall of Asunción in early 1869. With stubborn determination, the Brazilians pursued Solano López until they cornered and killed him. They then occupied Paraguay until 1878.

The war dragged on for several reasons. First, the Paraguayans were better prepared at the outset and conducted an effective offensive into the territories of their adversaries, immediately handing them defeats. Even later, when pushed back onto their own land, they had the advantages of knowing the ground, of having prepared defenses, and of fielding stubbornly loyal troops. Second, it took the Brazilians considerable time to marshal their forces and considerable effort and cost to keep them supplied. Third, the Argentines, hoping to improve their postwar situation in relation to Brazil, delayed operations partly to force the empire to weaken itself by expending its resources. Fourth, this was the era of "unconditional surrender." It was militarily fashionable to pursue Solano López to the bitter end.

The war had important consequences for Brazil and the Río de la Plata region. It left Brazil and Argentina facing each other over a prostrate Paraguay and a dependent Uruguay, a situation that would soon turn into a tense rivalry that repeatedly assumed warlike postures. Historians debate the numbe